0001217398-11-000002.txt : 20110803
0001217398-11-000002.hdr.sgml : 20110803
20110803151155
ACCESSION NUMBER: 0001217398-11-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110801
FILED AS OF DATE: 20110803
DATE AS OF CHANGE: 20110803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAFRAN JOAN K
CENTRAL INDEX KEY: 0001217398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 111006779
MAIL ADDRESS:
STREET 1: 122 SOUTH STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-08-01
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217398
SHAFRAN JOAN K
122 SOUTH STREET
BOSTON
MA
02111
1
0
1
0
Class A Common Stock
354
I
See footnote
Class A Common Stock
8584
I
See footnote
Class A Common Stock
10036
I
See footnote
Class A Common Stock
83617
D
Class A Common Stock
2011-08-01
4
S
0
1000
17.6775
D
24050
I
See footnote
Class A Common Stock
2011-08-01
4
S
0
10000
17.6775
D
151220
I
See footnote
Class A Common Stock
37156
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
900
900
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
2579908
2479908
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
13500
13500
I
See foot note
Held Indirect - by Powell Partners, of which Ms. Shafran is a general partner
Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary.
Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary.
Held by directly by Joan Shafran in a street account with Wachovia. Transferred 25,000 shares to Raymond James account, see footnote #5.
Joan Shafran, Trustee - held in street account with Raymond James. The price $17.6775 represents a weighed average of sales prices ranging from $17.565 per share to $18.07 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Held Indirect by The Berimore Company (a general partnership). Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak. Shares were redeemded out of RMS, Ltd, upon withdrawal from the partenership the shares must be converted from Class B Common to Class A Common. The price $17.6775 represents a weighed average of sales prices ranging from $17.565 per share to $18.07 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
Held Indirect - General Partner of RMS, Ltd.
Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Shares were redeemded out of RMS, Ltd, upon withdrawal from the partenership the shares must be converted from Class B Common to Class A Common. See footnote # 6.
Held Indirect - Powell Partners.
Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person (trust) on June 13, 2011.
/s/ Geralyn M. Presti, Attorney-In-Fact for Joan K. Shafran
2011-08-03
EX-24
2
attach_1.txt
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Thomas G. Smith,
Geralyn M. Presti and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place and
stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, and any and all amendments thereto, to be
filed with the Securities and Exchange Commission pertaining to such
filing, with full power and authority to do and perform any and all acts
and things whatsoever required and necessary to be done in the premises,
hereby ratifying and approving the act of said attorney and any such
substitute.
EFFECTIVE as of October 25, 2002.
By: /s/ Joan K. Shafran
Joan K. Shafran