0001140361-14-007215.txt : 20140214 0001140361-14-007215.hdr.sgml : 20140214 20140214100748 ACCESSION NUMBER: 0001140361-14-007215 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 0215 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01502 FILM NUMBER: 14611826 BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3F CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3F CITY: FAIRFIELD STATE: CT ZIP: 06828 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000040545 XXXXXXXX 12-31-2013 12-31-2013 GENERAL ELECTRIC CO
3135 EASTON TURNPIKE W3F FAIRFIELD CT 06828
13F HOLDINGS REPORT 028-01502 N
Robert R. DeGennaro Assistant Controller, Finance 203-373-2535 Robert R. DeGennaro Fairfield CT 02-14-2014 1 211 21272157 false 1 0001121163 028-05827 GE ASSET MANAGEMENT
INFORMATION TABLE 2 form13fInfoTable.xml ACTAVIS PLC SHS G0083B108 118649 706243 SH DFND 01 706243 0 0 CREDICORP LTD COM G2519Y108 13508 101774 SH DFND 01 101774 0 0 COVIDIEN PLC SHS G2554F113 341803 5019139 SH DFND 01 5019139 0 0 EATON CORP PLC SHS G29183103 102222 1342904 SH DFND 01 1342904 0 0 GENPACT LIMITED SHS G3922B107 49815 2711741 SH SOLE 2711741 0 0 INVESCO LTD SHS G491BT108 183190 5032683 SH DFND 01 5032683 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 278764 3306024 SH DFND 01 3306024 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 1613 19864 SH DFND 01 19864 0 0 NABORS INDUSTRIES LTD SHS G6359F103 2688 158200 SH DFND 01 158200 0 0 ACE LTD SHS H0023R105 163104 1575429 SH DFND 01 1575429 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1836 33315 SH DFND 01 33315 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 198907 2477662 SH DFND 01 2477662 0 0 NIELSEN HOLDINGS N V COM N63218106 13850 301804 SH DFND 01 301804 0 0 YANDEX N V SHS CLASS A N97284108 16677 386486 SH DFND 01 386486 0 0 AG MTG INVT TR INC COM 001228105 3910 250000 SH DFND 01 250000 0 0 AES CORP COM 00130H105 55373 3816206 SH DFND 01 3816206 0 0 AT&T INC COM 00206R102 15308 435394 SH DFND 01 435394 0 0 ABBOTT LABS COM 002824100 127108 3316145 SH DFND 01 3316145 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 65156 490319 SH DFND 01 490319 0 0 ALLEGHANY CORP DEL COM 017175100 9999 25000 SH DFND 01 25000 0 0 ALLIANCE HEALTHCARE SRVCS IN COM PAR $0.01 018606301 5543 224032 SH SOLE 224032 0 0 ALTRIA GROUP INC COM 02209S103 5498 143222 SH DFND 01 143222 0 0 AMAZON COM INC COM 023135106 159619 400258 SH DFND 01 400258 0 0 AMERICAN EXPRESS CO COM 025816109 145103 1599286 SH DFND 01 1599286 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 204300 4001951 SH DFND 01 4001951 0 0 AMERICAN TOWER CORP NEW COM 03027X100 296115 3709783 SH DFND 01 3709783 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 5286 125090 SH DFND 01 125090 0 0 AMERIPRISE FINL INC COM 03076C106 211193 1835659 SH DFND 01 1835659 0 0 AMGEN INC COM 031162100 361142 3165692 SH DFND 01 3165692 0 0 ANADARKO PETE CORP COM 032511107 201073 2534958 SH DFND 01 2534958 0 0 ANALOG DEVICES INC COM 032654105 57419 1127413 SH DFND 01 1127413 0 0 APPLE INC COM 037833100 430623 767571 SH DFND 01 767571 0 0 APPLIED MATLS INC COM 038222105 28821 1630144 SH DFND 01 1630144 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 141350 3256902 SH DFND 01 3256902 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 16160 200000 SH DFND 01 200000 0 0 AUTOZONE INC COM 053332102 135641 283803 SH DFND 01 283803 0 0 BAIDU INC SPON ADR REP A 056752108 521536 2931956 SH DFND 01 2931956 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 8033 340816 SH DFND 01 340816 0 0 BANK OF AMERICA CORPORATION COM 060505104 55047 3535434 SH DFND 01 3535434 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3123 26340 SH DFND 01 26340 0 0 BG MEDICINE INC COM 08861T107 15 14015 SH SOLE 14015 0 0 BG MEDICINE INC COM 08861T107 1524 1465276 SH DFND 01 1465276 0 0 BLACKROCK INC COM 09247X101 3006 9500 SH DFND 01 9500 0 0 BOEING CO COM 097023105 76602 561226 SH DFND 01 561226 0 0 BOSTON PROPERTIES INC COM 101121101 502 5000 SH DFND 01 5000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 2393 199082 SH DFND 01 199082 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 10962 206239 SH DFND 01 206239 0 0 CBS CORP NEW CL B 124857202 38473 603598 SH DFND 01 603598 0 0 CDW CORP COM 12514G108 30595 1309730 SH DFND 01 1309730 0 0 CME GROUP INC COM 12572Q105 361980 4613567 SH DFND 01 4613567 0 0 CMS ENERGY CORP COM 125896100 11042 412478 SH DFND 01 412478 0 0 CSX CORP COM 126408103 84537 2938374 SH DFND 01 2938374 0 0 CVS CAREMARK CORPORATION COM 126650100 110967 1550472 SH DFND 01 1550472 0 0 CALPINE CORP COM NEW 131347304 30966 1587194 SH DFND 01 1587194 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 74998 1259840 SH DFND 01 1259840 0 0 CARDINAL HEALTH INC COM 14149Y108 79893 1195817 SH DFND 01 1195817 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 28904 2443259 SH DFND 01 2443259 0 0 CHEVRON CORP NEW COM 166764100 312083 2498461 SH DFND 01 2498461 0 0 CISCO SYS INC COM 17275R102 253190 11287990 SH DFND 01 11287990 0 0 CITIGROUP INC COM NEW 172967424 264517 5076121 SH DFND 01 5076121 0 0 CLOROX CO DEL COM 189054109 14773 159263 SH DFND 01 159263 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 134276 3042745 SH DFND 01 3042745 0 0 COMCAST CORP NEW CL A 20030N101 209732 4036016 SH DFND 01 4036016 0 0 COMCAST CORP NEW CL A SPL 20030N200 219657 4403710 SH DFND 01 4403710 0 0 CONTINENTAL RESOURCES INC COM 212015101 1632 14500 SH DFND 01 14500 0 0 COSTCO WHSL CORP NEW COM 22160K105 1950 16386 SH DFND 01 16386 0 0 CUMMINS INC COM 231021106 53240 377670 SH DFND 01 377670 0 0 D R HORTON INC COM 23331A109 767 34366 SH DFND 01 34366 0 0 DEERE & CO COM 244199105 2698 29538 SH DFND 01 29538 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 33305 1212428 SH DFND 01 1212428 0 0 DENTSPLY INTL INC NEW COM 249030107 92708 1912293 SH DFND 01 1912293 0 0 DEVON ENERGY CORP NEW COM 25179M103 3112 50300 SH DFND 01 50300 0 0 DEX MEDIA INC NEW COM 25213A107 1365 201534 SH SOLE 201534 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 9255 69892 SH DFND 01 69892 0 0 DICKS SPORTING GOODS INC COM 253393102 214811 3697267 SH DFND 01 3697267 0 0 DISNEY WALT CO COM DISNEY 254687106 75976 994444 SH DFND 01 994444 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 2204 24370 SH DFND 01 24370 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 136532 1628096 SH DFND 01 1628096 0 0 DOLLAR GEN CORP NEW COM 256677105 100511 1666302 SH DFND 01 1666302 0 0 DOMINION RES INC VA NEW COM 25746U109 12600 194782 SH DFND 01 194782 0 0 DORAL FINL CORP COM PAR 0.01 25811P852 1498 95677 SH DFND 01 95677 0 0 DOVER CORP COM 260003108 256930 2661386 SH DFND 01 2661386 0 0 E M C CORP MASS COM 268648102 494842 19675615 SH DFND 01 19675615 0 0 EBAY INC COM 278642103 279118 5087353 SH DFND 01 5087353 0 0 ECOLAB INC COM 278865100 232 2224 SH DFND 01 2224 0 0 EDUCATION MGMT CORP NEW COM 28140M103 18056 1789480 SH DFND 01 1789480 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 8517 264683 SH DFND 01 264683 0 0 ENERGIZER HLDGS INC COM 29266R108 34176 315740 SH DFND 01 315740 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 486901 6931968 SH DFND 01 6931968 0 0 EXXON MOBIL CORP COM 30231G102 180365 1782260 SH DFND 01 1782260 0 0 FMC TECHNOLOGIES INC COM 30249U101 5017 96100 SH DFND 01 96100 0 0 FIREEYE INC COM 31816Q101 592 13575 SH DFND 01 13575 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 133994 8683987 SH DFND 01 8683987 0 0 FORTINET INC COM 34959E109 2565 134082 SH DFND 01 134082 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3096 82033 SH DFND 01 82033 0 0 GENERAL DYNAMICS CORP COM 369550108 15730 164621 SH DFND 01 164621 0 0 GENERAL ELECTRIC CO COM 369604103 2282639 81435557 SH DFND 01 0 0 81435557 GENERAL MTRS CO COM 37045V100 3309 80960 SH DFND 01 80960 0 0 GILEAD SCIENCES INC COM 375558103 389661 5188567 SH DFND 01 5188567 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 46391 868902 SH DFND 01 868902 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 215389 1215102 SH DFND 01 1215102 0 0 GOOGLE INC CL A 38259P508 371762 331720 SH DFND 01 331720 0 0 HCP INC COM 40414L109 5204 143269 SH DFND 01 143269 0 0 HALLIBURTON CO COM 406216101 182095 3588086 SH DFND 01 3588086 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 149167 4117219 SH DFND 01 4117219 0 0 HESS CORP COM 42809H107 92978 1120221 SH DFND 01 1120221 0 0 HEWLETT PACKARD CO COM 428236103 92510 3306279 SH DFND 01 3306279 0 0 HOME DEPOT INC COM 437076102 16844 204568 SH DFND 01 204568 0 0 HONEYWELL INTL INC COM 438516106 254167 2781729 SH DFND 01 2781729 0 0 ICICI BK LTD ADR 45104G104 3140 84487 SH DFND 01 84487 0 0 ING GROEP N V SPONSORED ADR 456837103 7102 506891 SH DFND 01 506891 0 0 INSULET CORP COM 45784P101 1231 33175 SH SOLE 33175 0 0 INTEL CORP COM 458140100 14426 555794 SH DFND 01 555794 0 0 INTERMUNE INC COM 45884X103 2667 181087 SH DFND 01 181087 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 20202 107704 SH DFND 01 107704 0 0 INTERPUBLIC GROUP COS INC COM 460690100 34188 1931522 SH DFND 01 1931522 0 0 INTUIT COM 461202103 140664 1843086 SH DFND 01 1843086 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 240 625 SH DFND 01 625 0 0 ISHARES MSCI EMG MKT ETF 464287234 10633 254403 SH DFND 01 254403 0 0 ISHARES MSCI EAFE ETF 464287465 771 11486 SH DFND 01 11486 0 0 JPMORGAN CHASE & CO COM 46625H100 377747 6459429 SH DFND 01 6459429 0 0 JOHNSON & JOHNSON COM 478160104 339066 3702003 SH DFND 01 3702003 0 0 KIMBERLY CLARK CORP COM 494368103 12473 119404 SH DFND 01 119404 0 0 KRAFT FOODS GROUP INC COM 50076Q106 5250 97391 SH DFND 01 97391 0 0 LAS VEGAS SANDS CORP COM 517834107 159664 2024394 SH DFND 01 2024394 0 0 LAUDER ESTEE COS INC CL A 518439104 1592 21138 SH DFND 01 21138 0 0 LOWES COS INC COM 548661107 343689 6936209 SH DFND 01 6936209 0 0 MACYS INC COM 55616P104 50795 951222 SH DFND 01 951222 0 0 MACYS INC COM 55616P104 8 158 SH SOLE 158 0 0 MARATHON OIL CORP COM 565849106 104191 2951574 SH DFND 01 2951574 0 0 MCDONALDS CORP COM 580135101 13483 138958 SH DFND 01 138958 0 0 MCGRAW HILL FINL INC COM 580645109 65653 839554 SH DFND 01 839554 0 0 MEDTRONIC INC COM 585055106 5197 90550 SH DFND 01 90550 0 0 MERCK & CO INC NEW COM 58933Y105 229266 4580730 SH DFND 01 4580730 0 0 MERRIMACK PHARMACEUTICALS IN COM 590328100 235 44140 SH SOLE 44140 0 0 METLIFE INC COM 59156R108 16340 303037 SH DFND 01 303037 0 0 MICROSOFT CORP COM 594918104 45902 1227001 SH DFND 01 1227001 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 12818 286444 SH DFND 01 286444 0 0 MONDELEZ INTL INC CL A 609207105 115291 3266027 SH DFND 01 3266027 0 0 MONSANTO CO NEW COM 61166W101 352838 3027357 SH DFND 01 3027357 0 0 NRG ENERGY INC COM NEW 629377508 29470 1026123 SH DFND 01 1026123 0 0 NEW RESIDENTIAL INVT CORP COM 64828T102 5010 750000 SH DFND 01 750000 0 0 NEWCASTLE INVT CORP COM 65105M108 4305 750000 SH DFND 01 750000 0 0 NEXTERA ENERGY INC COM 65339F101 46512 543241 SH DFND 01 543241 0 0 NOVARTIS A G SPONSORED ADR 66987V109 10591 131765 SH DFND 01 131765 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 227233 2389407 SH DFND 01 2389407 0 0 ORACLE CORP COM 68389X105 140142 3662873 SH DFND 01 3662873 0 0 PPG INDS INC COM 693506107 27618 145617 SH DFND 01 145617 0 0 PTC THERAPEUTICS INC COM 69366J200 1082 63740 SH SOLE 63740 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 1403 24409 SH SOLE 24409 0 0 PANERA BREAD CO CL A 69840W108 1035 5856 SH DFND 01 5856 0 0 PAYCHEX INC COM 704326107 23595 518222 SH DFND 01 518222 0 0 PEPSICO INC COM 713448108 408099 4920412 SH DFND 01 4920412 0 0 PERKINELMER INC COM 714046109 35373 857935 SH DFND 01 857935 0 0 PFIZER INC COM 717081103 324194 10584213 SH DFND 01 10584213 0 0 PHILIP MORRIS INTL INC COM 718172109 13819 158606 SH DFND 01 158606 0 0 PRAXAIR INC COM 74005P104 109310 840652 SH DFND 01 840652 0 0 PRECISION CASTPARTS CORP COM 740189105 3078 11429 SH DFND 01 11429 0 0 PRICELINE COM INC COM NEW 741503403 3630 3123 SH DFND 01 3123 0 0 PROCTER & GAMBLE CO COM 742718109 8216 100922 SH DFND 01 100922 0 0 PRUDENTIAL FINL INC COM 744320102 58023 629175 SH DFND 01 629175 0 0 QUALCOMM INC COM 747525103 578315 7788754 SH DFND 01 7788754 0 0 RLJ LODGING TR COM 74965L101 73019 3002424 SH DFND 01 3002424 0 0 RADNET INC COM 750491102 348 208333 SH SOLE 208333 0 0 RALPH LAUREN CORP CL A 751212101 650 3684 SH DFND 01 3684 0 0 RANGE RES CORP COM 75281A109 1096 13000 SH DFND 01 13000 0 0 RAYONIER INC COM 754907103 4309 102346 SH DFND 01 102346 0 0 REGIONS FINL CORP NEW COM 7591EP100 136081 13759406 SH DFND 01 13759406 0 0 ROCKWELL AUTOMATION INC COM 773903109 2607 22062 SH DFND 01 22062 0 0 ROCKWOOD HLDGS INC COM 774415103 12032 167299 SH DFND 01 167299 0 0 SBA COMMUNICATIONS CORP COM 78388J106 45088 501866 SH DFND 01 501866 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5489 29719 SH DFND 01 29719 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 81282 332850 SH DFND 01 332850 0 0 SCHLUMBERGER LTD COM 806857108 502332 5574651 SH DFND 01 5574651 0 0 SCHWAB CHARLES CORP NEW COM 808513105 59081 2272362 SH DFND 01 2272362 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3788 173263 SH DFND 01 173263 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 15770 301753 SH DFND 01 301753 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 14429 380021 SH DFND 01 380021 0 0 SIMON PPTY GROUP INC NEW COM 828806109 10529 69196 SH DFND 01 69196 0 0 SIRIUS XM HLDGS INC COM 82968B103 10540 3020000 SH DFND 01 3020000 0 0 SMUCKER J M CO COM NEW 832696405 1158 11179 SH DFND 01 11179 0 0 SOUTHERN COPPER CORP COM 84265V105 437 15220 SH DFND 01 15220 0 0 SPRINT CORP COM SER 1 85207U105 2311 215000 SH DFND 01 215000 0 0 STARBUCKS CORP COM 855244109 4401 56137 SH DFND 01 56137 0 0 STATE STR CORP COM 857477103 283064 3856990 SH DFND 01 3856990 0 0 STERICYCLE INC COM 858912108 5228 45000 SH DFND 01 45000 0 0 STRYKER CORP COM 863667101 29285 389734 SH DFND 01 389734 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 77881 1046923 SH DFND 01 1046923 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 46538 2668468 SH DFND 01 2668468 0 0 TEXAS INSTRS INC COM 882508104 8657 197152 SH DFND 01 197152 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 55833 501419 SH DFND 01 501419 0 0 TIME WARNER INC COM NEW 887317303 211939 3039860 SH DFND 01 3039860 0 0 US BANCORP DEL COM NEW 902973304 49473 1224586 SH DFND 01 1224586 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 559 5795 SH DFND 01 5795 0 0 UNION PAC CORP COM 907818108 4679 27850 SH DFND 01 27850 0 0 UNITED PARCEL SERVICE INC CL B 911312106 228459 2174147 SH DFND 01 2174147 0 0 UNITED STATES STL CORP NEW COM 912909108 535 18135 SH DFND 01 18135 0 0 UNITED TECHNOLOGIES CORP COM 913017109 24951 219257 SH DFND 01 219257 0 0 UNITEDHEALTH GROUP INC COM 91324P102 125429 1665718 SH DFND 01 1665718 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 320 4000 SH DFND 01 4000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 27407 666196 SH DFND 01 666196 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 113061 2300801 SH DFND 01 2300801 0 0 VIOLIN MEMORY INC COM 92763A101 5034 1271248 SH DFND 01 1271248 0 0 VIRTUALSCOPICS INC COM NEW 928269208 422 121846 SH SOLE 121846 0 0 VISA INC COM CL A 92826C839 312564 1403647 SH DFND 01 1403647 0 0 WAL-MART STORES INC COM 931142103 11627 147757 SH DFND 01 147757 0 0 WELLS FARGO & CO NEW COM 949746101 229493 5054917 SH DFND 01 5054917 0 0 WHOLE FOODS MKT INC COM 966837106 1157 20000 SH DFND 01 20000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 3297 189055 SH DFND 01 189055 0 0 XILINX INC COM 983919101 1344 29258 SH DFND 01 29258 0 0 YUM BRANDS INC COM 988498101 2226 29440 SH DFND 01 29440 0 0