-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ds94hKR9trD8Hjgd4TZggcgr4Xb8EjO7QTkWJWQQtHWq+mD3nMxmrmZ4RINGrVXK eMv9bctMCHTgKg94ErPG8w== 0001193125-09-001580.txt : 20090106 0001193125-09-001580.hdr.sgml : 20090106 20090106121201 ACCESSION NUMBER: 0001193125-09-001580 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090106 DATE AS OF CHANGE: 20090106 EFFECTIVENESS DATE: 20090106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST AMERICAN TRUST CO CENTRAL INDEX KEY: 0000036066 IRS NUMBER: 952563019 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07792 FILM NUMBER: 09508929 BUSINESS ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7142508203 MAIL ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 13F-HR 1 d13fhr.txt FORM 13F-HR FOR FIRST AMERICAN TRUST, FSB (12/31/2008) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2008 Check here if Amendment [_] Amendment Number: This Amendment [_] is a restatement Institutional Investment Manager Filing this Report: Name: FIRST AMERICAN TRUST, FSB Address: 5 FIRST AMERICAN WAY SANTA ANA, CA 92707 13F File Number: 99-99999 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ED HAKOPIAN Title: AVP SECURITIES MGR Phone: 714-250-8203 Signature, Place, and Date of Signing: ED HAKOPIAN SANTA ANA, CA 01/05/2009 Report Type (Check only one) [X] 13F HOLDINGS REPORT [_] 13F COMBINATION REPORT FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------ SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------ --------- ----- ------- --- ---- ------- -------- ----- ------ ----- AT&T INC COMMON STOCK 00206R102 480 16830 SH SOLE 10747 6083 ABBOTT LABORATORIES COMMON STOCK 002824100 6998 131126 SH SOLE 64881 66245 002824100 722 13531 SH DEFINED 12221 1310 ALLERGAN INC COMMON STOCK 018490102 978 24254 SH SOLE 23346 908 AMERICAN RIVER HOLDINGS (CA) COMMON STOCK 029326105 471 46761 SH SOLE 46761 AMERICAN TOWER CORP - CL A COMMON STOCK 029912201 4018 137024 SH SOLE 73044 63980 AMGEN INC COMMON STOCK 031162100 221 3819 SH SOLE 794 3025 AON CORPORATION COMMON STOCK 037389103 693 15175 SH SOLE 675 14500 APOLLO GROUP INC -CL A COMMON STOCK 037604105 5593 72993 SH SOLE 38713 34280 APPLE, INC. COMMON STOCK 037833100 3743 43850 SH SOLE 21664 22186 COLUMN TOTALS 23917
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ----- ------- --- ---- ------- -------- ----- ------ ------ ARCHER DANIELS MIDLAND COMMON STOCK 039483102 1009 35005 SH SOLE 35005 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 464 11800 SH SOLE 3800 8000 BP PLC - SPONS ADR FOREIGN STOCK 055622104 209 4464 SH SOLE 2406 2058 BANK OF AMERICA CORP COMMON STOCK 060505104 2620 186099 SH SOLE 82299 103800 060505104 665 47253 SH DEFINED 44757 2496 BECKMAN COULTER INC COMMON STOCK 075811109 272 6200 SH SOLE 6200 BERKSHIRE HATHAWAY COMMON STOCK 084670108 483 5 SH SOLE 5 BERKSHIRE HATHAWAY COMMON STOCK 084670207 1556 484 SH SOLE 484 BLACKROCK PRFD OPPORTY TRUST MUTUAL FUNDS 09249V103 108 14500 SH SOLE 14500 -FIXED INCOME BRISTOL MYERS COMMON STOCK 110122108 207 8920 SH SOLE 7620 1300 COLUMN TOTALS 7593
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------ --------- ----- ------- --- ---- ------- -------- ------ ------ ------ SQUIBB CO 110122108 256 11000 SH DEFINED 9000 2000 BURLINGTON NORTHERN SANTA FE COMMON STOCK 12189T104 4443 58677 SH SOLE 31386 27291 CVS CORP COMMON STOCK 126650100 4394 152879 SH SOLE 79994 72885 CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 3114 192565 SH SOLE 97280 95285 CHEVRON CORP COMMON STOCK 166764100 9051 122366 SH SOLE 68911 53455 166764100 755 10202 SH DEFINED 8942 1260 CISCO SYSTEMS COMMON STOCK 17275R102 5942 364560 SH SOLE 178498 186062 17275R102 521 31964 SH DEFINED 31804 160 CITIGROUP INC COMMON STOCK 172967101 84 12465 SH SOLE 9430 3035 COCA COLA CO COMMON STOCK 191216100 8190 180919 SH SOLE 108875 72044 COLUMN TOTALS 36750
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------ COHEN & STEERS REIT & MUTUAL FUNDS 19247X100 101 16200 SH SOLE 16200 PFD INC FD -FIXED INCOME COLGATE PALMOLIVE CO COMMON STOCK 194162103 265 3873 SH SOLE 3588 285 COMCAST CORP - COMMON STOCK 20030N101 4241 251234 SH SOLE 130827 120407 CORNING INC COMMON STOCK 219350105 2805 294313 SH SOLE 151748 142565 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 400 7620 SH SOLE 3550 4070 DEERE & CO COMMON STOCK 244199105 5253 137109 SH SOLE 71643 65466 DU PONT (E I) DE NEMOURS COMMON STOCK 263534109 225 8900 SH DEFINED 1900 7000 ERHC ENERGY INC COMMON STOCK 26884J104 11 85000 SH SOLE 85000 ELECTRONIC ARTS INC COMMON STOCK 285512109 2193 136743 SH SOLE 72198 64545 EXELON COMMON STOCK 30161N101 2416 43447 SH SOLE 22085 21362 COLUMN TOTALS 17910
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------ CORPORATION EXPRESS SCRIPTS INC - CL A COMMON STOCK 302182100 4734 86098 SH SOLE 46488 39610 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 1945 24367 SH SOLE 19383 4984 30231G102 14485 181449 SH DEFINED 90656 90793 FIRST AMERICAN CORP COMMON STOCK 318522307 1072 37105 SH SOLE 23507 13598 318522307 1300 45004 SH DEFINED 45004 GENERAL ELECTRIC COMMON STOCK 369604103 4118 254220 SH SOLE 98581 155639 369604103 1986 122574 SH DEFINED 108084 14490 GLAXOSMITHKLINE PLC - ADR FOREIGN STOCK 37733W105 821 22028 SH SOLE 22028 37733W105 37 990 SH DEFINED 990 HONEYWELL COMMON STOCK 438516106 413 12589 SH SOLE 12494 95 COLUMN TOTALS 30911
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------ 438516106 3370 102635 SH DEFINED 46936 55699 INTEL CORP COMMON STOCK 458140100 365 24880 SH SOLE 18080 6800 IBM CORP COMMON STOCK 459200101 710 8442 SH SOLE 5222 3220 ISHARES COMMON STOCK 464287168 310 7500 SH SOLE 7500 ISHARES MUTUAL FUNDS 464287226 490 4705 SH SOLE 4705 -FIXED INCOME ISHARES COMMON STOCK 464287234 271 10864 SH DEFINED 10864 ISHARES MUTUAL FUNDS 464287242 364 3576 SH DEFINED 3576 -FIXED INCOME ISHARES FOREIGN STOCK 464287465 591 13169 SH SOLE 6799 6370 JP MORGAN CHASE & CO. COMMON STOCK 46625H100 1037 32889 SH SOLE 25884 7005 JOHNSON & JOHNSON COMMON STOCK 478160104 703 11754 SH SOLE 6012 5742 JOY GLOBAL INC COMMON STOCK 481165108 1144 49959 SH SOLE 26759 23200 COLUMN TOTALS 9355
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ------ ------- --- ---- ------- -------- ------ ------ ------ LILLY (ELI) & CO COMMON STOCK 532457108 6701 166404 SH DEFINED 87393 79011 MC DONALDS CORP COMMON STOCK 580135101 3262 52459 SH SOLE 27353 25106 MC GRAW HILL INC COMMON STOCK 580645109 3812 164370 SH SOLE 85475 78895 MERRILL LYNCH & CO COMMON STOCK 590188108 1294 111155 SH SOLE 59751 51404 MICROSOFT CORP COMMON STOCK 594918104 6357 327021 SH SOLE 177885 149136 MONSANTO CO COMMON STOCK 61166W101 3915 55646 SH SOLE 29706 25940 MORGAN STANLEY COMMON STOCK 617446448 2366 147523 SH SOLE 77128 70395 MURPHY OIL CORP COMMON STOCK 626717102 2581 58190 SH SOLE 30585 27605 NIKE INC - CL B COMMON STOCK 654106103 4240 83138 SH DEFINED 43805 39333 ORACLE SYSTEMS CORP COMMON STOCK 68389X105 5941 335067 SH SOLE 167052 168015 COLUMN TOTALS 40469
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ------ ------- --- ---- ------- -------- ------ ------ ------ PPL CORPORATION COMMON STOCK 69351T106 3538 115275 SH SOLE 63644 51631 PACIFIC MERCANTILE COMMON STOCK 694552100 280 57150 SH SOLE 57150 BANCORP PEABODY ENERGY CORP COMMON STOCK 704549104 2458 108047 SH SOLE 56962 51085 PEPSICO INC COMMON STOCK 713448108 7951 145164 SH SOLE 79655 65509 PFIZER INC COMMON STOCK 717081103 650 36727 SH SOLE 23827 12900 PHILIP MORRIS INTL INC COMMON STOCK 718172109 409 9394 SH SOLE 8394 1000 PIMCO CALIFORNIA MUNI INC FD UNIT INV TR 72200M108 218 35195 SH SOLE 35195 II NON TAXABLE POWERSHARES MUTUAL FUNDS 73935X716 204 19389 SH SOLE 19389 -EQUITY PRAXAIR INC COMMON STOCK 74005P104 497 8367 SH SOLE 1539 6828 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 215 9531 SH DEFINED 9531 COLUMN TOTALS 16420
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ------ ------- --- ---- ------- -------- ------ ------ ------ PROCTER & GAMBLE COMMON STOCK 742718109 17002 275029 SH SOLE 167892 107137 PROGRESS ENERGY INC COMMON STOCK 743263105 237 5952 SH SOLE 4952 1000 QUALCOMM INC COMMON STOCK 747525103 6282 175320 SH DEFINED 91868 83452 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 4501 86703 SH DEFINED 45268 41435 ROYAL BK OF SCOT GRP PLC PREFERRED 780097796 74 8320 SH SOLE 8320 STOCK 780097796 227 25677 SH DEFINED 4527 21150 S & P 500 MUTUAL FUNDS 78462F103 1569 17385 SH SOLE 8580 8805 -EQUITY DEPOSITARY RECEIPT 78462F103 83 915 SH DEFINED 910 5 SCHLUMBERGER LTD COMMON STOCK 806857108 4593 108494 SH SOLE 56530 51964 SMITH COMMON STOCK 832110100 206 9000 SH DEFINED 9000 COLUMN TOTALS 34774
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ------ ------- --- ---- ------- -------- ------ ------ ------ INTERNATIONAL INC TJX COMPANIES NEW COMMON STOCK 872540109 247 12000 SH DEFINED 12000 TEVA FOREIGN STOCK 881624209 7042 165420 SH DEFINED 86099 79321 UNION PACIFIC CORP COMMON STOCK 907818108 244 5102 SH SOLE 300 4802 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 266 4961 SH SOLE 3859 1102 VANGUARD MUTUAL FUNDS 922908744 277 6738 SH SOLE 6738 -EQUITY VERIZON COMMUNICATIONS COMMON STOCK 92343V104 781 23039 SH SOLE 13071 9968 VISA INC-CLASS A SHARES COMMON STOCK 92826C839 2942 56100 SH SOLE 28795 27305 WAL-MART STORES COMMON STOCK 931142103 9185 163843 SH SOLE 86954 76889 WELLPOINT INC COMMON STOCK 94973V107 5859 139069 SH SOLE 71627 67442 COLUMN TOTALS 26843
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ------ ------- --- ---- ------- -------- ------ ------ ------ WELLS FARGO CO COMMON STOCK 949746101 9261 314129 SH SOLE 168856 145273 WISCONSIN ENERGY COMMON STOCK 976657106 3624 86333 SH SOLE 46953 39380 WYETH COMMON STOCK 983024100 413 11005 SH SOLE 10405 600 YAHOO| INC COMMON STOCK 984332106 2696 220966 SH SOLE 113991 106975 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 2335 57761 SH SOLE 31196 26565 MARVELL COMMON STOCK G5876H105 1022 153228 SH SOLE 84873 68355 TECHNOLOGY GROUP LTD TYCO INTERNATIONAL LTD COMMON STOCK G9143X208 3203 148308 SH SOLE 77131 71177 WEATHERFORD INTL LTD COMMON STOCK G95089101 1393 128764 SH SOLE 65119 63645 ACE LIMITED COMMON STOCK H0023R105 6480 122456 SH SOLE 63431 59025 COLUMN TOTALS 30427
FORM 13F INFORMATION TABLE
VALUE VOTING AUTHORITY NAME OF ISSUER TITLE OF X SHS PRN SH PUT INVSTMT OTHER ------------------- SECURITY NAME CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- ------ ------- --- ---- ------- -------- ------ ------ ------ LOGITECH INTERNATIONAL-REG COMMON STOCK H50430232 1367 87746 SH SOLE 46551 41195 COLUMN TOTALS 1367 AGGREGATE TOTAL 276736
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 110 Form 13F Information Table Value Total: $276,736 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE -----END PRIVACY-ENHANCED MESSAGE-----