-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M0PCWqAcUTyLBB66s1q1kTit0U8Va5ATzDHR/yQEHvrT72+BL58asX8W/Bbf75ry syn+f9zUF8cLOFhgiWWWmA== 0001193125-09-072358.txt : 20090403 0001193125-09-072358.hdr.sgml : 20090403 20090403113447 ACCESSION NUMBER: 0001193125-09-072358 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090403 DATE AS OF CHANGE: 20090403 EFFECTIVENESS DATE: 20090403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST AMERICAN TRUST CO CENTRAL INDEX KEY: 0000036066 IRS NUMBER: 952563019 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07792 FILM NUMBER: 09730694 BUSINESS ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7142508203 MAIL ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 13F-HR 1 d13fhr.txt FORM 13F-HR FOR FIRST AMERICAN TRUST, FSB (03/31/2009) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2009 Check here if Amendment [_] Amendment Number: ------------------ This Amendment [_] is a restatement Institutional Investment Manager Filing this Report: Name: FIRST AMERICAN TRUST, FSB Address: 5 FIRST AMERICAN WAY SANTA ANA, CA 92707 13F File Number: 99-99999 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ED HAKOPIAN Title: AVP MANAGER Phone: 714-250-8203 Signature, Place, and Date of Signing: ED HAKOPIAN SANTA ANA, CA 04/02/2009 - -------------------------- ------------------------- ------------------------- Report Type (Check only one) [X] 13F HOLDINGS REPORT [_] 13F COMBINATION REPORT FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------- ------------ --------- ----- ------ --- ---- ------- -------- ----- ------ ----- AT&T INC COMMON STOCK 00206R102 366 14520 SH SOLE 8437 6083 ABBOTT COMMON STOCK 002824100 5488 115060 SH SOLE 57360 57700 LABORATORIES 002824100 564 11825 SH DEFINED 10610 1215 ALLERGAN INC COMMON STOCK 018490102 1134 23744 SH SOLE 23346 398 AMAZON.COM INC COMMON STOCK 023135106 187 2550 SH SOLE 2525 25 023135106 1875 25524 SH DEFINED 11620 13904 AMERICAN RIVER COMMON STOCK 029326105 398 46761 SH SOLE 46761 HOLDINGS (CA) AMERICAN TOWER CORP COMMON STOCK 029912201 2949 96917 SH SOLE 54172 42745 - - CL A AON CORPORATION COMMON STOCK 037389103 592 14500 SH SOLE 14500 APOLLO GROUP INC -CL A COMMON STOCK 037604105 2371 30271 SH SOLE 16726 13545 COLUMN TOTALS 15924
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ------------------------------------ --------- ----- ------ --- ---- ------- -------- ----- ------ ----- APPLE, INC. COMMON STOCK 037833100 5015 47712 SH SOLE 24598 23114 ARCHER DANIELS COMMON STOCK 039483102 972 35005 SH SOLE 35005 MIDLAND AUTOMATIC DATA COMMON STOCK 053015103 453 12890 SH SOLE 3800 9090 PROCESSING BANK OF AMERICA CORP COMMON STOCK 060505104 126 18412 SH SOLE 17357 1055 060505104 56 8150 SH DEFINED 8150 BECKMAN COULTER INC COMMON STOCK 075811109 316 6200 SH SOLE 6200 BERKSHIRE COMMON STOCK 084670207 1365 484 SH SOLE 484 HATHAWAY BLACKROCK PRFD MUTUAL FUNDS - 09249V103 103 18500 SH SOLE 18500 OPPORTY TRUST FIXED INCOME BRISTOL MYERS COMMON STOCK 110122108 185 8420 SH SOLE 7120 1300 SQUIBB CO 110122108 208 9500 SH DEFINED 7500 2000 COLUMN TOTALS 8799
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER ---------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - --------------------- -------------- --------- ----- ------ --- ---- ------- -------- ------ ------ ------ BURLINGTON NORTHERN COMMON STOCK 12189T104 2131 35433 SH SOLE 19842 15591 SANTA FE CME GROUP INC COMMON STOCK 12572Q105 2148 8717 SH SOLE 4544 4173 CVS CORP COMMON STOCK 126650100 3732 135753 SH SOLE 71319 64434 CHESAPEAKE COMMON STOCK 165167107 2910 170600 SH SOLE 91055 79545 ENERGY CORP CHEVRON CORP COMMON STOCK 166764100 6815 101356 SH SOLE 53616 47740 166764100 578 8600 SH DEFINED 8540 60 CISCO SYSTEMS COMMON STOCK 17275R102 4738 282553 SH SOLE 141876 140677 17275R102 478 28529 SH DEFINED 28394 135 COCA COLA CO COMMON STOCK 191216100 6300 143344 SH SOLE 90883 52461 COHEN & STEERS REIT & MUTUAL FUNDS - 19247X100 69 18251 SH SOLE 18251 PFD INC FD FIXED INCOME COLUMN TOTALS 29899
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER ---------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ----------------------- ------------ --------- ----- ------ --- ---- ------- -------- ------ ------ ------ COLGATE PALMOLIVE CO COMMON STOCK 194162103 228 3873 SH SOLE 3588 285 COMCAST CORP - COMMON STOCK 20030N101 3246 237985 SH SOLE 128303 109682 CORNING INC COMMON STOCK 219350105 3525 265672 SH SOLE 142107 123565 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 297 6420 SH SOLE 2350 4070 DEERE & CO COMMON STOCK 244199105 4120 125356 SH SOLE 67257 58099 DU PONT (El) DE NEMOURS COMMON STOCK 263534109 205 9200 SH DEFINED 2200 7000 ERHC ENERGY INC COMMON STOCK 26884J104 26 85000 SH SOLE 85000 ELECTRONIC ARTS INC COMMON STOCK 285512109 2247 123541 SH SOLE 67206 56335 EXELON COMMON STOCK 30161N101 2661 58617 SH SOLE 30270 28347 CORPORATION EXPRESS SCRIPTS COMMON STOCK 302182100 3472 75208 SH SOLE 40518 34690 COLUMN TOTALS 20027
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER --------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - --------------------- ------------- --------- ----- ------ --- ---- ------- -------- ----- ------ ------ INC - CL A EXXON MOBIL COMMON STOCK 30231G102 1564 22962 SH SOLE 18128 4834 CORPORATION 30231G102 11033 162011 SH DEFINED 79627 82384 FIRST AMERICAN CORP COMMON STOCK 318522307 984 37105 SH SOLE 23507 13598 318522307 992 37404 SH DEFINED 37404 GENERAL ELECTRIC COMMON STOCK 369604103 1549 153241 SH SOLE 75433 77808 369604103 1170 115762 SH DEFINED 80922 34840 GLAXOSMITHKLINE PLC - FOREIGN STOCK 37733W105 702 22600 SH DEFINED 21300 1300 ADR GOOGLE INC-CL A COMMON STOCK 38259P508 3914 11246 SH SOLE 5727 5519 HONEYWELL COMMON STOCK 438516106 339 12176 SH SOLE 12081 95 438516106 2596 93162 SH DEFINED 44028 49134 COLUMN TOTALS 24843
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------- -------------- --------- ----- ------ --- ---- ------- -------- ----- ------ ----- ITT INDUSTRIES INC COMMON STOCK 450911102 1736 45121 SH DEFINED 23815 21306 INTEL CORP COMMON STOCK 458140100 269 17930 SH SOLE 14930 3000 IBM CORP COMMON STOCK 459200101 793 8182 SH SOLE 4522 3660 ISHARES COMMON STOCK 464287168 343 10970 SH SOLE 10970 ISHARES MUTUAL FUNDS - 464287226 549 5413 SH SOLE 5413 FIXED INCOME ISHARES COMMON STOCK 464287234 270 10864 SH DEFINED 10864 ISHARES MUTUAL FUNDS - 464287242 389 4138 SH DEFINED 4138 FIXED INCOME ISHARES FOREIGN STOCK 464287465 367 9769 SH SOLE 3799 5970 JP MORGAN CHASE & CO COMMON STOCK 46625H100 809 30447 SH SOLE 23542 6905 JOHNSON & JOHNSON COMMON STOCK 478160104 538 10234 SH SOLE 5777 4457 JOY GLOBAL INC COMMON STOCK 481165108 1037 48658 SH SOLE 25338 23320 COLUMN TOTALS 7100
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------- -------------- --------- ----- ------ --- ---- ------- -------- ----- ------ ----- LILLY (ELI) & CO COMMON STOCK 532457108 4997 149579 SH DEFINED 80728 68851 MC DONALDS CORP COMMON STOCK 580135101 2582 47324 SH SOLE 24808 22516 MC GRAW HILL INC COMMON STOCK 580645109 3488 152520 SH SOLE 82240 70280 MICROSOFT CORP COMMON STOCK 594918104 4248 231253 SH SOLE 131612 99641 MONSANTO CO COMMON STOCK 61166W101 4296 51693 SH SOLE 28252 23441 MORGAN STANLEY COMMON STOCK 617446448 3586 157505 SH SOLE 83825 73680 NIKE INC - CL B COMMON STOCK 654106103 3561 75940 SH DEFINED 40817 35123 NUCOR CORP COMMON STOCK 670346105 1913 50105 SH SOLE 26285 23820 ORACLE SYSTEMS CORP COMMON STOCK 68389X105 4620 255685 SH SOLE 129925 125760 PPL CORPORATION COMMON STOCK 69351T106 2982 103853 SH SOLE 57802 46051 COLUMN TOTALS 36273
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------- -------------- --------- ----- ------ --- ---- ------- -------- ----- ------ ----- PACIFIC MERCANTILE COMMON STOCK 694552100 202 57150 SH SOLE 57150 BANCORP PEABODY ENERGY CORP COMMON STOCK 704549104 2477 98902 SH SOLE 53427 45475 PEPSICO INC COMMON STOCK 713448108 6638 128947 SH SOLE 70934 58013 PFIZER INC COMMON STOCK 717081103 504 36977 SH SOLE 24077 12900 PHILIP MORRIS INTL INC COMMON STOCK 718172109 306 8594 SH SOLE 8394 200 PIMCO CALIFORNIA MUNI UNIT INV TR 72200M108 272 35195 SH SOLE 35195 INC FD II NON TAXABLE POTASH CORP OF COMMON STOCK 73755L107 1644 20345 SH SOLE 10615 9730 SASKATCHEWAN POWERSHARES MUTUAL FUNDS 73935X716 195 22060 SH SOLE 22060 - EQUITY PRAXAIR INC COMMON STOCK 74005P104 484 7188 SH SOLE 708 6480 PROCTER & GAMBLE COMMON STOCK 742718109 1280 27184 SH SOLE 1685 25499 COLUMN TOTALS 14002
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------- -------------- --------- ----- ------ --- ---- ------- -------- ----- ------ ----- 742718109 9451 200697 SH DEFINED 142655 58042 PROGRESS ENERGY INC COMMON STOCK 743263105 209 5775 SH SOLE 4775 1000 QUALCOMM INC COMMON STOCK 747525103 6210 159599 SH DEFINED 85472 74127 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 3776 79536 SH DEFINED 43131 36405 ROYAL BK OF SCOT PREFERRED STOCK 780097796 160 27825 SH SOLE 7825 20000 GRP PLC SCHLUMBERGER LTD COMMON STOCK 806857108 3986 98124 SH SOLE 53285 44839 TJX COMPANIES NEW COMMON STOCK 872540109 308 12020 SH DEFINED 20 12000 TEVA FOREIGN STOCK 881624209 5657 125578 SH DEFINED 68840 56738 VANGUARD MUTUAL FUNDS 922908744 237 7014 SH SOLE 7014 - EQUITY VERIZON COMMON STOCK 92343V104 601 19917 SH SOLE 9849 10068 COLUMN TOTALS 30595
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------- -------------- --------- ----- ------ --- ---- ------- -------- ----- ------ ----- COMMUNICATIONS VISA INC-CLASS A COMMON STOCK 92826C839 2850 51265 SH SOLE 27380 23885 SHARES WAL-MART STORES COMMON STOCK 931142103 5873 112727 SH SOLE 61471 51256 WELLPOINT INC COMMON STOCK 94973V107 4854 127834 SH SOLE 67877 59957 WELLS FARGO CO COMMON STOCK 949746101 4425 310761 SH SOLE 167963 142798 WISCONSIN ENERGY COMMON STOCK 976657106 3188 77442 SH SOLE 43377 34065 WYETH COMMON STOCK 983024100 392 9105 SH SOLE 8505 600 XTO ENERGY INC COMMON STOCK 98385X106 2831 92460 SH SOLE 48815 43645 YAHOO| INC COMMON STOCK 984332106 2564 200190 SH SOLE 106820 93370 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 1046 28665 SH SOLE 17395 11270 MARVELL COMMON STOCK G5876H105 2186 238661 SH SOLE 125046 113615 COLUMN TOTALS 30209
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF X PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------- -------------- --------- ------ ------ --- ---- ------- -------- ----- ------ ----- TECHNOLOGY GROUP LTD ACE LIMITED COMMON STOCK H0023R105 3665 90711 SH SOLE 49586 41125 TYCO INTERNATIONAL LTD COMMON STOCK H89128104 2608 133335 SH SOLE 72015 61320 COLUMN TOTALS 6273 AGGREGATE TOTAL 223944
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: $223,944 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE -----END PRIVACY-ENHANCED MESSAGE-----