0000004281-13-000028.txt : 20130401
0000004281-13-000028.hdr.sgml : 20130401
20130401122003
ACCESSION NUMBER: 0000004281-13-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130328
FILED AS OF DATE: 20130401
DATE AS OF CHANGE: 20130401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLEINFELD KLAUS
CENTRAL INDEX KEY: 0001268014
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 13729740
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALCOA INC
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
BUSINESS PHONE: 4125532576
MAIL ADDRESS:
STREET 1: 801 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-03-28
0000004281
ALCOA INC
AA
0001268014
KLEINFELD KLAUS
201 ISABELLA STREET
PITTSBURGH
PA
15212
1
1
0
0
Chairman and CEO
Phantom Stock Units
2013-03-28
4
A
0
743
8.48
A
Common Stock
743
25932
D
1 For 1
Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.
As of 3/28/2013, the reporting person also held 3,527 phantom stock units under the Alcoa Deferred Fee Plan for Directors which are to be paid out in cash after Board service ends. The report filed on 12/26/2012 incorrectly stated the balance as 3,503 phantom stock units as of 12/21/2012 instead of 3,514 units.
Brenda Hart (Assistant Secretary), by power of attorney
2013-04-01