SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SCHRIESHEIM ALAN

(Last) (First) (Middle)
3000 TAFT STREET

(Street)
HOLLYWOOD FL 33021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HEICO CORP [ HEI, HEI.A ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/26/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 04/16/2019 G V 1,700 D $0 0 D
Class A Common Stock 04/26/2019 M 36,945 A $0.2434 36,945 D
Class A Common Stock 04/26/2019 M 23,055 A $0.323 60,000 D
Class A Common Stock 04/26/2019 F 21,118 D $90.66 38,882 D
Common Stock 10,379 I By 409A Plan(1)
Class A Common Stock 6,417 I By 409A Plan(1)
Class A Common Stock 10,488 I By Estate(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to purchase Common Stock) $0.323 (3) (3) Common Stock 113,044 113,044 D
Option (Right to purchase Common Stock) $0.5713 (3) (3) Common Stock 193,049 193,049 D
Option (Right to purchase Class A Common Stock) $0.2434 04/26/2019 M 36,945 (3) (3) Class A Common Stock 36,945 $0 0 D
Option (Right to purchase Class A Common Stock) $0.323 04/26/2019 M 23,055 (3) (3) Class A Common Stock 23,055 $0 120,748 D
Option (Right to purchase Class A Common Stock) $0.5713 (3) (3) Class A Common Stock 101,543 101,543 D
Explanation of Responses:
1. Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
2. Represents shares held by the estate of deceased spouse.
3. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
Remarks:
/s/ Alan Schriesheim 04/30/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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