0000004281-12-000005.txt : 20120103 0000004281-12-000005.hdr.sgml : 20120102 20120103163314 ACCESSION NUMBER: 0000004281-12-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111230 FILED AS OF DATE: 20120103 DATE AS OF CHANGE: 20120103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEROMA NICHOLAS JOHN CENTRAL INDEX KEY: 0001232224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 12502441 MAIL ADDRESS: STREET 1: C/O NORTEL NETWORKS CORPORATION STREET 2: 8200 DIXIE ROAD SUITE 100 CITY: BRAMPTON STATE: A6 ZIP: L6T 5P6 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-12-30 0000004281 ALCOA INC AA 0001232224 DEROMA NICHOLAS JOHN 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive Vice President Phantom Stock Units 2011-12-30 4 A 0 328 8.62 A Common Stock 328 1764 D 1 For 1 Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. Brenda Hart (Assistant Secretary), by power of attorney 2012-01-03