0000004281-13-000040.txt : 20130603
0000004281-13-000040.hdr.sgml : 20130603
20130603114639
ACCESSION NUMBER: 0000004281-13-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130531
FILED AS OF DATE: 20130603
DATE AS OF CHANGE: 20130603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALCOA INC
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
BUSINESS PHONE: 4125532576
MAIL ADDRESS:
STREET 1: 801 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLEINFELD KLAUS
CENTRAL INDEX KEY: 0001268014
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 13887203
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-05-31
0000004281
ALCOA INC
AA
0001268014
KLEINFELD KLAUS
390 PARK AVENUE
NEW YORK
NY
10022
1
1
0
0
Chairman and CEO
Phantom Stock Units
2013-05-31
4
A
0
844
8.53
A
Common Stock
844
27691
D
1 For 1
Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.
As of 5/31/2013, the reporting person also held 3,538 phantom stock units under the Alcoa Deferred Fee Plan for Directors which are to be paid out in cash after Board service ends.
Brenda Hart (Assistant Secretary), by power of attorney
2013-06-03