0000004281-13-000012.txt : 20130118
0000004281-13-000012.hdr.sgml : 20130118
20130118160530
ACCESSION NUMBER: 0000004281-13-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130116
FILED AS OF DATE: 20130118
DATE AS OF CHANGE: 20130118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ayers Chris
CENTRAL INDEX KEY: 0001314869
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 13537654
MAIL ADDRESS:
STREET 1: 4650 S.W. MACADAM, SUITE #440
CITY: PORTLAND
STATE: OR
ZIP: 97239
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALCOA INC
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
BUSINESS PHONE: 4125532576
MAIL ADDRESS:
STREET 1: 801 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-01-16
0000004281
ALCOA INC
AA
0001314869
Ayers Chris
201 ISABELLA STREET
PITTSBURGH
PA
15212
0
1
0
0
Executive Vice President
Common Stock
2013-01-16
4
A
0
26186
0
A
156176.6
D
Common Stock
2013-01-16
4
A
0
55750
0
A
211926.6
D
Common Stock
3751
I
By Company 401(k) Plan
Employee Stock Option (right to buy)
8.88
2013-01-16
4
A
0
171430
A
2023-01-16
Common Stock
171430
171430
D
Includes shares acquired under dividend reinvestment plan.
The option vests in three equal annual installments beginning January 16, 2014.
Employee stock options are granted without payment of consideration.
In the aggregate, a total of 337,850 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
Brenda Hart (Assistant Secretary), by power of attorney
2013-01-18