0001217398-11-000002.txt : 20110803 0001217398-11-000002.hdr.sgml : 20110803 20110803151155 ACCESSION NUMBER: 0001217398-11-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110801 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAFRAN JOAN K CENTRAL INDEX KEY: 0001217398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 111006779 MAIL ADDRESS: STREET 1: 122 SOUTH STREET CITY: BOSTON STATE: MA ZIP: 02111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-08-01 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217398 SHAFRAN JOAN K 122 SOUTH STREET BOSTON MA 02111 1 0 1 0 Class A Common Stock 354 I See footnote Class A Common Stock 8584 I See footnote Class A Common Stock 10036 I See footnote Class A Common Stock 83617 D Class A Common Stock 2011-08-01 4 S 0 1000 17.6775 D 24050 I See footnote Class A Common Stock 2011-08-01 4 S 0 10000 17.6775 D 151220 I See footnote Class A Common Stock 37156 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 900 900 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 2579908 2479908 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 13500 13500 I See foot note Held Indirect - by Powell Partners, of which Ms. Shafran is a general partner Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary. Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary. Held by directly by Joan Shafran in a street account with Wachovia. Transferred 25,000 shares to Raymond James account, see footnote #5. Joan Shafran, Trustee - held in street account with Raymond James. The price $17.6775 represents a weighed average of sales prices ranging from $17.565 per share to $18.07 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Held Indirect by The Berimore Company (a general partnership). Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak. Shares were redeemded out of RMS, Ltd, upon withdrawal from the partenership the shares must be converted from Class B Common to Class A Common. The price $17.6775 represents a weighed average of sales prices ranging from $17.565 per share to $18.07 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust. Held Indirect - General Partner of RMS, Ltd. Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Shares were redeemded out of RMS, Ltd, upon withdrawal from the partenership the shares must be converted from Class B Common to Class A Common. See footnote # 6. Held Indirect - Powell Partners. Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person (trust) on June 13, 2011. /s/ Geralyn M. Presti, Attorney-In-Fact for Joan K. Shafran 2011-08-03 EX-24 2 attach_1.txt SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Thomas G. Smith, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Joan K. Shafran Joan K. Shafran