AVP, SECURITIES MANAGER

0000036066-17-000010.txt : 20171006 0000036066-17-000010.hdr.sgml : 20171006 20171006123621 ACCESSION NUMBER: 0000036066-17-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171006 DATE AS OF CHANGE: 20171006 EFFECTIVENESS DATE: 20171006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST AMERICAN TRUST, FSB CENTRAL INDEX KEY: 0000036066 IRS NUMBER: 952563019 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07792 FILM NUMBER: 171126322 BUSINESS ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7142508203 MAIL ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN TRUST CO DATE OF NAME CHANGE: 19990513 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000036066 XXXXXXXX 09-30-2017 09-30-2017 FIRST AMERICAN TRUST, FSB

5 FIRST AMERICAN WAY SANTA ANA CA 92707

13F HOLDINGS REPORT 028-07792 N ED HAKOPIAN AVP, SECURITIES MANAGER 714-250-8203 ED HAKOPIAN SANTA ANA CA 10-06-2017 0 203 382888 true INFORMATION TABLE 2 form13fInfoTable.xml AT&T INC COMMON STOCK 00206R102 4074 104015 SH SOLE 87320 0 16695 AT&T INC COMMON STOCK 00206R102 581 14840 SH DFND 10475 0 4365 ABBOTT LABORATORIES COMMON STOCK 002824100 5237 98152 SH SOLE 85123 0 13029 ABBOTT LABORATORIES COMMON STOCK 002824100 553 10363 SH DFND 8634 0 1729 ABBVIE INC COMMON STOCK 00287Y109 261 2941 SH SOLE 500 0 2441 ABBVIE INC COMMON STOCK 00287Y109 56 625 SH DFND 0 0 625 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 3551 25314 SH SOLE 22462 0 2852 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 422 3009 SH DFND 2558 0 451 ALPHABET INC COMMON STOCK 02079K107 1192 1243 SH SOLE 1113 0 130 ALPHABET INC COMMON STOCK 02079K107 153 160 SH DFND 146 0 14 ALPHABET INC COMMON STOCK 02079K305 6304 6474 SH SOLE 5819 0 655 ALPHABET INC COMMON STOCK 02079K305 949 975 SH DFND 656 0 319 ALTRIA GROUP INC COMMON STOCK 02209S103 106 1664 SH SOLE 1080 0 584 ALTRIA GROUP INC COMMON STOCK 02209S103 203 3200 SH DFND 1200 0 2000 AMAZON.COM INC COMMON STOCK 023135106 5236 5447 SH SOLE 4705 0 742 AMAZON.COM INC COMMON STOCK 023135106 1182 1230 SH DFND 731 0 499 AMERICAN TOWER CORP COMMON STOCK 03027X100 2107 15418 SH SOLE 13764 0 1654 AMERICAN TOWER CORP COMMON STOCK 03027X100 201 1470 SH DFND 1203 0 267 APPLE INC COMMON STOCK 037833100 8195 53175 SH SOLE 46408 0 6767 APPLE INC COMMON STOCK 037833100 1406 9124 SH DFND 5890 0 3234 AVERY DENNISON CORP COMMON STOCK 053611109 1641 16688 SH SOLE 14675 0 2013 AVERY DENNISON CORP COMMON STOCK 053611109 232 2360 SH DFND 1863 0 497 BERKSHIRE HATHAWAY COMMON STOCK 084670702 6557 35769 SH SOLE 30569 0 5200 BERKSHIRE HATHAWAY COMMON STOCK 084670702 656 3581 SH DFND 2519 0 1062 BIOMARIN PHARMACEUTICAL INC COMMON STOCK 09061G101 1032 11085 SH SOLE 9869 0 1216 BIOMARIN PHARMACEUTICAL INC COMMON STOCK 09061G101 281 3014 SH DFND 2095 0 919 BIOLARGO INC COMMON STOCK 09065A100 60 117838 SH SOLE 117838 0 0 BORGWARNER INC COMMON STOCK 099724106 3600 70269 SH SOLE 62591 0 7678 BORGWARNER INC COMMON STOCK 099724106 450 8782 SH DFND 6939 0 1843 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 3566 122235 SH SOLE 108781 0 13454 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 468 16050 SH DFND 11578 0 4472 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 7364 115532 SH SOLE 103481 0 12051 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 442 6939 SH DFND 5933 0 1006 CVS HEALTH CORP COMMON STOCK 126650100 541 6648 SH SOLE 0 0 6648 CHARTER COMMUNICATIONS INC COMMON STOCK 16119P108 2609 7178 SH SOLE 6619 0 559 CHARTER COMMUNICATIONS INC COMMON STOCK 16119P108 285 783 SH DFND 551 0 232 CHEVRON CORP COMMON STOCK 166764100 4139 35223 SH SOLE 30197 0 5026 CHEVRON CORP COMMON STOCK 166764100 813 6918 SH DFND 5279 0 1639 CISCO SYSTEMS INC COMMON STOCK 17275R102 209 6221 SH SOLE 0 0 6221 CISCO SYSTEMS INC COMMON STOCK 17275R102 34 1000 SH DFND 1000 0 0 CITIGROUP INC COMMON STOCK 172967424 7037 96745 SH SOLE 85396 0 11349 CITIGROUP INC COMMON STOCK 172967424 884 12151 SH DFND 8788 0 3363 GUGGENHEIM UNIT INV TRUST 18383M381 253 10004 SH SOLE 10004 0 0 GUGGENHEIM UNIT INV TRUST 18383M399 278 10803 SH SOLE 10803 0 0 COCA-COLA CO/THE COMMON STOCK 191216100 91 2019 SH SOLE 1640 0 379 COCA-COLA CO/THE COMMON STOCK 191216100 1257 27925 SH DFND 27925 0 0 COMCAST CORP COMMON STOCK 20030N101 1905 49500 SH SOLE 44213 0 5287 COMCAST CORP COMMON STOCK 20030N101 307 7968 SH DFND 6715 0 1253 CORELOGIC INC COMMON STOCK 21871D103 2464 53310 SH SOLE 53310 0 0 CORELOGIC INC COMMON STOCK 21871D103 10798 233625 SH DFND 0 0 233625 WALT DISNEY COMPANY/THE COMMON STOCK 254687106 1791 18165 SH SOLE 15062 0 3103 WALT DISNEY COMPANY/THE COMMON STOCK 254687106 643 6519 SH DFND 3371 0 3148 DOWDUPONT INC COMMON STOCK 26078J100 954 13782 SH SOLE 12447 0 1335 DOWDUPONT INC COMMON STOCK 26078J100 13 192 SH DFND 192 0 0 EOG RESOURCES INC COMMON STOCK 26875P101 3345 34580 SH SOLE 30558 0 4022 EOG RESOURCES INC COMMON STOCK 26875P101 390 4029 SH DFND 3410 0 619 EDISON COMMON STOCK 281020107 3390 43924 SH SOLE 39211 0 4713 EDISON COMMON STOCK 281020107 446 5776 SH DFND 4182 0 1594 EXXON MOBIL CORP COMMON STOCK 30231G102 6258 76340 SH SOLE 62335 0 14005 EXXON MOBIL CORP COMMON STOCK 30231G102 893 10894 SH DFND 9214 0 1680 FACEBOOK INC COMMON STOCK 30303M102 4347 25441 SH SOLE 22439 0 3002 FACEBOOK INC COMMON STOCK 30303M102 718 4202 SH DFND 2797 0 1405 FEDERAL AGRIC MTG CORP-CL C COMMON STOCK 313148306 211 2900 SH SOLE 2900 0 0 FIRST AMERICAN FINANCIAL COMMON STOCK 31847R102 1529 30599 SH SOLE 30599 0 0 FIRST AMERICAN FINANCIAL COMMON STOCK 31847R102 50 1000 SH DFND 1000 0 0 FIRSTENERGY CORP COMMON STOCK 337932107 3238 105015 SH SOLE 92744 0 12271 FIRSTENERGY CORP COMMON STOCK 337932107 275 8906 SH DFND 7728 0 1178 FIVE BELOW INC COMMON STOCK 33829M101 204 3712 SH SOLE 2500 0 1212 GENERAL ELECTRIC CO COMMON STOCK 369604103 2145 88728 SH SOLE 73360 0 15368 GENERAL ELECTRIC CO COMMON STOCK 369604103 414 17120 SH DFND 15630 0 1490 GENUINE PARTS CO COMMON STOCK 372460105 4681 48938 SH DFND 48938 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 4044 17049 SH SOLE 15033 0 2016 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 530 2233 SH DFND 1683 0 550 HINES REAL ESTATE INVESTMENT COMMON STOCK 433264108 4 13390 SH SOLE 13390 0 0 HOME DEPOT INC COMMON STOCK 437076102 220 1345 SH SOLE 575 0 770 HOME DEPOT INC COMMON STOCK 437076102 44 272 SH DFND 0 0 272 HONEYWELL COMMON STOCK 438516106 5198 36670 SH SOLE 32500 0 4170 HONEYWELL COMMON STOCK 438516106 669 4717 SH DFND 3493 0 1224 INCYTE CORP COMMON STOCK 45337C102 2422 20745 SH SOLE 18280 0 2465 INCYTE CORP COMMON STOCK 45337C102 186 1596 SH DFND 1270 0 326 INTEL CORP COMMON STOCK 458140100 248 6512 SH SOLE 0 0 6512 INTEL CORP COMMON STOCK 458140100 133 3480 SH DFND 3480 0 0 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 50 346 SH SOLE 180 0 166 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 276 1905 SH DFND 1380 0 525 ISHARES UNIT INVESTMENT 464287168 18876 201554 SH SOLE 109461 0 92093 ISHARES UNIT INVESTMENT 464287168 1878 20054 SH DFND 20054 0 0 ISHARES UNIT INV TRUST 464287226 18632 170016 SH SOLE 108169 0 61847 ISHARES UNIT INV TRUST 464287226 1375 12549 SH DFND 12549 0 0 ISHARES UNIT INV TRUST 464287242 11092 91493 SH SOLE 57266 0 34227 ISHARES UNIT INV TRUST 464287242 841 6940 SH DFND 6940 0 0 ISHARES UNIT INV TRUST 464287432 248 1985 SH SOLE 1072 0 913 ISHARES UNIT INV TRUST 464287432 47 377 SH DFND 377 0 0 ISHARES UNIT INV TRUST 464287440 5911 55489 SH SOLE 36616 0 18873 ISHARES UNIT INV TRUST 464287440 490 4601 SH DFND 4601 0 0 ISHARES UNIT INVESTMENT 464287465 395 5770 SH SOLE 1876 0 3894 ISHARES UNIT INVESTMENT 464287465 35 506 SH DFND 506 0 0 ISHARES UNIT INVESTMENT 464287499 386 1960 SH SOLE 375 0 1585 ISHARES UNIT INVESTMENT 464287598 205 1733 SH SOLE 0 0 1733 ISHARES UNIT INVESTMENT 464287655 211 1426 SH SOLE 806 0 620 ISHARES UNIT INVESTMENT 464287689 306 2053 SH SOLE 703 0 1350 ISHARES UNIT INVESTMENT 464288406 4347 28772 SH SOLE 15348 0 13424 ISHARES UNIT INVESTMENT 464288406 381 2521 SH DFND 2521 0 0 ISHARES UNIT INV TRUST 464288513 1347 15180 SH SOLE 9472 0 5708 ISHARES UNIT INV TRUST 464288513 106 1197 SH DFND 1197 0 0 ISHARES UNIT INVESTMENT 464288877 6477 118621 SH SOLE 62649 0 55972 ISHARES UNIT INVESTMENT 464288877 482 8821 SH DFND 8821 0 0 JPMORGAN COMMON STOCK 46625H100 7094 74277 SH SOLE 64841 0 9436 JPMORGAN COMMON STOCK 46625H100 1564 16377 SH DFND 14365 0 2012 JOHNSON & JOHNSON COMMON STOCK 478160104 444 3417 SH SOLE 955 0 2462 JOHNSON & JOHNSON COMMON STOCK 478160104 155 1190 SH DFND 285 0 905 KANSAS CITY SOUTHERN COMMON STOCK 485170302 3934 36198 SH SOLE 31088 0 5110 KANSAS CITY SOUTHERN COMMON STOCK 485170302 426 3920 SH DFND 3269 0 651 KRAFT HEINZ CO COM COMMON STOCK 500754106 2915 37584 SH SOLE 32749 0 4835 KRAFT HEINZ CO COM COMMON STOCK 500754106 416 5368 SH DFND 3759 0 1609 ESTEE LAUDER COMPANIES - CL A COMMON STOCK 518439104 3269 30313 SH SOLE 27220 0 3093 ESTEE LAUDER COMPANIES - CL A COMMON STOCK 518439104 240 2228 SH DFND 1873 0 355 ELI LILLY & CO COMMON STOCK 532457108 1148 13423 SH SOLE 0 0 13423 MCDONALD'S CORP COMMON STOCK 580135101 4050 25851 SH SOLE 22479 0 3372 MCDONALD'S CORP COMMON STOCK 580135101 611 3900 SH DFND 3238 0 662 MICROSOFT CORP COMMON STOCK 594918104 7807 104799 SH SOLE 79950 0 24849 MICROSOFT CORP COMMON STOCK 594918104 1253 16820 SH DFND 13692 0 3128 MICRON TECHNOLOGY INC COMMON STOCK 595112103 2359 59972 SH SOLE 52387 0 7585 MICRON TECHNOLOGY INC COMMON STOCK 595112103 420 10679 SH DFND 7362 0 3317 NOVARTIS AG-ADR FOREIGN STOCK 66987V109 384 4474 SH SOLE 4384 0 90 ORACLE CORP COMMON STOCK 68389X105 4143 85695 SH SOLE 75053 0 10642 ORACLE CORP COMMON STOCK 68389X105 343 7088 SH DFND 6058 0 1030 PEPSICO INC COMMON STOCK 713448108 6160 55285 SH SOLE 44483 0 10802 PEPSICO INC COMMON STOCK 713448108 862 7733 SH DFND 5399 0 2334 PFIZER INC COMMON STOCK 717081103 2342 65606 SH SOLE 58161 0 7445 PFIZER INC COMMON STOCK 717081103 534 14971 SH DFND 11652 0 3319 PHILIP MORRIS INTL INC COMMON STOCK 718172109 226 2036 SH SOLE 400 0 1636 PHILIP MORRIS INTL INC COMMON STOCK 718172109 133 1200 SH DFND 1200 0 0 PHILLIPS 66 COMMON STOCK 718546104 189 2059 SH SOLE 2011 0 48 PHILLIPS 66 COMMON STOCK 718546104 37 400 SH DFND 400 0 0 POWERSHARES UNIT INVESTMENT 73935X682 467 16222 SH SOLE 8779 0 7443 POWERSHARES UNIT INVESTMENT 73935X682 88 3058 SH DFND 3058 0 0 POWERSHARES UNIT INVESTMENT 73935X716 3320 205593 SH SOLE 108260 0 97333 POWERSHARES UNIT INVESTMENT 73935X716 391 24188 SH DFND 24188 0 0 POWERSHARES UNIT INVESTMENT 73937B779 346 7561 SH SOLE 4093 0 3468 POWERSHARES UNIT INVESTMENT 73937B779 66 1431 SH DFND 1431 0 0 POWERSHARES UNIT INVESTMENT 73937B829 217 5511 SH SOLE 2988 0 2523 POWERSHARES UNIT INVESTMENT 73937B829 79 2014 SH DFND 2014 0 0 PRAXAIR INC COMMON STOCK 74005P104 3169 22676 SH SOLE 20096 0 2580 PRAXAIR INC COMMON STOCK 74005P104 362 2589 SH DFND 1667 0 922 PROCTER & GAMBLE CO/THE COMMON STOCK 742718109 6636 72944 SH SOLE 62457 0 10487 PROCTER & GAMBLE CO/THE COMMON STOCK 742718109 676 7435 SH DFND 5433 0 2002 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 1738 16349 SH SOLE 14490 0 1859 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 403 3787 SH DFND 2809 0 978 QUALCOMM INC COMMON STOCK 747525103 2936 56639 SH SOLE 48574 0 8065 QUALCOMM INC COMMON STOCK 747525103 368 7095 SH DFND 5190 0 1905 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 413 4415 SH SOLE 0 0 4415 RALPH LAUREN CORP COMMON STOCK 751212101 2019 22869 SH SOLE 20296 0 2573 RALPH LAUREN CORP COMMON STOCK 751212101 202 2292 SH DFND 1901 0 391 SPDR UNIT INVESTMENT 78462F103 1227 4883 SH SOLE 4630 0 253 SPDR COMMODITIES ETF 78463V107 231 1900 SH SOLE 0 0 1900 SPDR UNIT INVESTMENT 78464A300 3119 24682 SH SOLE 13457 0 11225 SPDR UNIT INVESTMENT 78464A300 277 2194 SH DFND 2194 0 0 SPDR UNIT INVESTMENT 81369Y209 206 2522 SH SOLE 1367 0 1155 SEMPRA ENERGY COMMON STOCK 816851109 3671 32165 SH SOLE 28531 0 3634 SEMPRA ENERGY COMMON STOCK 816851109 258 2257 SH DFND 1862 0 395 SIMON PROPERTY GROUP INC COMMON STOCK 828806109 2621 16280 SH SOLE 14400 0 1880 SIMON PROPERTY GROUP INC COMMON STOCK 828806109 284 1762 SH DFND 1485 0 277 STARBUCKS CORP COMMON STOCK 855244109 3213 59822 SH SOLE 53243 0 6579 STARBUCKS CORP COMMON STOCK 855244109 324 6030 SH DFND 4267 0 1763 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 2785 14720 SH SOLE 12932 0 1788 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 353 1866 SH DFND 1388 0 478 3M CO COMMON STOCK 88579Y101 207 985 SH SOLE 550 0 435 US BANCORP COMMON STOCK 902973304 54 1000 SH SOLE 1000 0 0 US BANCORP COMMON STOCK 902973304 175 3267 SH DFND 3267 0 0 UNITED CONTINENTAL HOLDINGS COMMON STOCK 910047109 2046 33600 SH SOLE 29585 0 4015 UNITED CONTINENTAL HOLDINGS COMMON STOCK 910047109 202 3321 SH DFND 2600 0 721 UNITED RENTALS INC COMMON STOCK 911363109 3528 25430 SH SOLE 22476 0 2954 UNITED RENTALS INC COMMON STOCK 911363109 491 3542 SH DFND 2360 0 1182 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 4268 21791 SH SOLE 19157 0 2634 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 692 3531 SH DFND 1793 0 1738 VANGUARD ALTERNATIVE ETF 922908553 3385 40733 SH SOLE 21224 0 19509 VANGUARD ALTERNATIVE ETF 922908553 238 2868 SH DFND 2868 0 0 VANGUARD UNIT INVESTMENT 922908629 217 1478 SH SOLE 200 0 1278 VANGUARD UNIT INVESTMENT 922908744 16514 165436 SH SOLE 90544 0 74892 VANGUARD UNIT INVESTMENT 922908744 1574 15764 SH DFND 15764 0 0 VANGUARD UNIT INVESTMENT 922908751 233 1650 SH SOLE 125 0 1525 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 274 5539 SH SOLE 341 0 5198 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 58 1178 SH DFND 1178 0 0 VISA INC COMMON STOCK 92826C839 5549 52731 SH SOLE 46258 0 6473 VISA INC COMMON STOCK 92826C839 692 6579 SH DFND 4882 0 1697 WASTE MANAGEMENT INC COMMON STOCK 94106L109 2698 34465 SH SOLE 30690 0 3775 WASTE MANAGEMENT INC COMMON STOCK 94106L109 54 692 SH DFND 692 0 0 WELLS FARGO & CO COMMON STOCK 949746101 636 11530 SH SOLE 6161 0 5369 WELLS FARGO & CO COMMON STOCK 949746101 393 7124 SH DFND 5657 0 1467 WYNN RESORTS LTD COMMON STOCK 983134107 2697 18109 SH SOLE 15979 0 2130 WYNN RESORTS LTD COMMON STOCK 983134107 399 2680 SH DFND 1831 0 849 XPO LOGISTICS INC COMMON STOCK 983793100 2897 42745 SH SOLE 37617 0 5128 XPO LOGISTICS INC COMMON STOCK 983793100 432 6370 SH DFND 4230 0 2140 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 586 5004 SH SOLE 4608 0 396 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 5 40 SH DFND 40 0 0 ALLERGAN PLC COMMON STOCK G0177J108 3500 17078 SH SOLE 15208 0 1870 ALLERGAN PLC COMMON STOCK G0177J108 416 2030 SH DFND 1715 0 315 EATON CORP PLC COMMON STOCK G29183103 9 115 SH SOLE 115 0 0 EATON CORP PLC COMMON STOCK G29183103 416 5416 SH DFND 3578 0 1838 CHUBB LTD COMMON STOCK H1467J104 3076 21577 SH SOLE 19047 0 2530 CHUBB LTD COMMON STOCK H1467J104 397 2786 SH DFND 2001 0 785 NXP SEMICONDUCTORS NV COMMON STOCK N6596X109 1527 13503 SH SOLE 12077 0 1426 NXP SEMICONDUCTORS NV COMMON STOCK N6596X109 181 1600 SH DFND 1370 0 230