-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MP6d+36iMGz0ALaZVHeNpEQC0JWr9ma/xnTpqTcJ+c4U+kfoHIaKBfes/He3kgDJ bh9QY6uSfioefL6e6cn7FA== 0000950127-01-000147.txt : 20010213 0000950127-01-000147.hdr.sgml : 20010213 ACCESSION NUMBER: 0000950127-01-000147 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS CENTRAL INDEX KEY: 0000037008 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346513657 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-19676 FILM NUMBER: 1534872 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVE STREET 2: STE 1416 CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 2129051104 MAIL ADDRESS: STREET 1: 551 FIFTH AVE STREET 2: SUITE 1416 CITY: NEW YORK STATE: NY ZIP: 10176 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REALTY DATE OF NAME CHANGE: 19691012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DEUTSCHE BANK AG\ CENTRAL INDEX KEY: 0000948046 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: I8 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: TAUNUSANLAGE 12 D-60325 CITY: FRANKFURT AM MAIN GE STATE: I8 MAIL ADDRESS: STREET 1: TAUNUSANLAGE 12 D-60325 CITY: FRANKFURT AM MAIN STATE: I8 SC 13G 1 0001.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __) First Union Real Estate Equity and Mortgage Investments ------------------------------------------------------- (Name of issuer) Shares of Beneficial Interest, par value $1.00 per share -------------------------------------------------------- (Title of class of securities) 337400105 --------- (CUSIP number) December 31, 2000 ----------------- (Date of Event which requires filing of this Statement) Check the appropriate box to designate the rule pursuant to which this schedule is filed: [ ] Rule 13d-1 (b) |X| Rule 13d-1 (c) [ ] Rule 13d-1 (d) - ------------------------- -------------------------------- CUSIP No. 337400105 13G Page 2 of 6 Pages - ------------------------- -------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Deutsche Bank A.G. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Federal Republic of Germany - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,644,152 BENEFICIALLY --------------------------------------------------- OWNED SHARED VOTING POWER BY 6 0 EACH --------------------------------------------------- REPORTING SOLE DISPOSITIVE POWER PERSON WITH 7 2,644,152 --------------------------------------------------- SHARED DISPOSITIVE POWER 8 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,644,152* - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.4%** - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON HC, BK, CO - -------------------------------------------------------------------------------- __________________________________ * Included in this figure are 58,600 Preferred Shares of Beneficial Interest that, when converted, total 288,312 Shares of Beneficial Interest. **This percentage reflects an adjustment to outstanding shares to reflect the converted Preferred Shares of Beneficial Interest. Item 1(a). Name of Issuer: First Union Real Estate Equity and Mortgage Investments (the "Issuer") Item 1(b). Address of Issuer's Principal Executive Offices: The address of the Issuer's principal executive offices is 1212 Avenue of the Americas, 18th Floor, New York, New York 10036. Item 2(a). Name of Person Filing: This statement is filed on behalf of Deutsche Bank AG (the "Reporting Person"). Item 2(b). Address of Principal Business Office or, if none, Residence: The principal place of business of the Reporting Person is Taunusanlage 12, 60325 Frankfurt am Main, Federal Republic of Germany. Item 2(c). Citizenship: The citizenship of the Reporting Person is set forth on the cover page. Item 2(d). Title of Class of Securities: The title of the securities is Shares of Beneficial Interest (the "Shares of Beneficial Interest"). Item 2(e). CUSIP Number: The CUSIP number of the Shares of Beneficial Interest is set forth on the cover page. Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under section 15 of the Act; (b) |_| Bank as defined in section 3(a)(6) of the Act; (c) |_| Insurance Company as defined in section 3(a)(19) of the Act; (d) |_| Investment Company registered under section 8 of the Investment Company Act of 1940; (e) |_| An investment adviser in accordance with Rule 13d-1 (b)(1)(ii)(E); (f) |_| An employee benefit plan, or endowment fund in accordance with Rule 13d-1 (b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G); (h) |_| A savings association as defined in section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) |_| Group, in accordance with Rule 13d-1 (b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1 (c), check this box. |X| Item 4. Ownership. (a) Amount beneficially owned: The Reporting Person owns the amount of the Shares of Beneficial Interest as set forth on the cover page. (b) Percent of class: The Reporting Person owns the percentage of the Shares of Beneficial Interest as set forth on the cover page. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: The Reporting Person has the sole power to vote or to direct the vote of the Shares of Beneficial Interest as set forth on the cover page. (ii) shared power to vote or to direct the vote: Not applicable. (iii) sole power to dispose or to direct the disposition of: The Reporting Person has the sole power to dispose or direct the disposition of the Shares of Beneficial Interest as set forth on the cover page. (iv) shared power to dispose or to direct the disposition of: Not applicable. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 8, 2001 DEUTSCHE BANK AG By:/s/ Karl-Heinz Baumann ----------------------------- Name: Karl-Heinz Baumann Title: Director By:/s/ Christoph Kirschhofer ----------------------------- Name: Christoph Kirschhofer Title: Director -----END PRIVACY-ENHANCED MESSAGE-----