0001225208-14-002301.txt : 20140124 0001225208-14-002301.hdr.sgml : 20140124 20140124165825 ACCESSION NUMBER: 0001225208-14-002301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140123 FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC-MN-H15F CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOSEPH PAMELA A CENTRAL INDEX KEY: 0001072785 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 14546564 MAIL ADDRESS: STREET 1: C/O NOVA CORP STREET 2: ONE CONCOURSE PKWY #300 CITY: ATLANTA STATE: GA ZIP: 30328 4 1 doc4.xml X0306 4 2014-01-23 0000036104 US BANCORP \DE\ USB 0001072785 JOSEPH PAMELA A 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 Vice Chairman Common Stock, $0.01 par value 2014-01-23 4 M 0 160000.0000 30.0000 A 307989.0000 D Common Stock, $0.01 par value 2014-01-23 4 M 0 132604.0000 30.4000 A 440593.0000 D Common Stock, $0.01 par value 2014-01-23 4 S 0 292604.0000 40.6300 D 147989.0000 D Common Stock, $0.01 par value 11332.0000 I By 401(k) plan Employee Stock Option (Right to Buy) 30.0000 2014-01-23 4 M 0 160000.0000 0.0000 D 2016-01-17 Common Stock, $0.01 par value 160000.0000 59319.0000 D Employee Stock Option (Right to Buy) 30.4000 2014-01-23 4 M 0 132604.0000 0.0000 D 2015-01-18 Common Stock, $0.01 par value 132604.0000 0.0000 D Restricted Stock Units 2014-01-23 4 A 0 5048.0000 0.0000 A 2014-02-14 Common Stock, $0.01 par value 5048.0000 53591.0000 D The price in Column 4 is a weighted average price. The prices actually received ranged from $40.40 to $41.12. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Based on a plan report dated December 31, 2013, the most recent plan report available. The option vested in four equal annual installments beginning on January 17, 2007. The option vested in four equal annual installments beginning on January 18, 2006. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. A grant of restricted stock units was awarded to the Reporting Person on February 14, 2013, and was reported on a Form 4 filed on February 19, 2013. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2013 corporate performance measures. On January 23, 2014, the adjusted, final number of units subject to the award was determined. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. James L. Chosy for Pamela A. Joseph 2014-01-24