0000004281-19-000044.txt : 20190307
0000004281-19-000044.hdr.sgml : 20190307
20190307163516
ACCESSION NUMBER: 0000004281-19-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190305
FILED AS OF DATE: 20190307
DATE AS OF CHANGE: 20190307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLANT JOHN C
CENTRAL INDEX KEY: 0001136562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 19666310
MAIL ADDRESS:
STREET 1: C/O MASCO CORPORATION
STREET 2: 17450 COLLEGE PARKWAY
CITY: LIVONIA
STATE: MI
ZIP: 48152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arconic Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
BUSINESS PHONE: 2128362732
MAIL ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-03-05
0000004281
Arconic Inc.
ARNC
0001136562
PLANT JOHN C
390 PARK AVENUE
NEW YORK,
NY
10022
1
1
0
0
Chairman and CEO
Common Stock
28282
D
Common Stock
2019-03-05
4
P
0
35000
18.6509
A
45000
I
By Trust
Common Stock
2019-03-06
4
P
0
35000
18.7037
A
80000
I
By Trust
Common Stock
2019-03-07
4
P
0
35000
18.1612
A
115000
I
By Trust
The amount of securities beneficially owned reflects the forfeiture of 4,450 restricted stock units in connection with the reporting person's cessation of service as Non-Executive Chairman of Arconic Inc. and appointment as Chairman and Chief Executive Officer of Arconic Inc. The acquisition of these restricted stock units was previously reported in Table I of the reporting person's Form 4 on October 24, 2018.
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.47 to $18.75. The reporting person undertakes to provide to Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
Revocable living trust of which the reporting person is the trustee and beneficiary, with voting and investment power.
The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.53 to $18.94. The reporting person undertakes to provide to Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.03 to $18.61. The reporting person undertakes to provide to Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
/s/ Margaret Lam (Assistant Secretary), by power of attorney
2019-03-07