AVP, SECURITIES MANAGER

0000036066-17-000005.txt : 20170405 0000036066-17-000005.hdr.sgml : 20170405 20170405145005 ACCESSION NUMBER: 0000036066-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 EFFECTIVENESS DATE: 20170405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST AMERICAN TRUST, FSB CENTRAL INDEX KEY: 0000036066 IRS NUMBER: 952563019 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07792 FILM NUMBER: 17742238 BUSINESS ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7142508203 MAIL ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN TRUST CO DATE OF NAME CHANGE: 19990513 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000036066 XXXXXXXX 03-31-2017 03-31-2017 FIRST AMERICAN TRUST, FSB

5 FIRST AMERICAN WAY SANTA ANA CA 92707

13F HOLDINGS REPORT 028-07792 N ED HAKOPIAN AVP, SECURITIES MANAGER 714-250-8203 ED HAKOPIAN SANTA ANA CA 04-05-2017 0 194 327879 true INFORMATION TABLE 2 form13fInfoTable.xml AT&T INC COMMON STOCK 00206R102 4229 101780 SH SOLE 86605 0 15175 AT&T INC COMMON STOCK 00206R102 692 16647 SH DFND 12192 0 4455 ABBOTT LABORATORIES COMMON STOCK 002824100 4137 93153 SH SOLE 81500 0 11653 ABBOTT LABORATORIES COMMON STOCK 002824100 372 8383 SH DFND 7900 0 483 ABBVIE INC COMMON STOCK 00287Y109 189 2896 SH SOLE 500 0 2396 ABBVIE INC COMMON STOCK 00287Y109 41 625 SH DFND 0 0 625 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 2791 23021 SH SOLE 20432 0 2589 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 189 1559 SH DFND 1559 0 0 ALPHABET INC COMMON STOCK 02079K107 1901 2291 SH SOLE 2068 0 223 ALPHABET INC COMMON STOCK 02079K107 229 276 SH DFND 254 0 22 ALPHABET INC COMMON STOCK 02079K305 5512 6502 SH SOLE 5858 0 644 ALPHABET INC COMMON STOCK 02079K305 833 982 SH DFND 698 0 284 ALTRIA GROUP INC COMMON STOCK 02209S103 99 1380 SH SOLE 1080 0 300 ALTRIA GROUP INC COMMON STOCK 02209S103 229 3200 SH DFND 1200 0 2000 AMAZON.COM INC COMMON STOCK 023135106 6907 7791 SH SOLE 6960 0 831 AMAZON.COM INC COMMON STOCK 023135106 1152 1299 SH DFND 887 0 412 AMGEN INC COMMON STOCK 031162100 2713 16537 SH SOLE 14516 0 2021 AMGEN INC COMMON STOCK 031162100 322 1962 SH DFND 1756 0 206 APPLE INC COMMON STOCK 037833100 8818 61378 SH SOLE 53812 0 7566 APPLE INC COMMON STOCK 037833100 1432 9971 SH DFND 6798 0 3173 AVERY DENNISON CORP COMMON STOCK 053611109 1316 16323 SH SOLE 14428 0 1895 AVERY DENNISON CORP COMMON STOCK 053611109 310 3846 SH DFND 1939 0 1907 BANK OF AMERICA CORP COMMON STOCK 060505104 213 9050 SH SOLE 1000 0 8050 BANK OF AMERICA CORP COMMON STOCK 060505104 10 436 SH DFND 436 0 0 BERKSHIRE HATHAWAY COMMON STOCK 084670702 6336 38012 SH SOLE 32945 0 5067 BERKSHIRE HATHAWAY COMMON STOCK 084670702 750 4502 SH DFND 3370 0 1132 BIOMARIN PHARMACEUTICAL INC COMMON STOCK 09061G101 2051 23361 SH SOLE 20808 0 2553 BIOMARIN PHARMACEUTICAL INC COMMON STOCK 09061G101 286 3262 SH DFND 2510 0 752 BIOLARGO INC COMMON STOCK 09065A100 59 117838 SH SOLE 117838 0 0 BORGWARNER INC COMMON STOCK 099724106 2852 68244 SH SOLE 60615 0 7629 BORGWARNER INC COMMON STOCK 099724106 336 8034 SH DFND 7534 0 500 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 2934 117976 SH SOLE 105911 0 12065 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 399 16046 SH DFND 12296 0 3750 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 5237 96295 SH SOLE 87217 0 9078 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 352 6465 SH DFND 5938 0 527 CVS HEALTH CORP COMMON STOCK 126650100 526 6702 SH SOLE 0 0 6702 CVS HEALTH CORP COMMON STOCK 126650100 7 90 SH DFND 90 0 0 CATERPILLAR INC COMMON STOCK 149123101 22 236 SH SOLE 236 0 0 CATERPILLAR INC COMMON STOCK 149123101 252 2713 SH DFND 1034 0 1679 CHARTER COMMUNICATIONS INC COMMON STOCK 16119P108 2416 7380 SH SOLE 6794 0 586 CHARTER COMMUNICATIONS INC COMMON STOCK 16119P108 336 1028 SH DFND 745 0 283 CHEVRON CORP COMMON STOCK 166764100 3684 34313 SH SOLE 29141 0 5172 CHEVRON CORP COMMON STOCK 166764100 824 7677 SH DFND 6184 0 1493 CISCO SYSTEMS INC COMMON STOCK 17275R102 210 6221 SH SOLE 0 0 6221 CISCO SYSTEMS INC COMMON STOCK 17275R102 34 1000 SH DFND 1000 0 0 CITIGROUP INC COMMON STOCK 172967424 4766 79679 SH SOLE 71026 0 8653 CITIGROUP INC COMMON STOCK 172967424 619 10355 SH DFND 8600 0 1755 GUGGENHEIM UNIT INV TRUST 18383M381 253 10004 SH SOLE 10004 0 0 GUGGENHEIM UNIT INV TRUST 18383M399 278 10803 SH SOLE 10803 0 0 COCA-COLA CO/THE COMMON STOCK 191216100 51 1200 SH SOLE 1200 0 0 COCA-COLA CO/THE COMMON STOCK 191216100 1185 27925 SH DFND 27925 0 0 COMCAST CORP COMMON STOCK 20030N101 2834 75404 SH SOLE 67795 0 7609 COMCAST CORP COMMON STOCK 20030N101 354 9423 SH DFND 8153 0 1270 CONOCOPHILLIPS COMMON STOCK 20825C104 16 314 SH SOLE 218 0 96 CONOCOPHILLIPS COMMON STOCK 20825C104 220 4413 SH DFND 2420 0 1993 CORELOGIC INC COMMON STOCK 21871D103 1304 32016 SH SOLE 32016 0 0 WALT DISNEY COMPANY/THE COMMON STOCK 254687106 4184 36898 SH SOLE 32293 0 4605 WALT DISNEY COMPANY/THE COMMON STOCK 254687106 733 6464 SH DFND 3691 0 2773 DISCOVERY COMMUNICATIONS COMMON STOCK 25470F104 1444 49638 SH SOLE 44241 0 5397 DISCOVERY COMMUNICATIONS COMMON STOCK 25470F104 222 7632 SH DFND 6832 0 800 DOW CHEMICAL CO/THE COMMON STOCK 260543103 876 13782 SH SOLE 12447 0 1335 DUKE ENERGY CORP COMMON STOCK 26441C204 47 570 SH SOLE 170 0 400 DUKE ENERGY CORP COMMON STOCK 26441C204 170 2076 SH DFND 1637 0 439 EOG RESOURCES INC COMMON STOCK 26875P101 3264 33464 SH SOLE 29838 0 3626 EOG RESOURCES INC COMMON STOCK 26875P101 399 4093 SH DFND 3688 0 405 EDISON COMMON STOCK 281020107 3392 42611 SH SOLE 38237 0 4374 EDISON COMMON STOCK 281020107 455 5717 SH DFND 4308 0 1409 EXXON MOBIL CORP COMMON STOCK 30231G102 4755 57984 SH SOLE 46478 0 11506 EXXON MOBIL CORP COMMON STOCK 30231G102 818 9970 SH DFND 8895 0 1075 FACEBOOK INC COMMON STOCK 30303M102 4778 33639 SH SOLE 29942 0 3697 FACEBOOK INC COMMON STOCK 30303M102 700 4926 SH DFND 3581 0 1345 FIRST AMERICAN FINANCIAL COMMON STOCK 31847R102 1209 30769 SH SOLE 30769 0 0 FIRST AMERICAN FINANCIAL COMMON STOCK 31847R102 39 1000 SH DFND 1000 0 0 FIRSTENERGY CORP COMMON STOCK 337932107 2304 72405 SH SOLE 64685 0 7720 FIRSTENERGY CORP COMMON STOCK 337932107 269 8453 SH DFND 7514 0 939 GENERAL ELECTRIC CO COMMON STOCK 369604103 5191 174197 SH SOLE 151139 0 23058 GENERAL ELECTRIC CO COMMON STOCK 369604103 660 22133 SH DFND 19924 0 2209 GENUINE PARTS CO COMMON STOCK 372460105 4548 49213 SH DFND 49213 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 5393 23478 SH SOLE 21073 0 2405 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 641 2792 SH DFND 2142 0 650 HINES REAL ESTATE INVESTMENT COMMON STOCK 433264108 4 13390 SH SOLE 13390 0 0 HOME DEPOT INC COMMON STOCK 437076102 188 1279 SH SOLE 575 0 704 HOME DEPOT INC COMMON STOCK 437076102 40 272 SH DFND 0 0 272 HONEYWELL COMMON STOCK 438516106 4409 35308 SH SOLE 31543 0 3765 HONEYWELL COMMON STOCK 438516106 507 4060 SH DFND 3611 0 449 INTEL CORP COMMON STOCK 458140100 209 5790 SH SOLE 0 0 5790 INTEL CORP COMMON STOCK 458140100 126 3480 SH DFND 3480 0 0 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 4340 24925 SH SOLE 21609 0 3316 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 602 3457 SH DFND 2594 0 863 ISHARES UNIT INVESTMENT 464287168 14175 155602 SH SOLE 96701 0 58901 ISHARES UNIT INVESTMENT 464287168 685 7515 SH DFND 7515 0 0 ISHARES UNIT INV TRUST 464287226 13926 128360 SH SOLE 88926 0 39434 ISHARES UNIT INV TRUST 464287226 133 1228 SH DFND 1228 0 0 ISHARES UNIT INV TRUST 464287242 8351 70822 SH SOLE 49009 0 21813 ISHARES UNIT INV TRUST 464287242 79 668 SH DFND 668 0 0 ISHARES UNIT INVESTMENT 464287408 336 3230 SH SOLE 2521 0 709 ISHARES UNIT INV TRUST 464287432 357 2960 SH SOLE 2311 0 649 ISHARES UNIT INV TRUST 464287440 4396 41633 SH SOLE 29332 0 12301 ISHARES UNIT INV TRUST 464287440 143 1355 SH DFND 1355 0 0 ISHARES UNIT INVESTMENT 464287465 408 6556 SH SOLE 2671 0 3885 ISHARES UNIT INVESTMENT 464287499 313 1673 SH SOLE 93 0 1580 ISHARES UNIT INVESTMENT 464288406 3587 24165 SH SOLE 14726 0 9439 ISHARES UNIT INVESTMENT 464288406 117 790 SH DFND 790 0 0 ISHARES UNIT INV TRUST 464288513 985 11220 SH SOLE 7771 0 3449 ISHARES UNIT INV TRUST 464288513 11 124 SH DFND 124 0 0 ISHARES UNIT INV TRUST 464288588 213 2001 SH SOLE 1563 0 438 ISHARES UNIT INVESTMENT 464288877 4581 91071 SH SOLE 54664 0 36407 ISHARES UNIT INVESTMENT 464288877 120 2388 SH DFND 2388 0 0 JPMORGAN CHASE & CO COMMON STOCK 46625H100 7446 84771 SH SOLE 75399 0 9372 JPMORGAN CHASE & CO COMMON STOCK 46625H100 1469 16727 SH DFND 15230 0 1497 JOHNSON & JOHNSON COMMON STOCK 478160104 404 3244 SH SOLE 1087 0 2157 JOHNSON & JOHNSON COMMON STOCK 478160104 399 3202 SH DFND 1626 0 1576 KANSAS CITY SOUTHERN COMMON STOCK 485170302 2986 34817 SH SOLE 29891 0 4926 KANSAS CITY SOUTHERN COMMON STOCK 485170302 326 3802 SH DFND 3268 0 534 KRAFT HEINZ CO COM COMMON STOCK 500754106 3343 36815 SH SOLE 32346 0 4469 KRAFT HEINZ CO COM COMMON STOCK 500754106 485 5346 SH DFND 3872 0 1474 MARATHON OIL CORP COMMON STOCK 565849106 1547 97932 SH SOLE 87814 0 10118 MARATHON OIL CORP COMMON STOCK 565849106 266 16838 SH DFND 12874 0 3964 MCDONALD'S CORP COMMON STOCK 580135101 4941 38121 SH SOLE 34016 0 4105 MCDONALD'S CORP COMMON STOCK 580135101 555 4285 SH DFND 3798 0 487 MICROSOFT CORP COMMON STOCK 594918104 6034 91615 SH SOLE 78557 0 13058 MICROSOFT CORP COMMON STOCK 594918104 1134 17215 SH DFND 14504 0 2711 MICRON TECHNOLOGY INC COMMON STOCK 595112103 3054 105684 SH SOLE 93828 0 11856 MICRON TECHNOLOGY INC COMMON STOCK 595112103 396 13690 SH DFND 10797 0 2893 MOSAIC CO/THE COMMON STOCK 61945C103 3273 112161 SH SOLE 99980 0 12181 MOSAIC CO/THE COMMON STOCK 61945C103 427 14637 SH DFND 13113 0 1524 NOVARTIS AG-ADR FOREIGN STOCK 66987V109 326 4384 SH SOLE 4384 0 0 ORACLE CORP COMMON STOCK 68389X105 2560 57388 SH SOLE 50053 0 7335 ORACLE CORP COMMON STOCK 68389X105 291 6531 SH DFND 5815 0 716 PEPSICO INC COMMON STOCK 713448108 6040 53999 SH SOLE 43415 0 10584 PEPSICO INC COMMON STOCK 713448108 881 7875 SH DFND 5751 0 2124 PFIZER INC COMMON STOCK 717081103 4262 124589 SH SOLE 112177 0 12412 PFIZER INC COMMON STOCK 717081103 733 21424 SH DFND 17153 0 4271 PHILIP MORRIS INTL INC COMMON STOCK 718172109 215 1900 SH SOLE 400 0 1500 PHILIP MORRIS INTL INC COMMON STOCK 718172109 135 1200 SH DFND 1200 0 0 POWERSHARES UNIT INVESTMENT 73935X682 663 24235 SH SOLE 18916 0 5319 POWERSHARES UNIT INVESTMENT 73935X716 2331 154969 SH SOLE 92638 0 62331 POWERSHARES UNIT INVESTMENT 73935X716 195 12943 SH DFND 12943 0 0 POWERSHARES COMMODITIES ETF 73936D107 361 13893 SH SOLE 10065 0 3828 POWERSHARES UNIT INVESTMENT 73937B779 685 15753 SH SOLE 12049 0 3704 PROCTER & GAMBLE CO/THE COMMON STOCK 742718109 5539 61642 SH SOLE 53524 0 8118 PROCTER & GAMBLE CO/THE COMMON STOCK 742718109 660 7340 SH DFND 5549 0 1791 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 4331 40594 SH SOLE 36321 0 4273 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 513 4809 SH DFND 4023 0 786 QUALCOMM INC COMMON STOCK 747525103 3114 54306 SH SOLE 48379 0 5927 QUALCOMM INC COMMON STOCK 747525103 415 7243 SH DFND 5627 0 1616 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 430 4381 SH SOLE 0 0 4381 RALPH LAUREN CORP COMMON STOCK 751212101 1806 22132 SH SOLE 19667 0 2465 RALPH LAUREN CORP COMMON STOCK 751212101 167 2041 SH DFND 2041 0 0 SPDR UNIT INVESTMENT 78462F103 628 2666 SH SOLE 1932 0 734 SPDR COMMODITIES ETF 78463V107 236 1985 SH SOLE 0 0 1985 SPDR COMMODITIES ETF 78463V107 4 35 SH DFND 35 0 0 SPDR UNIT INVESTMENT 78464A300 2268 19210 SH SOLE 11878 0 7332 SPDR UNIT INVESTMENT 78464A300 90 763 SH DFND 763 0 0 SIMON PROPERTY GROUP INC COMMON STOCK 828806109 2739 15920 SH SOLE 14290 0 1630 SIMON PROPERTY GROUP INC COMMON STOCK 828806109 356 2069 SH DFND 1564 0 505 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 1426 9283 SH SOLE 8266 0 1017 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 192 1248 SH DFND 1133 0 115 3M CO COMMON STOCK 88579Y101 177 925 SH SOLE 400 0 525 3M CO COMMON STOCK 88579Y101 57 300 SH DFND 300 0 0 TWITTER INC COMMON STOCK 90184L102 994 66478 SH SOLE 59299 0 7179 TWITTER INC COMMON STOCK 90184L102 120 7995 SH DFND 6899 0 1096 US BANCORP COMMON STOCK 902973304 52 1000 SH SOLE 1000 0 0 US BANCORP COMMON STOCK 902973304 168 3267 SH DFND 3267 0 0 UNITED RENTALS INC COMMON STOCK 911363109 2093 16737 SH SOLE 14848 0 1889 UNITED RENTALS INC COMMON STOCK 911363109 386 3085 SH DFND 2085 0 1000 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 2174 13254 SH SOLE 11768 0 1486 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 480 2929 SH DFND 1396 0 1533 VANGUARD UNIT INV TRUST 921937819 212 2539 SH SOLE 1983 0 556 VANGUARD ALTERNATIVE ETF 922908553 2420 29305 SH SOLE 17233 0 12072 VANGUARD ALTERNATIVE ETF 922908553 111 1345 SH DFND 1345 0 0 VANGUARD UNIT INVESTMENT 922908744 11720 122887 SH SOLE 76271 0 46616 VANGUARD UNIT INVESTMENT 922908744 505 5294 SH DFND 5294 0 0 VANGUARD UNIT INVESTMENT 922908751 206 1544 SH SOLE 0 0 1544 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 182 3738 SH SOLE 341 0 3397 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 57 1178 SH DFND 1178 0 0 VISA INC COMMON STOCK 92826C839 3267 36759 SH SOLE 32308 0 4451 VISA INC COMMON STOCK 92826C839 501 5641 SH DFND 4225 0 1416 WELLS FARGO & CO COMMON STOCK 949746101 4953 88994 SH SOLE 76166 0 12828 WELLS FARGO & CO COMMON STOCK 949746101 390 7006 SH DFND 6440 0 566 WYNN RESORTS LTD COMMON STOCK 983134107 2031 17721 SH SOLE 15771 0 1950 WYNN RESORTS LTD COMMON STOCK 983134107 281 2454 SH DFND 1934 0 520 XPO LOGISTICS INC COMMON STOCK 983793100 1996 41670 SH SOLE 36914 0 4756 XPO LOGISTICS INC COMMON STOCK 983793100 333 6955 SH DFND 4743 0 2212 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 611 5004 SH SOLE 4608 0 396 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 5 40 SH DFND 40 0 0 ALLERGAN PLC FOREIGN STOCK G0177J108 3790 15863 SH SOLE 14118 0 1745 ALLERGAN PLC FOREIGN STOCK G0177J108 291 1218 SH DFND 1218 0 0 EATON CORP PLC COMMON STOCK G29183103 3553 47921 SH SOLE 42674 0 5247 EATON CORP PLC COMMON STOCK G29183103 476 6423 SH DFND 4941 0 1482 CHUBB LTD COMMON STOCK H1467J104 2054 15078 SH SOLE 13306 0 1772 CHUBB LTD COMMON STOCK H1467J104 328 2406 SH DFND 1721 0 685 NXP SEMICONDUCTORS NV COMMON STOCK N6596X109 1412 13645 SH SOLE 12249 0 1396 NXP SEMICONDUCTORS NV COMMON STOCK N6596X109 165 1593 SH DFND 1426 0 167