-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q3cXRggGblCmw1VUP6vOBhA4FfLdXwowxP2eeDFqYFvJWV5dj89uoR1zldFPVcls cTAMzeHrLok3SLSlGxrKLA== 0000921895-99-000207.txt : 19990403 0000921895-99-000207.hdr.sgml : 19990403 ACCESSION NUMBER: 0000921895-99-000207 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED RESEARCH CORP CENTRAL INDEX KEY: 0000003952 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 042281015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-34327 FILM NUMBER: 99585773 BUSINESS ADDRESS: STREET 1: 8000 TOWERS CRESCENT DR STREET 2: STE 750 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7038475268 MAIL ADDRESS: STREET 1: 8000 TOWERS CRESCENT DRIVE STREET 2: STE 750 CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED RESEARCH ASSOCIATES INC DATE OF NAME CHANGE: 19880601 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIONHEART GROUP INC CENTRAL INDEX KEY: 0001069881 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133790376 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 516 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 2125995077 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 516 CITY: NEW YORK STATE: NY ZIP: 10169 SC 13D/A 1 AMENDMENT NO. 2 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)(1) ALLIED RESEARCH CORPORATION - ------------------------------------------------------------------------------ (Name of issuer) COMMON STOCK $.01 PAR VALUE - ------------------------------------------------------------------------------ (Title of class of securities) 019483106 - ------------------------------------------------------------------------------ (CUSIP number) STEVEN WOLOSKY, ESQ. OLSHAN GRUNDMAN FROME ROSENZWEIG & WOLOSKY LLP 505 Park Avenue New York, New York 10022 (212) 753-7200 - ------------------------------------------------------------------------------ (Name, address and telephone number of person authorized to receive notices and communications) March 30, 1999 - ------------------------------------------------------------------------------ (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box o. NOTE. six copies of this statement, including all exhibits, should be filed with the Commission. SEE Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) - -------- (1)The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). - ------------------------------------- ------------------------------ CUSIP No. 019483106 13D Page 2 of 5 Pages - ---------------------------------- ------------------------------ ================================================================================ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS LIONHEART GROUP, INC. 13-3790-376 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OR ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 117,588 OWNED BY ---------------------------------------------------------------- EACH REPORTING PERSON WITH 8 SHARED VOTING POWER -0- ---------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 117,588 ---------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 117,588 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.47% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IA ================================================================================ - ------------------------------------- ------------------------------ CUSIP No. 019483106 13D Page 3 of 5 Pages - ---------------------------------- ------------------------------ The following constitutes the Amendment No. 2 (the "Amendment No. 2") to the original statement of beneficial ownership on Schedule 13D filed by the Reporting Person on September 9, 1998. This Amendment No. 2 amends the Schedule 13D as specifically set forth. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 is amended as follows All of the $158,550 used to make the purchase of the 22,200 Shares acquired by the Reporting Person since the filing of Amendment No. 1 to the Schedule 13D came from the working capital of the investment funds and managed accounts directed by the Reporting Persons. Item 5. INTEREST IN SECURITIES OF THE ISSUER. Items 5(a), (b), (c) and (e) are amended as follows: (a) The Reporting Person may be deemed to beneficially own 117,588 shares (which constitutes approximately 2.47% of the Issuer). (b) The Reporting Person has sole voting and dispositive power with respect to the 117,588 Shares it may be deemed to beneficially own. (c) In the past sixty (60) days, accounts managed by the Reporting Person purchased or sold on the dates, in the amounts and at the prices set forth on Exhibit A annexed hereto and incorporated by reference herein. All of such purchases or sales were made on the open market. (e) As of March 30, 1999, the Reporting Person ceased to be the beneficial owner of more than five (5%) percent of the Shares. Item 7. MATERIAL TO BE FILED AS EXHIBITS. Item 7 is amended to add the following. Exhibit A: Transactions in Shares of Common Stock in the past sixty (60) days. - ------------------------------------- ------------------------------ CUSIP No. 019483106 13D Page 4 of 5 Pages - ---------------------------------- ------------------------------ SIGNATURES After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: April 1, 1999 LIONHEART GROUP, INC. By: /S/ C. DUNCAN SOUKUP --------------------------------------- C. Duncan Soukup, President - ------------------------------------- ------------------------------ CUSIP No. 019483106 13D Page 5 of 5 Pages - ---------------------------------- ------------------------------ EXHIBIT A Transactions in the Shares of Common Stock SINCE PREVIOUS SCHEDULE 13D FILING DATE BUY/SELL TOTAL Cost (per share IN DOLLARS) 02/24/99 Sell 5,000 $7.1250 03/16/99 Buy 10,000 $6.4313 03/30/99 Sell 200,000 $7.0000 03/30/99 Sell 2,000 $7.0625 -----END PRIVACY-ENHANCED MESSAGE-----