0001104659-23-030210.txt : 20230308 0001104659-23-030210.hdr.sgml : 20230308 20230308201002 ACCESSION NUMBER: 0001104659-23-030210 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230308 DATE AS OF CHANGE: 20230308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Giacobbe Ken CENTRAL INDEX KEY: 0001688603 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 23717828 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Howmet Aerospace Inc. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 BUSINESS PHONE: (412) 553-1940 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 FORMER COMPANY: FORMER CONFORMED NAME: Arconic Inc. DATE OF NAME CHANGE: 20161101 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC. DATE OF NAME CHANGE: 20141003 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 4/A 1 tm238989d1_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2023-02-16 2023-02-21 0 0000004281 Howmet Aerospace Inc. HWM 0001688603 Giacobbe Ken 201 ISABELLA STREET SUITE 200 PITTSBURGH PA 15212 0 1 0 0 EVP and CFO Common Stock 2023-02-16 4 S 0 111209 43.0729 D 271170 D On February 21, 2023, the reporting person filed a Form 4 that inadvertently contained a typographical error that showed an "A" in column 4 of Table I. In fact, as reported in this amendment, the correct letter is "D". All other information in the previously filed Form 4, including the transaction code in column 3 and the amount of securities beneficially owned following the reported transaction in column 5, remains unchanged. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.85 to $43.38. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. /s/ Margaret Lam, Assistant Secretary (Attorney-in-Fact) 2023-03-08