0001127602-16-070371.txt : 20161219
0001127602-16-070371.hdr.sgml : 20161219
20161219132359
ACCESSION NUMBER: 0001127602-16-070371
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161216
FILED AS OF DATE: 20161219
DATE AS OF CHANGE: 20161219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC
CENTRAL INDEX KEY: 0000038777
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 132670991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
STREET 2: BUILDING 920
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: FRANKLIN RESOURCES INC
STREET 2: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEWIS KENNETH A
CENTRAL INDEX KEY: 0001181596
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09318
FILM NUMBER: 162058474
MAIL ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-12-16
0000038777
FRANKLIN RESOURCES INC
BEN
0001181596
LEWIS KENNETH A
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO
CA
94403-1906
1
EVP and CFO
Common Stock, par value $.10
2016-12-16
4
S
0
1866.2213
39.25
D
0
I
By 401(k)
Common Stock, par value $.10
141161.517
D
Common Stock, par value $.10
17678
I
By Trust
Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards.
Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.
/s/ Kenneth A. Lewis
2016-12-19