X0306
4
2013-06-28
0000004281
ALCOA INC
AA
0001268014
KLEINFELD KLAUS
390 PARK AVENUE
NEW YORK
NY
10022
1
1
0
0
Chairman and CEO
Phantom Stock Units
2013-06-28
4
A
0
920
7.83
A
Common Stock
920
28680
D
1 For 1
Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.
As of 6/28/2013, the reporting person also held 3,547 phantom stock units under the Alcoa Deferred Fee Plan for Directors which are to be paid out in cash after Board service ends.
Brenda Hart (Assistant Secretary), by power of attorney
2013-07-01