0000004281-12-000009.txt : 20120103 0000004281-12-000009.hdr.sgml : 20120102 20120103163945 ACCESSION NUMBER: 0000004281-12-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120103 DATE AS OF CHANGE: 20120103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHACHT HENRY B CENTRAL INDEX KEY: 0001184009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 12502517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-12-31 0000004281 ALCOA INC AA 0001184009 SCHACHT HENRY B 201 ISABELLA STREET PITTSBURGH PA 15212 0 0 0 1 Senior Advisor to the Board Common Stock 2011-12-31 4 M 0 949 A 20065.5342 D Common Stock 2011-12-31 4 D 0 949 8.62 D 19116.5342 D Phantom Stock Units 2011-12-31 4 M 0 949 D 2011-12-31 Common Stock 949 35308 D On December 31, 2011, 949 of the reporting person's phantom stock units held under the Alcoa 2005 Deferred Fee Plan for Directors (the "Plan") were settled for cash in accordance with the terms of the Plan after termination of service as a director. Each phantom stock unit was the economic equivalent of one share of Alcoa Inc. common stock. Includes shares acquired under the Alcoa Dividend Reinvestment Plan. Brenda Hart (Assistant Secretary), by power of attorney 2012-01-03