0000039047-13-000055.txt : 20130730 0000039047-13-000055.hdr.sgml : 20130730 20130730163325 ACCESSION NUMBER: 0000039047-13-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130726 FILED AS OF DATE: 20130730 DATE AS OF CHANGE: 20130730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRISCHS RESTAURANTS INC CENTRAL INDEX KEY: 0000039047 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 310523213 STATE OF INCORPORATION: OH FISCAL YEAR END: 0530 BUSINESS ADDRESS: STREET 1: 2800 GILBERT AVE CITY: CINCINNATI STATE: OH ZIP: 45206 BUSINESS PHONE: 5139612660 MAIL ADDRESS: STREET 1: 2800 GILBERT AVE CITY: CINCINNATI STATE: OH ZIP: 45206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horwitz James I CENTRAL INDEX KEY: 0001430603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07323 FILM NUMBER: 13996308 MAIL ADDRESS: STREET 1: 2800 GILBERT AVENUE CITY: CINCINNATI STATE: OH ZIP: 45206 4 1 wf-form4_137521639432040.xml FORM 4 X0306 4 2013-07-26 0 0000039047 FRISCHS RESTAURANTS INC FRS 0001430603 Horwitz James I 2800 GILBERT AVENUE CINCINNATI OH 45206 0 1 0 0 VP - REAL ESTATE DEVELOPMENT Common Stock 2013-07-29 4 M 0 1167 11.05 A 3720 D Common Stock 2013-07-29 4 S 0 775 22.03 D 2945 D PHANTOM STOCK UNITS 0.0 2013-07-26 4 A 0 105 19.10 A Common Stock 105.0 2943 D PHANTOM STOCK UNITS 0.0 2013-07-29 4 A 0 32 21.24 A Common Stock 32.0 2975 D Stock Option 11.05 2013-07-29 4 M 0 1167 0 D 2011-06-22 2020-06-22 Common Stock 1167.0 0 D cashless exercise of options Acquired under the issuer's executive savings plan. Will be settled in cash or shares of common stock upon the reporting person's retirement or other form of termination. Option to buy James I. Horwitz, by Mark R. Lanning, P.O.A. 2013-07-30 EX-24 2 poahorwitz-11.txt HORWITZ POA LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of the Vice President of Finance and Director of Finance of Frisch's Restaurants, Inc., each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of Frisch's Restaurants, Inc., an Ohio corporation (the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions of the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the undersigned and approves and ratifies any such release of information; and (3) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing. The undersigned acknowledges that: (1) this Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (2) any documents prepared and/or executed by either such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his discretion, deems necessary or desirable; (3) neither the Company nor either of such attorneys-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (4) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby gives and grants each of the foregoing attorneys-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that each such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to each such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of June, 2011. /s/ James I. Horwitz Signature James I. Horwitz Print Name STATE OF OHIO ) ) COUNTY OF HAMILTON ) On this 15th day of June, 2011, James I. Horwitz, personally appeared before me, and acknowledge that s/he executed the foregoing instrument for the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and official seal. /s/ Jennifer Smith Notary Public My Commission Expires: 08/22/2012 22242