0000947871-01-500796.txt : 20011010
0000947871-01-500796.hdr.sgml : 20011010
ACCESSION NUMBER: 0000947871-01-500796
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011004
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000773840
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 222640650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-36820
FILM NUMBER: 1751735
BUSINESS ADDRESS:
STREET 1: 101 COLUMBIA RD
STREET 2: PO BOX 4000
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
BUSINESS PHONE: 9734552000
MAIL ADDRESS:
STREET 1: 101 COLUMBIA RD P O BOX 4000
STREET 2: 101 COLUMBIA RD P O BOX 4000
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIEDSIGNAL INC
DATE OF NAME CHANGE: 19940929
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: GENERAL ELECTRIC CO
CENTRAL INDEX KEY: 0000040545
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 140689340
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 3135 EASTON TURNPIKE
STREET 2: W3M
CITY: FAIRFIELD
STATE: CT
ZIP: 06431
BUSINESS PHONE: 203-373-2211
MAIL ADDRESS:
STREET 1: 3135 EASTON TURNPIKE
CITY: FAIRFIELD
STATE: CT
ZIP: 06431
SC 13D/A
1
fsc13da_100201.txt
SCHEDULE 13D AMENDMENT NO. 1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
-------------------------------------------------------------
Amendment No. 1
to
SCHEDULE 13D
Under the Securities Exchange Act of 1934
HONEYWELL INTERNATIONAL INC.
(Name of Issuer)
Common Stock, Par Value $1.00 per Share
(Title of Class of Securities)
438516106
----------
(CUSIP Number)
Robert E. Healing, Esq.
General Electric Company
3135 Easton Turnpike
Fairfield, Connecticut 06431-0001
Telephone: (202) 373-2243
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 2, 2001
(Date of Event which Requires Filing of this Statement)
-------------------------------------------------------------
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
CUSIP No. 438516106
--------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
General Electric Company
I.R.S. Identification No. 14-0689340
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
--------------------------------------------------------------------------------
5 Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization New York
--------------------------------------------------------------------------------
7 Sole Voting Power
3,383,884 shares of Common Stock
NUMBER OF -----------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY
OWNED BY 0
EACH -----------------------------------------------
REPORTING 9 Sole Dispositive Power
PERSON
WITH 3,383,884 shares of Common Stock
-----------------------------------------------
10 Shared Dispositive Power
0
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
3,383,884 shares of Common Stock
--------------------------------------------------------------------------------
12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions). [ ]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.42%
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions) CO
--------------------------------------------------------------------------------
Item 1. Security and Issuer
This Schedule 13D relates to the common stock, par value $1.00 per
share (the "Common Stock," an individual share of which is a "Share"), of
Honeywell International Inc., a Delaware corporation (the "Issuer"). The
principal executive offices of the Issuer are located at 101 Columbia Road,
Morristown, New Jersey 07962-2497.
Item 2. Identity and Background
This Schedule 13D is filed by General Electric Company ("General
Electric"), a corporation. General Electric's principal executive offices are
located at 3135 Easton Turnpike, Fairfield, CT 06431 (telephone (203) 373-2211).
General Electric has not and, to the best of General Electric's
knowledge, none of its executive officers or directors has been, during the last
five years, convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors) or has been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction resulting in a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws, or finding any
violation with respect to such laws.
Item 4. Purpose of Transaction
This Statement relates to the termination on October 2, 2001 of an
option granted to General Electric by the Issuer to purchase shares of Common
Stock from the Issuer (the "Option"). The Option entitled General Electric to
purchase up to 158,746,379 Shares under the circumstances specified in the Stock
Option Agreement dated as of October 22, 2000 between General Electric and the
Issuer (the "Stock Option Agreement").
Pursuant to the terms of the Stock Option Agreement, as a result of the
termination on October 2, 2001 of the Agreement and Plan of Merger dated as of
October 22, 2000 between the Issuer, General Electric and General Electric 2000
Merger Sub, Inc., the Option has terminated.
Item 5. Interest in Securities of the Issuer
As a result of the termination of the Option on October 2, 2001 General
Electric is the beneficial owner of 3,383,884 shares of Common Stock of the
Issuer representing 0.42% of the outstanding shares of the Issuer's Common
Stock. The calculation of the foregoing percentage is based on the number of
shares of Common Stock disclosed as outstanding by the Issuer in its Quarterly
Report on Form 10-Q for the quarterly period ended June 30, 2001. General
Electric will have sole voting and dispositive power with respect to such
shares.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
accurate.
October 2, 2001 GENERAL ELECTRIC COMPANY.
By: /s/ Robert E. Healing, Esq.
-----------------------------------
Name: Robert E. Healing, Esq.
Title: Corporate Counsel