Securities Supervisor

0000036066-19-000010.txt : 20191010 0000036066-19-000010.hdr.sgml : 20191010 20191010114422 ACCESSION NUMBER: 0000036066-19-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191010 DATE AS OF CHANGE: 20191010 EFFECTIVENESS DATE: 20191010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST AMERICAN TRUST, FSB CENTRAL INDEX KEY: 0000036066 IRS NUMBER: 952563019 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07792 FILM NUMBER: 191145727 BUSINESS ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7142508203 MAIL ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN TRUST CO DATE OF NAME CHANGE: 19990513 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000036066 XXXXXXXX 09-30-2019 09-30-2019 FIRST AMERICAN TRUST, FSB

5 FIRST AMERICAN WAY SANTA ANA CA 92707

13F HOLDINGS REPORT 028-07792 N Jazmine Lutu Securities Supervisor 714-250-8203 Jazmine Lutu Santa Ana CA 10-07-2019 0 215 498412 true INFORMATION TABLE 2 form13fInfoTable.xml AT&T INC COMMON STOCK 00206R102 5536 146300 SH SOLE 111916 0 34384 AT&T INC COMMON STOCK 00206R102 579 15305 SH DFND 15305 0 0 ABBOTT LABORATORIES COMMON STOCK 002824100 6344 75818 SH SOLE 56585 0 19233 ABBOTT LABORATORIES COMMON STOCK 002824100 660 7886 SH DFND 6386 0 1500 ALLIANCE BERNSTEIN PARTNERSHIPS 01881G106 153 5200 PRN SOLE 4450 0 750 ALLIANCE BERNSTEIN PARTNERSHIPS 01881G106 73 2500 PRN DFND 2500 0 0 ALPHABET INC COMMON STOCK 02079K305 10873 8904 SH SOLE 6867 0 2037 ALPHABET INC COMMON STOCK 02079K305 1110 909 SH DFND 709 0 200 AMAZON.COM INC COMMON STOCK 023135106 8626 4969 SH SOLE 3806 0 1163 AMAZON.COM INC COMMON STOCK 023135106 1677 966 SH DFND 601 0 365 AMERICAN INTL GROUP COMMON STOCK 026874784 3864 69380 SH SOLE 53877 0 15503 AMERICAN INTL GROUP COMMON STOCK 026874784 415 7448 SH DFND 6068 0 1380 AMERICAN TOWER CORP COMMON STOCK 03027X100 5656 25579 SH SOLE 19701 0 5878 AMERICAN TOWER CORP COMMON STOCK 03027X100 503 2276 SH DFND 2276 0 0 APPLE INC COMMON STOCK 037833100 12472 55685 SH SOLE 33624 0 22061 APPLE INC COMMON STOCK 037833100 1738 7761 SH DFND 5704 0 2057 BAKER HUGHES A GE CO COMMON STOCK 05722G100 3530 152153 SH SOLE 119584 0 32569 BAKER HUGHES A GE CO COMMON STOCK 05722G100 279 12043 SH DFND 12043 0 0 BERKSHIRE HATHAWAY COMMON STOCK 084670702 11293 54287 SH SOLE 41963 0 12324 BERKSHIRE HATHAWAY COMMON STOCK 084670702 1514 7277 SH DFND 6307 0 970 BIOLARGO INC COMMON STOCK 09065A100 37 117838 SH SOLE 117838 0 0 BLACKSTONE GROUP INC COMMON STOCK 09260D107 210 4300 SH SOLE 3800 0 500 BLACKSTONE GROUP INC COMMON STOCK 09260D107 281 5750 SH DFND 5750 0 0 BLUEBIRD BIO INC COMMON STOCK 09609G100 1066 11611 SH SOLE 9148 0 2463 BLUEBIRD BIO INC COMMON STOCK 09609G100 89 970 SH DFND 970 0 0 BOEING CO COMMON STOCK 097023105 283 745 SH SOLE 300 0 445 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 3256 80030 SH SOLE 60691 0 19339 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 388 9524 SH DFND 7324 0 2200 CME GROUP INC COMMON STOCK 12572Q105 3357 15883 SH SOLE 12396 0 3487 CME GROUP INC COMMON STOCK 12572Q105 281 1331 SH DFND 1331 0 0 CVS HEALTH CORP COMMON STOCK 126650100 6251 99113 SH SOLE 73902 0 25211 CVS HEALTH CORP COMMON STOCK 126650100 558 8848 SH DFND 8848 0 0 CARTER VALIDUS MISSION CRITICAL COMMON STOCK 146282108 374 70202 SH SOLE 70202 0 0 CHEVRON CORP COMMON STOCK 166764100 162 1366 SH SOLE 940 0 426 CHEVRON CORP COMMON STOCK 166764100 466 3926 SH DFND 3226 0 700 CISCO SYSTEMS INC COMMON STOCK 17275R102 477 9660 SH SOLE 1202 0 8458 CINTAS CORP COMMON STOCK 172908105 295 1100 SH SOLE 1100 0 0 CITIGROUP INC COMMON STOCK 172967424 5021 72686 SH SOLE 56339 0 16347 CITIGROUP INC COMMON STOCK 172967424 586 8484 SH DFND 6884 0 1600 CITIZENS FINANCIAL GROUP INC COMMON STOCK 174610105 2911 82302 SH SOLE 63934 0 18368 CITIZENS FINANCIAL GROUP INC COMMON STOCK 174610105 259 7314 SH DFND 7314 0 0 COCA-COLA CO/THE COMMON STOCK 191216100 6860 126011 SH SOLE 96659 0 29352 COCA-COLA CO/THE COMMON STOCK 191216100 2104 38647 SH DFND 37447 0 1200 COMCAST CORP COMMON STOCK 20030N101 6399 141950 SH SOLE 108792 0 33158 COMCAST CORP COMMON STOCK 20030N101 597 13237 SH DFND 11237 0 2000 CONAGRA BRANDS INC COMMON STOCK 205887102 4364 142227 SH SOLE 110682 0 31545 CONAGRA BRANDS INC COMMON STOCK 205887102 454 14812 SH DFND 14812 0 0 CORELOGIC INC COMMON STOCK 21871D103 3616 78141 SH SOLE 78141 0 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 388 1347 SH SOLE 435 0 912 DEERE & COMPANY COMMON STOCK 244199105 4486 26594 SH SOLE 20635 0 5959 DEERE & COMPANY COMMON STOCK 244199105 365 2166 SH DFND 2166 0 0 WALT DISNEY COMPANY/THE COMMON STOCK 254687106 5905 45309 SH SOLE 34878 0 10431 WALT DISNEY COMPANY/THE COMMON STOCK 254687106 783 6006 SH DFND 4186 0 1820 DUKE ENERGY CORP COMMON STOCK 26441C204 269 2809 SH SOLE 2809 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 12 125 SH DFND 125 0 0 EOG RESOURCES INC COMMON STOCK 26875P101 2820 37995 SH SOLE 29706 0 8289 EOG RESOURCES INC COMMON STOCK 26875P101 246 3320 SH DFND 3320 0 0 EMERSON ELECTRIC CO COMMON STOCK 291011104 3436 51394 SH SOLE 39475 0 11919 EMERSON ELECTRIC CO COMMON STOCK 291011104 321 4797 SH DFND 4797 0 0 ENTERPRISE PRODUCTS LP PARTNERSHIPS 293792107 320 11188 PRN SOLE 10388 0 800 ENTERPRISE PRODUCTS LP PARTNERSHIPS 293792107 103 3600 PRN DFND 3600 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 6144 87007 SH SOLE 64071 0 22936 EXXON MOBIL CORP COMMON STOCK 30231G102 584 8268 SH DFND 8268 0 0 FACEBOOK INC COMMON STOCK 30303M102 2825 15865 SH SOLE 12280 0 3585 FACEBOOK INC COMMON STOCK 30303M102 432 2427 SH DFND 1427 0 1000 FIRST AMERICAN FINANCIAL COMMON STOCK 31847R102 2773 46989 SH SOLE 46989 0 0 FIRST AMERICAN FINANCIAL COMMON STOCK 31847R102 59 1000 SH DFND 1000 0 0 FIRSTENERGY CORP COMMON STOCK 337932107 5641 116963 SH SOLE 89684 0 27279 FIRSTENERGY CORP COMMON STOCK 337932107 642 13310 SH DFND 10610 0 2700 GENUINE PARTS CO COMMON STOCK 372460105 4858 48778 SH DFND 48778 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 3578 17266 SH SOLE 13588 0 3678 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 313 1509 SH DFND 1509 0 0 HOME DEPOT INC COMMON STOCK 437076102 375 1614 SH SOLE 1027 0 587 HOME DEPOT INC COMMON STOCK 437076102 133 572 SH DFND 300 0 272 HONEYWELL COMMON STOCK 438516106 4513 26671 SH SOLE 20548 0 6123 HONEYWELL COMMON STOCK 438516106 579 3421 SH DFND 2846 0 575 INTEL CORP COMMON STOCK 458140100 177 3435 SH SOLE 1252 0 2183 INTEL CORP COMMON STOCK 458140100 131 2550 SH DFND 2550 0 0 POWERSHARES UNIT INVESTMENT 46137V241 967 28845 SH SOLE 7327 0 21518 POWERSHARES UNIT INVESTMENT 46137V241 103 3058 SH DFND 3058 0 0 POWERSHARES UNIT INVESTMENT 46137V548 7792 485757 SH SOLE 213838 0 271919 POWERSHARES UNIT INVESTMENT 46137V548 433 27011 SH DFND 27011 0 0 POWERSHARES UNIT INVESTMENT 46138E354 778 13442 SH SOLE 3427 0 10015 POWERSHARES UNIT INVESTMENT 46138E354 83 1431 SH DFND 1431 0 0 ISHARES COMMODITIES ETF 464285105 6875 487611 SH SOLE 379114 0 108497 ISHARES COMMODITIES ETF 464285105 426 30232 SH DFND 30232 0 0 ISHARES UNIT INVESTMENT 464287168 23415 229676 SH SOLE 104854 0 124822 ISHARES UNIT INVESTMENT 464287168 1721 16876 SH DFND 16876 0 0 ISHARES UNIT INV TRUST 464287226 30821 272343 SH SOLE 144191 0 128152 ISHARES UNIT INV TRUST 464287226 1532 13534 SH DFND 13534 0 0 ISHARES UNIT INVESTMENT 464287234 421 10292 SH SOLE 1963 0 8329 ISHARES UNIT INV TRUST 464287242 12612 98935 SH SOLE 53475 0 45460 ISHARES UNIT INV TRUST 464287242 692 5426 SH DFND 5426 0 0 ISHARES UNIT INV TRUST 464287440 8205 72954 SH SOLE 38868 0 34086 ISHARES UNIT INV TRUST 464287440 483 4294 SH DFND 4294 0 0 ISHARES UNIT INVESTMENT 464287465 169 2591 SH SOLE 1797 0 794 ISHARES UNIT INVESTMENT 464287465 144 2206 SH DFND 2206 0 0 ISHARES UNIT INVESTMENT 464287499 732 13083 SH SOLE 3474 0 9609 ISHARES UNIT INVESTMENT 464287507 48 249 SH SOLE 0 0 249 ISHARES UNIT INVESTMENT 464287507 207 1071 SH DFND 0 0 1071 ISHARES UNIT INVESTMENT 464287598 267 2080 SH SOLE 0 0 2080 ISHARES UNIT INVESTMENT 464288406 195 1214 SH SOLE 194 0 1020 ISHARES UNIT INVESTMENT 464288406 162 1009 SH DFND 1009 0 0 ISHARES UNIT INV TRUST 464288513 1858 21318 SH SOLE 11906 0 9412 ISHARES UNIT INV TRUST 464288513 99 1134 SH DFND 1134 0 0 ISHARES UNIT INV TRUST 464288588 257 2370 SH SOLE 602 0 1768 ISHARES UNIT INV TRUST 464288588 28 256 SH DFND 256 0 0 ISHARES UNIT INVESTMENT 464288877 3562 75200 SH SOLE 33462 0 41738 ISHARES UNIT INVESTMENT 464288877 281 5933 SH DFND 5933 0 0 JPMORGAN CHASE & CO COMMON STOCK 46625H100 4967 42205 SH SOLE 31876 0 10329 JPMORGAN CHASE & CO COMMON STOCK 46625H100 1488 12647 SH DFND 11947 0 700 JACOBS ENGINEERING GROUP INC COMMON STOCK 469814107 5627 61499 SH SOLE 47786 0 13713 JACOBS ENGINEERING GROUP INC COMMON STOCK 469814107 618 6755 SH DFND 5405 0 1350 JOHNSON & JOHNSON COMMON STOCK 478160104 298 2305 SH SOLE 0 0 2305 JOHNSON & JOHNSON COMMON STOCK 478160104 151 1170 SH DFND 600 0 570 LENNAR CORP COMMON STOCK 526057104 3726 66717 SH SOLE 51868 0 14849 LENNAR CORP COMMON STOCK 526057104 296 5301 SH DFND 5301 0 0 ELI LILLY & CO COMMON STOCK 532457108 1501 13423 SH SOLE 0 0 13423 MASCO CORP COMMON STOCK 574599106 3442 82576 SH SOLE 63153 0 19423 MASCO CORP COMMON STOCK 574599106 292 7013 SH DFND 7013 0 0 MCDONALD'S CORP COMMON STOCK 580135101 5991 27905 SH SOLE 21560 0 6345 MCDONALD'S CORP COMMON STOCK 580135101 526 2449 SH DFND 2449 0 0 MICROSOFT CORP COMMON STOCK 594918104 14776 106280 SH SOLE 80628 0 25652 MICROSOFT CORP COMMON STOCK 594918104 1672 12028 SH DFND 9938 0 2090 MOHAWK INDUSTRIES INC COMMON STOCK 608190104 2922 23549 SH SOLE 18348 0 5201 MOHAWK INDUSTRIES INC COMMON STOCK 608190104 246 1983 SH DFND 1983 0 0 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 2964 53577 SH SOLE 40429 0 13148 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 380 6870 SH DFND 5620 0 1250 MOODY'S CORP COMMON STOCK 615369105 243 1185 SH SOLE 0 0 1185 NOVARTIS AG-ADR FOREIGN STOCK 66987V109 381 4384 SH SOLE 4384 0 0 NUVEEN UNIT INV TR NON 67066Y105 421 28110 SH SOLE 2900 0 25210 O'REILLY AUTOMOTIVE INC COMMON STOCK 67103H107 3800 9535 SH SOLE 7310 0 2225 O'REILLY AUTOMOTIVE INC COMMON STOCK 67103H107 339 851 SH DFND 851 0 0 ORACLE CORP COMMON STOCK 68389X105 5210 94670 SH SOLE 72513 0 22157 ORACLE CORP COMMON STOCK 68389X105 500 9094 SH DFND 9094 0 0 PAYCHEX INC COMMON STOCK 704326107 3 38 SH SOLE 0 0 38 PAYCHEX INC COMMON STOCK 704326107 241 2915 SH DFND 0 0 2915 PEPSICO INC COMMON STOCK 713448108 5888 42944 SH SOLE 31014 0 11930 PEPSICO INC COMMON STOCK 713448108 756 5514 SH DFND 4039 0 1475 PFIZER INC COMMON STOCK 717081103 5634 156815 SH SOLE 116544 0 40271 PFIZER INC COMMON STOCK 717081103 544 15145 SH DFND 15145 0 0 PROCTER & GAMBLE CO/THE COMMON STOCK 742718109 7781 62556 SH SOLE 47991 0 14565 PROCTER & GAMBLE CO/THE COMMON STOCK 742718109 919 7386 SH DFND 5481 0 1905 PUBLIC COMMON STOCK 744573106 279 4494 SH SOLE 4426 0 68 QUALCOMM INC COMMON STOCK 747525103 4078 53456 SH SOLE 40266 0 13190 QUALCOMM INC COMMON STOCK 747525103 334 4377 SH DFND 4377 0 0 SPDR UNIT INVESTMENT 78462F103 590 1988 SH SOLE 1248 0 740 SPDR UNIT INVESTMENT 78462F103 237 800 SH DFND 800 0 0 SPDR COMMODITIES ETF 78463V107 343 2468 SH SOLE 627 0 1841 SPDR UNIT INVESTMENT 78464A300 3956 64581 SH SOLE 28390 0 36191 SPDR UNIT INVESTMENT 78464A300 270 4400 SH DFND 4400 0 0 SPDR UNIT INVESTMENT 78464A888 237 5366 SH SOLE 1363 0 4003 SAGE THERAPEUTICS INC COMMON STOCK 78667J108 2412 17190 SH SOLE 13368 0 3822 SAGE THERAPEUTICS INC COMMON STOCK 78667J108 217 1549 SH DFND 1549 0 0 SAVIENT PHARMACEUTICALS INC COMMON STOCK 80517Q100 0 30000 SH SOLE 0 0 30000 SCHWAB UNIT INVESTMENT 808524201 635 8950 SH SOLE 8950 0 0 SCHWAB UNIT INV TRUST 808524839 326 6050 SH SOLE 6050 0 0 SPDR UNIT INVESTMENT 81369Y886 370 5718 SH SOLE 1452 0 4266 SEMPRA ENERGY COMMON STOCK 816851109 7696 52136 SH SOLE 40501 0 11635 SEMPRA ENERGY COMMON STOCK 816851109 678 4594 SH DFND 4594 0 0 SERVICENOW INC COMMON STOCK 81762P102 2679 10553 SH SOLE 8230 0 2323 SERVICENOW INC COMMON STOCK 81762P102 317 1250 SH DFND 950 0 300 SOUTHERN CO/THE COMMON STOCK 842587107 992 16060 SH SOLE 16060 0 0 SOUTHERN CO/THE COMMON STOCK 842587107 12 200 SH DFND 200 0 0 STARBUCKS CORP COMMON STOCK 855244109 160 1806 SH SOLE 1371 0 435 STARBUCKS CORP COMMON STOCK 855244109 53 600 SH DFND 0 0 600 STERICYCLE INC COMMON STOCK 858912108 4018 78898 SH SOLE 61651 0 17247 STERICYCLE INC COMMON STOCK 858912108 385 7552 SH DFND 7552 0 0 TENCENT HOLDINGS LTD COMMON STOCK 88032Q109 3177 76315 SH SOLE 59561 0 16754 TENCENT HOLDINGS LTD COMMON STOCK 88032Q109 262 6292 SH DFND 6292 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 3348 11495 SH SOLE 8814 0 2681 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 369 1268 SH DFND 1068 0 200 3M CO COMMON STOCK 88579Y101 868 5280 SH SOLE 30 0 5250 US BANCORP COMMON STOCK 902973304 52 934 SH SOLE 871 0 63 US BANCORP COMMON STOCK 902973304 181 3267 SH DFND 3267 0 0 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 101 466 SH SOLE 300 0 166 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 253 1165 SH DFND 500 0 665 VANECK VECTORS COMMODITIES ETF 92189F106 268 10029 SH SOLE 3220 0 6809 VANGUARD UNIT INV TRUST 921937819 345 3920 SH SOLE 0 0 3920 VANGUARD UNIT INV TRUST 921937819 29 325 SH DFND 325 0 0 VANGUARD UNIT INV TRUST 921937827 909 11253 SH SOLE 2083 0 9170 VANGUARD UNIT INV TRUST 921937835 338 4000 SH SOLE 1023 0 2977 VANGUARD UNIT INV TRUST 92203J407 230 3905 SH SOLE 0 0 3905 VANGUARD UNIT INVESTMENT 922908512 6741 59656 SH SOLE 27103 0 32553 VANGUARD UNIT INVESTMENT 922908512 307 2720 SH DFND 2720 0 0 VANGUARD ALTERNATIVE ETF 922908553 5921 63497 SH SOLE 26694 0 36803 VANGUARD ALTERNATIVE ETF 922908553 284 3044 SH DFND 3044 0 0 VANGUARD UNIT INVESTMENT 922908629 204 1217 SH SOLE 989 0 228 VANGUARD UNIT INVESTMENT 922908744 23683 212181 SH SOLE 96749 0 115432 VANGUARD UNIT INVESTMENT 922908744 1720 15412 SH DFND 15412 0 0 VANGUARD UNIT INVESTMENT 922908751 206 1340 SH SOLE 865 0 475 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 1035 17140 SH SOLE 12882 0 4258 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 171 2841 SH DFND 2841 0 0 VISA INC COMMON STOCK 92826C839 5989 34815 SH SOLE 26535 0 8280 VISA INC COMMON STOCK 92826C839 737 4283 SH DFND 3483 0 800 VULCAN MATERIALS CO COMMON STOCK 929160109 4795 31702 SH SOLE 24525 0 7177 VULCAN MATERIALS CO COMMON STOCK 929160109 390 2581 SH DFND 2581 0 0 WAL-MART STORES INC COMMON STOCK 931142103 661 5569 SH SOLE 400 0 5169 WAL-MART STORES INC COMMON STOCK 931142103 89 750 SH DFND 0 0 750 WASTE MANAGEMENT INC COMMON STOCK 94106L109 3084 26817 SH SOLE 20313 0 6504 WASTE MANAGEMENT INC COMMON STOCK 94106L109 410 3568 SH DFND 2968 0 600 WELLS FARGO & CO COMMON STOCK 949746101 363 7195 SH SOLE 5094 0 2101 WELLS FARGO & CO COMMON STOCK 949746101 50 1000 SH DFND 1000 0 0 WEYERHAEUSER CO COMMON STOCK 962166104 4834 174508 SH SOLE 135825 0 38683 WEYERHAEUSER CO COMMON STOCK 962166104 441 15916 SH DFND 15916 0 0 XPO LOGISTICS INC COMMON STOCK 983793100 4077 56969 SH SOLE 45287 0 11682 XPO LOGISTICS INC COMMON STOCK 983793100 356 4969 SH DFND 4969 0 0 LINDE PLC COMMON STOCK G5494J103 3609 18632 SH SOLE 14219 0 4413 LINDE PLC COMMON STOCK G5494J103 427 2204 SH DFND 1554 0 650 MARVELL TECHNOLOGY GROUP LTD COMMON STOCK G5876H105 2711 108581 SH SOLE 84170 0 24411 MARVELL TECHNOLOGY GROUP LTD COMMON STOCK G5876H105 237 9501 SH DFND 9501 0 0 CHUBB LTD COMMON STOCK H1467J104 6773 41953 SH SOLE 32539 0 9414 CHUBB LTD COMMON STOCK H1467J104 658 4074 SH DFND 3674 0 400 NXP SEMICONDUCTORS NV COMMON STOCK N6596X109 4077 37362 SH SOLE 29095 0 8267 NXP SEMICONDUCTORS NV COMMON STOCK N6596X109 349 3202 SH DFND 3202 0 0