0001179110-15-013139.txt : 20150909
0001179110-15-013139.hdr.sgml : 20150909
20150909085809
ACCESSION NUMBER: 0001179110-15-013139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150904
FILED AS OF DATE: 20150909
DATE AS OF CHANGE: 20150909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AV Homes, Inc.
CENTRAL INDEX KEY: 0000039677
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 231739078
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8601 N. SCOTTSDALE RD.
STREET 2: SUITE 225
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
BUSINESS PHONE: 4802147400
MAIL ADDRESS:
STREET 1: 8601 N. SCOTTSDALE RD.
STREET 2: SUITE 225
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
FORMER COMPANY:
FORMER CONFORMED NAME: AVATAR HOLDINGS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GAC CORP /DE/
DATE OF NAME CHANGE: 19801023
FORMER COMPANY:
FORMER CONFORMED NAME: GENERAL ACCEPTANCE CORP
DATE OF NAME CHANGE: 19710208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nash Joshua Lionel
CENTRAL INDEX KEY: 0001305016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07395
FILM NUMBER: 151098028
MAIL ADDRESS:
STREET 1: ODAV LLC
STREET 2: 280 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
FORM 4 -
X0306
4
2015-09-04
0
0000039677
AV Homes, Inc.
AVHI
0001305016
Nash Joshua Lionel
C/O ULYSSES MANAGEMENT, LLC
ONE ROCKEFELLER PLAZA 20TH FLOOR
NEW YORK
NY
10020
1
0
0
0
Common Stock
2015-09-04
4
P
0
129000
13.50
A
301000
I
By Limited Partnership
Common Stock
2015-09-04
4
P
0
4800
13.25
A
305800
I
By Limited Partnership
Common Stock
2015-09-04
4
P
0
21000
13.50
A
49000
I
By Offshore Fund
Common Stock
2015-09-04
4
P
0
799
13.25
A
49799
I
By Offshore Fund
Common Stock
182633
D
Common Stock
173900
I
By Trust fbo Mother
Shares are held by a limited partnership. The managing general partner of the limited partnership is directly controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein.
Shares are held by an offshore fund. The reporting person controls the management company for this fund. The reporting person disclaims beneficial ownership of the shares held by the offshore company except to the extent of his pecuniary interest therein, which results solely from a compensatory arrangement pursuant to which certain amounts to be paid to the reporting person are valued by reference to the managed account.
/s/ Gary Shullaw, attorney-in-fact for Joshua L. Nash
2015-09-09