0000036066-17-000002.txt : 20170104
0000036066-17-000002.hdr.sgml : 20170104
20170104140643
ACCESSION NUMBER: 0000036066-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
EFFECTIVENESS DATE: 20170104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST AMERICAN TRUST, FSB
CENTRAL INDEX KEY: 0000036066
IRS NUMBER: 952563019
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07792
FILM NUMBER: 17504674
BUSINESS ADDRESS:
STREET 1: 5 FIRST AMERICAN WAY
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 7142508203
MAIL ADDRESS:
STREET 1: 5 FIRST AMERICAN WAY
CITY: SANTA ANA
STATE: CA
ZIP: 92707
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST AMERICAN TRUST CO
DATE OF NAME CHANGE: 19990513
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0000036066
XXXXXXXX
12-31-2016
12-31-2016
FIRST AMERICAN TRUST, FSB
5 FIRST AMERICAN WAY
SANTA ANA
CA
92707
13F HOLDINGS REPORT
028-07792
N
Ed Hakopian
AVP, SECURITIES MANAGER
714-250-8203
Ed Hakopian
Santa Ana
CA
01-04-2017
0
195
323400
true
INFORMATION TABLE
2
form13fInfoTable.xml
AT&T INC
COMMON STOCK
00206R102
5816
136739
SH
SOLE
118550
0
18189
AT&T INC
COMMON STOCK
00206R102
805
18934
SH
DFND
14479
0
4455
ABBOTT LABORATORIES
COMMON STOCK
002824100
1621
42212
SH
SOLE
35721
0
6491
ABBOTT LABORATORIES
COMMON STOCK
002824100
184
4790
SH
DFND
4307
0
483
ABBVIE INC
COMMON STOCK
00287Y109
194
3096
SH
SOLE
700
0
2396
ABBVIE INC
COMMON STOCK
00287Y109
39
625
SH
DFND
0
0
625
ALPHABET INC
COMMON STOCK
02079K107
1933
2504
SH
SOLE
2261
0
243
ALPHABET INC
COMMON STOCK
02079K107
213
276
SH
DFND
254
0
22
ALPHABET INC
COMMON STOCK
02079K305
5191
6550
SH
SOLE
5905
0
645
ALPHABET INC
COMMON STOCK
02079K305
761
960
SH
DFND
676
0
284
ALTRIA GROUP INC
COMMON STOCK
02209S103
156
2309
SH
SOLE
2009
0
300
ALTRIA GROUP INC
COMMON STOCK
02209S103
216
3200
SH
DFND
1200
0
2000
AMAZON.COM INC
COMMON STOCK
023135106
6088
8119
SH
SOLE
7251
0
868
AMAZON.COM INC
COMMON STOCK
023135106
974
1299
SH
DFND
887
0
412
AMGEN INC
COMMON STOCK
031162100
2460
16822
SH
SOLE
14802
0
2020
AMGEN INC
COMMON STOCK
031162100
278
1903
SH
DFND
1697
0
206
APPLE INC
COMMON STOCK
037833100
7363
63572
SH
SOLE
55604
0
7968
APPLE INC
COMMON STOCK
037833100
1167
10073
SH
DFND
6900
0
3173
AVERY DENNISON CORP
COMMON STOCK
053611109
1221
17382
SH
SOLE
15257
0
2125
AVERY DENNISON CORP
COMMON STOCK
053611109
307
4372
SH
DFND
2465
0
1907
BANK OF AMERICA CORP
COMMON STOCK
060505104
212
9585
SH
SOLE
2835
0
6750
BANK OF AMERICA CORP
COMMON STOCK
060505104
10
436
SH
DFND
436
0
0
BERKSHIRE HATHAWAY
COMMON STOCK
084670702
6456
39611
SH
SOLE
34073
0
5538
BERKSHIRE HATHAWAY
COMMON STOCK
084670702
725
4447
SH
DFND
3315
0
1132
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
09061G101
1969
23763
SH
SOLE
21225
0
2538
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
09061G101
270
3262
SH
DFND
2510
0
752
BIOLARGO INC
COMMON STOCK
09065A100
97
117838
SH
SOLE
117838
0
0
BORGWARNER INC
COMMON STOCK
099724106
2677
67872
SH
SOLE
60852
0
7020
BORGWARNER INC
COMMON STOCK
099724106
168
4257
SH
DFND
3757
0
500
BOSTON SCIENTIFIC CORP
COMMON STOCK
101137107
2640
122039
SH
SOLE
109408
0
12631
BOSTON SCIENTIFIC CORP
COMMON STOCK
101137107
346
15999
SH
DFND
12249
0
3750
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
110122108
5735
98135
SH
SOLE
88213
0
9922
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
110122108
338
5781
SH
DFND
5254
0
527
CVS HEALTH CORP
COMMON STOCK
126650100
532
6744
SH
SOLE
42
0
6702
CVS HEALTH CORP
COMMON STOCK
126650100
7
90
SH
DFND
90
0
0
CATERPILLAR INC
COMMON STOCK
149123101
2337
25194
SH
SOLE
22281
0
2913
CATERPILLAR INC
COMMON STOCK
149123101
457
4929
SH
DFND
3250
0
1679
CHARTER COMMUNICATIONS INC
COMMON STOCK
16119P108
2924
10157
SH
SOLE
9142
0
1015
CHARTER COMMUNICATIONS INC
COMMON STOCK
16119P108
388
1346
SH
DFND
1063
0
283
CHEVRON CORP
COMMON STOCK
166764100
4153
35288
SH
SOLE
30124
0
5164
CHEVRON CORP
COMMON STOCK
166764100
910
7735
SH
DFND
6242
0
1493
CISCO SYSTEMS INC
COMMON STOCK
17275R102
178
5885
SH
SOLE
64
0
5821
CISCO SYSTEMS INC
COMMON STOCK
17275R102
24
800
SH
DFND
800
0
0
CITIGROUP INC
COMMON STOCK
172967424
4782
80471
SH
SOLE
71999
0
8472
CITIGROUP INC
COMMON STOCK
172967424
553
9301
SH
DFND
7546
0
1755
GUGGENHEIM
UNIT INV TRUST
18383M381
252
10004
SH
SOLE
10004
0
0
GUGGENHEIM
UNIT INV TRUST
18383M399
279
10803
SH
SOLE
10803
0
0
COCA-COLA CO/THE
COMMON STOCK
191216100
50
1200
SH
SOLE
1200
0
0
COCA-COLA CO/THE
COMMON STOCK
191216100
1158
27925
SH
DFND
27925
0
0
COMCAST CORP
COMMON STOCK
20030N101
3636
52664
SH
SOLE
46862
0
5802
COMCAST CORP
COMMON STOCK
20030N101
384
5554
SH
DFND
4919
0
635
CONOCOPHILLIPS
COMMON STOCK
20825C104
2630
52453
SH
SOLE
46504
0
5949
CONOCOPHILLIPS
COMMON STOCK
20825C104
383
7636
SH
DFND
5643
0
1993
CORELOGIC INC
COMMON STOCK
21871D103
1179
32016
SH
SOLE
32016
0
0
WALT DISNEY COMPANY/THE
COMMON STOCK
254687106
2651
25434
SH
SOLE
22004
0
3430
WALT DISNEY COMPANY/THE
COMMON STOCK
254687106
612
5872
SH
DFND
3099
0
2773
DISCOVERY COMMUNICATIONS
COMMON STOCK
25470F104
2239
81692
SH
SOLE
73217
0
8475
DISCOVERY COMMUNICATIONS
COMMON STOCK
25470F104
144
5240
SH
DFND
4440
0
800
DOW CHEMICAL CO/THE
COMMON STOCK
260543103
817
14282
SH
SOLE
12947
0
1335
DUKE ENERGY CORP
COMMON STOCK
26441C204
90
1164
SH
SOLE
372
0
792
DUKE ENERGY CORP
COMMON STOCK
26441C204
305
3930
SH
DFND
3491
0
439
EOG RESOURCES INC
COMMON STOCK
26875P101
3488
34502
SH
SOLE
30643
0
3859
EOG RESOURCES INC
COMMON STOCK
26875P101
413
4081
SH
DFND
3676
0
405
EDISON
COMMON STOCK
281020107
3178
44147
SH
SOLE
39546
0
4601
EDISON
COMMON STOCK
281020107
391
5426
SH
DFND
4017
0
1409
EXXON MOBIL CORP
COMMON STOCK
30231G102
5316
58892
SH
SOLE
46896
0
11996
EXXON MOBIL CORP
COMMON STOCK
30231G102
902
9995
SH
DFND
8920
0
1075
FACEBOOK INC
COMMON STOCK
30303M102
3998
34754
SH
SOLE
30913
0
3841
FACEBOOK INC
COMMON STOCK
30303M102
514
4468
SH
DFND
3123
0
1345
FIRST AMERICAN FINANCIAL
COMMON STOCK
31847R102
1127
30769
SH
SOLE
30769
0
0
FIRSTENERGY CORP
COMMON STOCK
337932107
2311
74615
SH
SOLE
66445
0
8170
FIRSTENERGY CORP
COMMON STOCK
337932107
264
8538
SH
DFND
7599
0
939
GENERAL ELECTRIC CO
COMMON STOCK
369604103
2683
84910
SH
SOLE
70755
0
14155
GENERAL ELECTRIC CO
COMMON STOCK
369604103
515
16288
SH
DFND
14079
0
2209
GENUINE PARTS CO
COMMON STOCK
372460105
4702
49213
SH
DFND
49213
0
0
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
4914
20523
SH
SOLE
18332
0
2191
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
624
2608
SH
DFND
1958
0
650
HINES REAL ESTATE INVESTMENT
COMMON STOCK
433264108
4
13390
SH
SOLE
13390
0
0
HOME DEPOT INC
COMMON STOCK
437076102
187
1397
SH
SOLE
593
0
804
HOME DEPOT INC
COMMON STOCK
437076102
36
272
SH
DFND
0
0
272
HONEYWELL
COMMON STOCK
438516106
3458
29848
SH
SOLE
26707
0
3141
HONEYWELL
COMMON STOCK
438516106
444
3833
SH
DFND
3384
0
449
INTEL CORP
COMMON STOCK
458140100
199
5492
SH
SOLE
102
0
5390
INTEL CORP
COMMON STOCK
458140100
117
3230
SH
DFND
3230
0
0
INTL BUSINESS MACHINES CORP
COMMON STOCK
459200101
4261
25671
SH
SOLE
22296
0
3375
INTL BUSINESS MACHINES CORP
COMMON STOCK
459200101
564
3397
SH
DFND
2534
0
863
ISHARES
UNIT INVESTMENT
464287168
12665
142997
SH
SOLE
80183
0
62814
ISHARES
UNIT INVESTMENT
464287168
677
7642
SH
DFND
7642
0
0
ISHARES
UNIT INV TRUST
464287226
12114
112107
SH
SOLE
71145
0
40962
ISHARES
UNIT INV TRUST
464287226
129
1193
SH
DFND
1193
0
0
ISHARES
UNIT INV TRUST
464287242
7052
60177
SH
SOLE
37832
0
22345
ISHARES
UNIT INV TRUST
464287242
77
654
SH
DFND
654
0
0
ISHARES
UNIT INVESTMENT
464287408
344
3392
SH
SOLE
2521
0
871
ISHARES
UNIT INV TRUST
464287432
5474
45953
SH
SOLE
2157
0
43796
ISHARES
UNIT INV TRUST
464287440
3948
37661
SH
SOLE
24651
0
13010
ISHARES
UNIT INV TRUST
464287440
142
1355
SH
DFND
1355
0
0
ISHARES
UNIT INVESTMENT
464287499
327
1828
SH
SOLE
108
0
1720
ISHARES
UNIT INVESTMENT
464288406
2090
14464
SH
SOLE
7994
0
6470
ISHARES
UNIT INVESTMENT
464288406
95
657
SH
DFND
657
0
0
ISHARES
UNIT INV TRUST
464288513
862
9964
SH
SOLE
6241
0
3723
ISHARES
UNIT INV TRUST
464288513
10
118
SH
DFND
118
0
0
ISHARES
UNIT INV TRUST
464288588
223
2100
SH
SOLE
1563
0
537
ISHARES
UNIT INVESTMENT
464288877
3904
82618
SH
SOLE
45948
0
36670
ISHARES
UNIT INVESTMENT
464288877
113
2402
SH
DFND
2402
0
0
ISHARES
UNIT INV TRUST
464289511
5254
89500
SH
SOLE
0
0
89500
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
6503
75360
SH
SOLE
66992
0
8368
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
1346
15603
SH
DFND
14106
0
1497
JOHNSON & JOHNSON
COMMON STOCK
478160104
5147
44672
SH
SOLE
37893
0
6779
JOHNSON & JOHNSON
COMMON STOCK
478160104
735
6378
SH
DFND
4802
0
1576
KANSAS CITY SOUTHERN
COMMON STOCK
485170302
2066
24343
SH
SOLE
20299
0
4044
KANSAS CITY SOUTHERN
COMMON STOCK
485170302
312
3681
SH
DFND
3147
0
534
KRAFT HEINZ CO COM
COMMON STOCK
500754106
3315
37962
SH
SOLE
33263
0
4699
KRAFT HEINZ CO COM
COMMON STOCK
500754106
475
5438
SH
DFND
3964
0
1474
MARATHON OIL CORP
COMMON STOCK
565849106
2943
170013
SH
SOLE
151322
0
18691
MARATHON OIL CORP
COMMON STOCK
565849106
346
19962
SH
DFND
15998
0
3964
MCDONALD'S CORP
COMMON STOCK
580135101
4810
39518
SH
SOLE
35199
0
4319
MCDONALD'S CORP
COMMON STOCK
580135101
512
4206
SH
DFND
3719
0
487
MICROSOFT CORP
COMMON STOCK
594918104
5816
93592
SH
SOLE
79761
0
13831
MICROSOFT CORP
COMMON STOCK
594918104
1103
17747
SH
DFND
15036
0
2711
MICRON TECHNOLOGY INC
COMMON STOCK
595112103
2367
107994
SH
SOLE
96591
0
11403
MICRON TECHNOLOGY INC
COMMON STOCK
595112103
301
13750
SH
DFND
10857
0
2893
MOSAIC CO/THE
COMMON STOCK
61945C103
4228
144138
SH
SOLE
128426
0
15712
MOSAIC CO/THE
COMMON STOCK
61945C103
426
14523
SH
DFND
12999
0
1524
NOVARTIS AG-ADR
FOREIGN STOCK
66987V109
325
4464
SH
SOLE
4384
0
80
ORACLE CORP
COMMON STOCK
68389X105
2286
59457
SH
SOLE
51598
0
7859
ORACLE CORP
COMMON STOCK
68389X105
266
6923
SH
DFND
6207
0
716
PEPSICO INC
COMMON STOCK
713448108
5782
55260
SH
SOLE
44755
0
10505
PEPSICO INC
COMMON STOCK
713448108
829
7920
SH
DFND
5796
0
2124
PFIZER INC
COMMON STOCK
717081103
4160
128064
SH
SOLE
115256
0
12808
PFIZER INC
COMMON STOCK
717081103
754
23211
SH
DFND
18940
0
4271
PHILIP MORRIS INTL INC
COMMON STOCK
718172109
174
1900
SH
SOLE
400
0
1500
PHILIP MORRIS INTL INC
COMMON STOCK
718172109
110
1200
SH
DFND
1200
0
0
PHILLIPS 66
COMMON STOCK
718546104
178
2059
SH
SOLE
2011
0
48
PHILLIPS 66
COMMON STOCK
718546104
35
400
SH
DFND
400
0
0
POWERSHARES
UNIT INVESTMENT
73935X682
660
25402
SH
SOLE
18916
0
6486
POWERSHARES
UNIT INVESTMENT
73935X716
2037
141386
SH
SOLE
78226
0
63160
POWERSHARES
UNIT INVESTMENT
73935X716
187
12985
SH
DFND
12985
0
0
POWERSHARES
COMMODITIES ETF
73936D107
395
14912
SH
SOLE
10065
0
4847
POWERSHARES
UNIT INVESTMENT
73937B779
465
11188
SH
SOLE
8306
0
2882
POWERSHARES
UNIT INVESTMENT
73937B829
287
7856
SH
SOLE
5843
0
2013
PROCTER & GAMBLE CO/THE
COMMON STOCK
742718109
5402
64246
SH
SOLE
55649
0
8597
PROCTER & GAMBLE CO/THE
COMMON STOCK
742718109
625
7438
SH
DFND
5647
0
1791
PRUDENTIAL FINANCIAL INC
COMMON STOCK
744320102
4312
41441
SH
SOLE
36909
0
4532
PRUDENTIAL FINANCIAL INC
COMMON STOCK
744320102
445
4273
SH
DFND
3487
0
786
QUALCOMM INC
COMMON STOCK
747525103
3645
55900
SH
SOLE
49493
0
6407
QUALCOMM INC
COMMON STOCK
747525103
468
7183
SH
DFND
5567
0
1616
QUEST DIAGNOSTICS INC
COMMON STOCK
74834L100
403
4389
SH
SOLE
26
0
4363
RALPH LAUREN CORP
COMMON STOCK
751212101
1973
21846
SH
SOLE
19592
0
2254
RALPH LAUREN CORP
COMMON STOCK
751212101
82
906
SH
DFND
906
0
0
SPDR
UNIT INVESTMENT
78462F103
488
2182
SH
SOLE
2182
0
0
SPDR
COMMODITIES ETF
78463V107
218
1985
SH
SOLE
0
0
1985
SPDR
COMMODITIES ETF
78463V107
4
35
SH
DFND
35
0
0
SPDR
UNIT INVESTMENT
78464A300
2318
19476
SH
SOLE
10878
0
8598
SPDR
UNIT INVESTMENT
78464A300
99
828
SH
DFND
828
0
0
SIMON PROPERTY GROUP INC
COMMON STOCK
828806109
2861
16105
SH
SOLE
14548
0
1557
SIMON PROPERTY GROUP INC
COMMON STOCK
828806109
378
2129
SH
DFND
1624
0
505
TARGET CORP
COMMON STOCK
87612E106
2481
34342
SH
SOLE
30160
0
4182
TARGET CORP
COMMON STOCK
87612E106
277
3832
SH
DFND
3409
0
423
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
1342
9513
SH
SOLE
8426
0
1087
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
221
1565
SH
DFND
1450
0
115
3M CO
COMMON STOCK
88579Y101
201
1125
SH
SOLE
400
0
725
3M CO
COMMON STOCK
88579Y101
54
300
SH
DFND
300
0
0
TWITTER INC
COMMON STOCK
90184L102
2134
130915
SH
SOLE
117333
0
13582
TWITTER INC
COMMON STOCK
90184L102
152
9332
SH
DFND
8236
0
1096
TYSON FOODS INC-CL A
COMMON STOCK
902494103
36
585
SH
SOLE
293
0
292
TYSON FOODS INC-CL A
COMMON STOCK
902494103
204
3301
SH
DFND
2047
0
1254
US BANCORP
COMMON STOCK
902973304
52
1019
SH
SOLE
1019
0
0
US BANCORP
COMMON STOCK
902973304
168
3267
SH
DFND
3267
0
0
UNITED RENTALS INC
COMMON STOCK
911363109
2511
23786
SH
SOLE
21298
0
2488
UNITED RENTALS INC
COMMON STOCK
911363109
358
3392
SH
DFND
2392
0
1000
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
2182
13635
SH
SOLE
11989
0
1646
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
475
2971
SH
DFND
1438
0
1533
VANGUARD
UNIT INV TRUST
921937819
221
2665
SH
SOLE
1983
0
682
VANGUARD
ALTERNATIVE ETF
922908553
2252
27281
SH
SOLE
15098
0
12183
VANGUARD
ALTERNATIVE ETF
922908553
112
1360
SH
DFND
1360
0
0
VANGUARD
UNIT INVESTMENT
922908744
9906
106510
SH
SOLE
60915
0
45595
VANGUARD
UNIT INVESTMENT
922908744
489
5257
SH
DFND
5257
0
0
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
157
2946
SH
SOLE
417
0
2529
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
63
1178
SH
DFND
1178
0
0
VISA INC
COMMON STOCK
92826C839
3051
39103
SH
SOLE
34030
0
5073
VISA INC
COMMON STOCK
92826C839
492
6307
SH
DFND
4891
0
1416
WELLS FARGO & CO
COMMON STOCK
949746101
3154
57229
SH
SOLE
47000
0
10229
WELLS FARGO & CO
COMMON STOCK
949746101
293
5312
SH
DFND
4746
0
566
WYNN RESORTS LTD
COMMON STOCK
983134107
1547
17878
SH
SOLE
15924
0
1954
WYNN RESORTS LTD
COMMON STOCK
983134107
212
2454
SH
DFND
1934
0
520
XPO LOGISTICS INC
COMMON STOCK
983793100
1897
43963
SH
SOLE
38818
0
5145
XPO LOGISTICS INC
COMMON STOCK
983793100
338
7820
SH
DFND
5608
0
2212
ZIMMER HOLDINGS INC
COMMON STOCK
98956P102
517
5011
SH
SOLE
4615
0
396
ZIMMER HOLDINGS INC
COMMON STOCK
98956P102
4
40
SH
DFND
40
0
0
EATON CORP PLC
COMMON STOCK
G29183103
3282
48920
SH
SOLE
43623
0
5297
EATON CORP PLC
COMMON STOCK
G29183103
402
5998
SH
DFND
4516
0
1482
CHUBB LTD
COMMON STOCK
H1467J104
2088
15802
SH
SOLE
13809
0
1993
CHUBB LTD
COMMON STOCK
H1467J104
367
2774
SH
DFND
2089
0
685
NXP SEMICONDUCTORS NV
COMMON STOCK
N6596X109
1350
13771
SH
SOLE
12185
0
1586
NXP SEMICONDUCTORS NV
COMMON STOCK
N6596X109
162
1648
SH
DFND
1481
0
167