0001127602-16-070371.txt : 20161219 0001127602-16-070371.hdr.sgml : 20161219 20161219132359 ACCESSION NUMBER: 0001127602-16-070371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161216 FILED AS OF DATE: 20161219 DATE AS OF CHANGE: 20161219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS KENNETH A CENTRAL INDEX KEY: 0001181596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09318 FILM NUMBER: 162058474 MAIL ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-16 0000038777 FRANKLIN RESOURCES INC BEN 0001181596 LEWIS KENNETH A C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO CA 94403-1906 1 EVP and CFO Common Stock, par value $.10 2016-12-16 4 S 0 1866.2213 39.25 D 0 I By 401(k) Common Stock, par value $.10 141161.517 D Common Stock, par value $.10 17678 I By Trust Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards. Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power. /s/ Kenneth A. Lewis 2016-12-19