0000040417-16-000227.txt : 20161026 0000040417-16-000227.hdr.sgml : 20161026 20161026164235 ACCESSION NUMBER: 0000040417-16-000227 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161026 DATE AS OF CHANGE: 20161026 EFFECTIVENESS DATE: 20161026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL AMERICAN INVESTORS CO INC CENTRAL INDEX KEY: 0000040417 IRS NUMBER: 135098450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00461 FILM NUMBER: 161953075 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129168400 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000040417 XXXXXXXX 09-30-2016 09-30-2016 GENERAL AMERICAN INVESTORS CO INC

100 PARK AVENUE 35TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-00461 N Eugene S. Stark 212-916-8447 Eugene S. Stark New York NY 10-26-2016 0 63 979558 false INFORMATION TABLE 2 q320160930.xml 3Q 2016 13F Adams Express COM 006212104 2329 177114 SH SOLE 177114 0 0 American Express Company COM 025816109 15690 245000 SH SOLE 245000 0 0 Anadarko Petroleum Corporation COM 032511107 7160 113000 SH SOLE 113000 0 0 Aon plc COM G0408V102 17872 158877 SH SOLE 158877 0 0 Apache Corporation COM 037411105 10277 160900 SH SOLE 160900 0 0 Apple Inc. COM 037833100 14018 124000 SH SOLE 124000 0 0 Applied DNA Sciences, Inc. WARRANTS 03815U110 317 281409 SH SOLE 281409 0 0 Arantana Therapeutics, Inc. COM 03874P101 3857 412101 SH SOLE 412101 0 0 Arch Capital Group Ltd. COM G0450A105 48349 610000 SH SOLE 610000 0 0 Ariad Pharmaceuticals, Inc. COM 04033A100 10369 757400 SH SOLE 757400 0 0 ASML Holding N.V. COM N07059210 22009 200850 SH SOLE 200850 0 0 Axis Capital Holdings Limited COM G0692U109 10187 187500 SH SOLE 187500 0 0 Berkshire Hathaway Inc. CLASS A 084670108 23784 110 SH SOLE 110 0 0 Cameco Corporation COM 13321L108 12607 1472819 SH SOLE 1472819 0 0 Celgene Corporation COM 151020104 19861 190000 SH SOLE 190000 0 0 Cempra, Inc. COM 15130J109 12449 514409 SH SOLE 514409 0 0 Charter Communications Inc COM 16119P108 5399 20000 SH SOLE 20000 0 0 Chipotle Mexican Grill, Inc. COM 169656105 8894 21000 SH SOLE 21000 0 0 Cisco Systems, Inc. COM 17275R102 25059 790000 SH SOLE 790000 0 0 Costco Wholesale Corporation COM 22160K105 25741 168781 SH SOLE 168781 0 0 CVS Health Corporation COM 126650100 12661 142280 SH SOLE 142280 0 0 Diageo plc ADR COM 25243Q205 21166 182400 SH SOLE 182400 0 0 Eaton Corporation plc SHS G29183103 12428 189131 SH SOLE 189131 0 0 eBay Inc. COM 278642103 9706 295000 SH SOLE 295000 0 0 Ensco plc Class A COM G3157S106 5525 650000 SH SOLE 650000 0 0 Everest Re Group, Ltd. COM G3223R108 23746 125000 SH SOLE 125000 0 0 Ford Motor Company COM 345370860 15257 1264063 SH SOLE 1264063 0 0 General Electric Company COM 369604103 26658 900000 SH SOLE 900000 0 0 Gilead Sciences, Inc. COM 375558103 34702 438600 SH SOLE 438600 0 0 Gulf Coast Ultra Deep Royalty COM 40222T104 253 3830440 SH SOLE 3830440 0 0 Halliburton Company COM 406216101 24011 535000 SH SOLE 535000 0 0 Helix Energy Solutions Group I COM 42330P107 14065 1730000 SH SOLE 1730000 0 0 Herc Holdings Inc COM 42704L104 3647 108220 SH SOLE 108220 0 0 Hertz Global Holdings, Inc. COM 42805T105 4177 104012 SH SOLE 104012 0 0 Huntsman Corporation COM 447011107 16700 1026422 SH SOLE 1026422 0 0 IMAX Corporation COM 45245E109 7074 244196 SH SOLE 244196 0 0 Intel Corporation COM 458140100 14741 390500 SH SOLE 390500 0 0 Intra-Cellular Therapies, Inc. COM 46116X010 3504 229942 SH SOLE 229942 0 0 JPMorgan Chase & Co. COM 46625H100 18978 285000 SH SOLE 285000 0 0 Keysight Technologies, Inc. COM 49338L103 4053 127900 SH SOLE 127900 0 0 Liberty Interactive Corporatio COM 53071M880 12346 309665 SH SOLE 309665 0 0 M&T Bank Corporation COM 55261F104 16254 140000 SH SOLE 140000 0 0 Macy's Inc. COM 55616P104 13895 375026 SH SOLE 375026 0 0 Merck & Co., Inc. COM 58933Y105 24789 397191 SH SOLE 397191 0 0 MetLife, Inc. COM 59156R108 17772 400000 SH SOLE 400000 0 0 Microsoft Corporation COM 594918104 39208 680686 SH SOLE 680686 0 0 Nelnet, Inc. COM 64031N108 20185 500000 SH SOLE 500000 0 0 Paratek Pharmaceuticals, Inc COM 699374302 7029 540252 SH SOLE 540252 0 0 PepsiCo, Inc. COM 713448108 21210 195000 SH SOLE 195000 0 0 Pfizer Inc. COM 717081103 15608 460808 SH SOLE 460808 0 0 QUALCOMM Incorporated COM 747525103 26797 391200 SH SOLE 391200 0 0 Regal Entertainment Group COM 758766109 8387 385600 SH SOLE 385600 0 0 Repros Therapeutics Inc. COM 76028H209 1486 711123 SH SOLE 711123 0 0 Republic Services, Inc. COM 760759100 39745 787800 SH SOLE 787800 0 0 Royce Value Trust, Inc. COM 780910105 2878 227328 SH SOLE 227328 0 0 Synchronoss Technologies, Inc. COM 87157B103 15567 378034 SH SOLE 378034 0 0 TJX Companies, Inc./The COM 872540109 68780 919768 SH SOLE 919768 0 0 Tyler Technologies Inc COM 902252105 4156 24270 SH SOLE 24270 0 0 United Technologies Corporatio COM 913017109 19304 190000 SH SOLE 190000 0 0 Universal Display Corporation COM 91347P105 13223 238209 SH SOLE 238209 0 0 Vodafone Group plc ADR COM 92857W308 19934 683852 SH SOLE 683852 0 0 Cameco Corporation Mar 10 Calls Exp 3/17/2017 CALL 13321L108 375 15000 SH SOLE 15000 0 0 Ensco plc Jan 8 Calls Exp 1/20/2017 CALL G3157S106 1350 10000 SH SOLE 10000 0 0