0000931017-13-000002.txt : 20130205
0000931017-13-000002.hdr.sgml : 20130205
20130205161325
ACCESSION NUMBER: 0000931017-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130201
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASHNER MICHAEL L
CENTRAL INDEX KEY: 0001139233
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06249
FILM NUMBER: 13574132
MAIL ADDRESS:
STREET 1: C/O WINTHROP FINANCIAL ASSOCIATES
STREET 2: TWO JERICHO PLAZA WING A
CITY: JERICHO
STATE: NY
ZIP: 11753
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Winthrop Realty Trust
CENTRAL INDEX KEY: 0000037008
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 346513657
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 BULFINCH PLACE
STREET 2: SUITE 500 PO BOX 9507
CITY: BOSTON
STATE: MA
ZIP: 02114
BUSINESS PHONE: 6175704614
MAIL ADDRESS:
STREET 1: 7 BULFINCH PLACE
STREET 2: SUITE 500 PO BOX 9507
CITY: BOSTON
STATE: MA
ZIP: 02114
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST UNION REALTY
DATE OF NAME CHANGE: 19691012
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-02-01
0
0000037008
Winthrop Realty Trust
FUR
0001139233
ASHNER MICHAEL L
C/O WINTHROP FINANCIAL ASSOCIATES
TWO JERICHO PLAZA WING A
JERICHO
NY
11753
1
1
1
0
Chairman and CEO
Common Shares of Beneficial Interest
2013-02-01
4
A
0
66667
0
A
3766909
I
see
Pursuant to terms of the grant, shares are subject to forfeiture, voting rights retained by the Issuer and shares are non-transferable until shares are no longer subject to forfeiture.
Shares are comprised of 239,882 shares held directly by Michael L. Ashner and his wife, (ii) 66,667 shares held directly by Michael L. Ashner which are subject to forfeiture, (iii) 3,415,032 shares held by FUR Investors LLC ("Investors") and (iii) 45,335 shares held by the Ashner Family Evergreen Foundation, a New York not-for-profit corporation (the "Foundation"), an entity which the Reporting Person is a director.
The Reporting Person disclaims beneficial ownership of the shares held by the Foundation.
For purposes of Section 16 of the Act: (i) Investors beneficially owns 3,415,032 shares of Beneficial Interest, (ii) FUR Holdings LLC beneficially owns the number of shares of Beneficial Interest listed by Investors as held by Investors, (iii) WEM-FUR Investors LLC ("WEM") beneficially owns 1,621,733 shares of Beneficial Interest and (iv) Mr. Ashner owns 1,282,518 of the shares beneficially owned by WEM. The shares held by Investors are subject to distribution to its members at any time upon request of such member.
Michael L. Ashner
2013-02-05