0000004281-12-000024.txt : 20120124 0000004281-12-000024.hdr.sgml : 20120124 20120124094958 ACCESSION NUMBER: 0000004281-12-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120120 FILED AS OF DATE: 20120124 DATE AS OF CHANGE: 20120124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bottger Graeme CENTRAL INDEX KEY: 0001498468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 12541022 MAIL ADDRESS: STREET 1: ALCOA INC., 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-01-20 0000004281 ALCOA INC AA 0001498468 Bottger Graeme 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Vice President and Controller Common Stock 2012-01-20 4 A 0 4159 0 A 31556 D Common Stock 11818 I By Company 401(k) Plan Employee Stock Option (right to buy) 10.17 2012-01-20 4 A 0 48720 A 2022-01-20 Common Stock 48720 48720 D The option vests in three equal annual installments beginning January 20, 2013. Employee stock options are granted without payment of consideration. In the aggregate, a total of 282,260 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart (Assistant Secretary), by power of attorney 2012-01-24