-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVKsnM+OMByq/l04KpjFkgOLj8xvcOcxfqbZ+ncCOf80ihEZdZ8AfUVInMBEk+Fl HgvblCKibvWLGO5VQCLK+A== 0001021408-03-008678.txt : 20030610 0001021408-03-008678.hdr.sgml : 20030610 20030610144943 ACCESSION NUMBER: 0001021408-03-008678 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030610 GROUP MEMBERS: GEICO CORPORATION GROUP MEMBERS: GOVERNMENT EMPLOYEES INSURANCE COMPANY GROUP MEMBERS: NATIONAL INDEMNITY COMPANY GROUP MEMBERS: OBH INC GROUP MEMBERS: WARREN E BUFFETT SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-08268 FILM NUMBER: 03738928 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3126216200 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 470813844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OMAHA STATE: NE ZIP: 68131 FORMER COMPANY: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 SC 13G/A 1 dsc13ga.txt SCHEDULE 13G, AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)/1/ Amendment No. 2 GATX Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 361448 10 3 ------------------------------ (CUSIP Number) May 31, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) (Continued on following pages) Page 1 of 13 Pages ___________ /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------- ------------------ CUSIP No. 361448 10 3 13G Page 2 of 13 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warren E. Buffett - -------------------------------------------------------------------------------- CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (A) [X] (B) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZEN OR PLACE OF ORGANIZATION 4 United States Citizen - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 NUMBER OF -0- SHARES ------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 4,305,800 ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH ------------------------------------------------------------- SHARED DISPOSITIVE POWER 8 4,305,800 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 4,305,800 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] Not Applicable - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 8.8 - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON 12 IN - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 361448 10 3 13G Page 3 of 13 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Berkshire Hathaway Inc. - -------------------------------------------------------------------------------- CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (A) [X] (B) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZEN OR PLACE OF ORGANIZATION 4 Delaware Corporation - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES -0- ------------------------------------------------------------ SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 4,305,800 ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER REPORTING 7 -0- ------------------------------------------------------------- PERSON WITH SHARED DISPOSITIVE POWER 8 4,305,800 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 4,305,800 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] Not Applicable - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 8.8 - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON 12 HC, CO - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 361448 10 3 13G Page 4 of 13 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON OBH, Inc. - -------------------------------------------------------------------------------- CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (A) [X] (B) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZEN OR PLACE OF ORGANIZATION 4 Delaware Corporation - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 -0- SHARES ------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 4,305,800 ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER REPORTING 7 -0- ------------------------------------------------------------- PERSON WITH SHARED DISPOSITIVE POWER 8 4,305,800 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 4,305,800 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] Not Applicable - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 8.8 - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON 12 HC, CO - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 361448 10 3 13G Page 5 of 13 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON National Indemnity Company - -------------------------------------------------------------------------------- CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (A) [X] (B) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZEN OR PLACE OF ORGANIZATION 4 Nebraska Corporation - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 NUMBER OF -0- SHARES ------------------------------------------------------------ SHARED VOTING POWER BENEFICIALLY 6 4,305,800 OWNED BY ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ------------------------------------------------------------ SHARED DISPOSITIVE POWER WITH 8 4,305,800 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 4,305,800 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] Not Applicable - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 8.8 - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON 12 IC, CO - -------------------------------------------------------------------------------- - ------------------------ --------------------- CUSIP NO. 361448 10 3 13G PAGE 6 OF 13 PAGES - ------------------------ --------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GEICO Corporation - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware Corporation - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 2,800,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 2,800,000 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,800,000 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable [_] - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.7 - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON HC - ------------------------------------------------------------------------------ - ------------------------ --------------------- CUSIP NO. 361448 10 3 13G PAGE 7 OF 13 PAGES - ------------------------ --------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Government Employees Insurance Company - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland Corporation - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 2,800,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 2,800,000 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,800,000 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable [_] - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.7 - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON IC - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: GATX Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 500 West Monroe Street Chicago, Illinois 60661 Item 2(a). Name of Person Filing: Item 2(b). Address of Principal Business: Item 2(c). Citizenship: Warren E. Buffett 1440 Kiewit Plaza Omaha, Nebraska 68131 United States Citizen Berkshire Hathaway Inc. 1440 Kiewit Plaza Omaha, Nebraska 68131 Delaware Corporation OBH, Inc. 1440 Kiewit Plaza Omaha, Nebraska 68131 Delaware Corporation National Indemnity Company 3024 Harney Street Omaha, Nebraska 68131 Nebraska Corporation GEICO Corporation 1 Geico Plaza Washington DC 20076 Delaware Corporation Government Employees Insurance Company 1 Geico Plaza Washington DC 20076 Maryland Corporation Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 361448 10 3 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or Dealer registered under Section 15 of the Act. (b) [_] Bank as defined in Section 3(a)(6) of the Act. (c) [X] Insurance Company as defined in Section 3(a)(19) Page 8 of 13 of the Act. National Indemnity Company Government Employees Insurance Company (d) [_] Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) [_] An investment advisor registered in accordance with Rule 13d-1 (b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [X] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); Geico Corporation OBH, Inc. Berkshire Hathaway Inc. Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.) (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [X] Group in accordance with Rule 13d-1(b)(1)(ii)(J). See Exhibit A Item 4. Ownership. Warren E. Buffett (a) Amount Beneficially Owned: 4,305,800 (b) Percent of Class: 8.8 (c) Number of shares as to which the person has: Page 9 of 13 (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 4,305,800 (iii) sole power to dispose or direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 4,305,800 Berkshire Hathaway Inc. (a) Amount Beneficially Owned: 4,305,800 (b) Percent of Class: 8.8 (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 4,305,800 (iii) sole power to dispose or direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 4,305,800 OBH, Inc. Page 10 of 13 (a) Amount Beneficially Owned: 4,305,800 (b) Percent of Class: 8.8 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 4,305,800 (iii) sole power to dispose or direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 4,305,800 National Indemnity Company (a) Amount Beneficially Owned: 4,305,800 (b) Percent of Class: 8.8 (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 4,305,800 (iii) sole power to dispose or direct the disposition of: Page 11 of 13 -0- (iv) Shared power to dispose or to direct the disposition of: 4,305,800 GEICO Corporation (a) Amount Beneficially Owned 2,800,000 (b) Percent of Class 5.7 (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote: -0- (ii) Shared power to vote or direct the vote: 2,800,000 (iii) Sole power to dispose or direct the disposition of: -0- (iv) Shared power to dispose or direct the disposition of: 2,800,000 Government Employees Insurance Company (a) Amount Beneficially Owned 2,800,000 (b) Percent of Class 5.7 (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote: -0- (ii) Shared power to vote or direct the vote: 2,800,000 (iii) Sole power to dispose or direct the disposition of: -0- (iv) Shared power to dispose or direct the disposition of: 2,800,000 Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. See Exhibit A Item 8. Identification and Classification of Members of the Group. See Exhibit A Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 12 of 13 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 10th day of June, 2003 /s/ Warren E. Buffett - ------------------------- Warren E. Buffett BERKSHIRE HATHAWAY INC. OBH, INC. By: /s/ Warren E. Buffett By: /s/ Warren E. Buffett --------------------- --------------------- Warren E. Buffett Warren E. Buffett Chairman of the Board Chairman of the Board NATIONAL INDEMNITY COMPANY GEICO CORPORATION By: /s/ Warren E. Buffett By: /s/ Warren E. Buffett --------------------- --------------------- Warren E. Buffett Warren E. Buffett Chairman of the Board Chairman of the Board GOVERNMENT EMPLOYEES INSURANCE COMPANY /s/ Warren E. Buffett --------------------- Warren E. Buffett Chairman of the Board Page 13 of 13 Exhibit A MEMBERS OF FILING GROUP PARENT HOLDING COMPANY: GEICO Corporation Berkshire Hathaway Inc. OBH, Inc. Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.) RELEVANT SUBSIDIARIES THAT ARE INSURANCE COMPANIES AS DEFINED IN SECTION 3(a)(19) OF THE ACT: National Indemnity Company Government Employees Insurance Company SCHEDULE 13G EXHIBIT B JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned persons agree and consent to the joint filing on their behalf of this Amendment No. 2 to Schedule 13G in connection with their beneficial ownership of the Common Stock of GATX Corporation. Dated: June 10, 2003 /s/ Warren E. Buffett --------------------------------------- Warren E. Buffett Berkshire Hathaway Inc. Dated: June 10, 2003 /s/ Warren E. Buffett --------------------------------------- By: Warren E. Buffett Title: Chairman of the Board OBH, Inc. Dated: June 10, 2003 /s/ Warren E. Buffett --------------------------------------- By: Warren E. Buffett Title: Chairman of the Board National Indemnity Company Dated: June 10, 2003 /s/ Warren E. Buffett --------------------------------------- By: Warren E. Buffett Title: Chairman of the Board GEICO Corporation Dated: June 10, 2003 /s/ Warren E. Buffett --------------------------------------- By: Warren E. Buffett Title: Chairman of the Board Government Employees Insurance Company Dated: June 10, 2003 /s/ Warren E. Buffett --------------------------------------- By: Warren E. Buffett Title: Chairman of the Board -----END PRIVACY-ENHANCED MESSAGE-----