AVP, SECURITIES MANAGER

0000036066-17-000002.txt : 20170104 0000036066-17-000002.hdr.sgml : 20170104 20170104140643 ACCESSION NUMBER: 0000036066-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 EFFECTIVENESS DATE: 20170104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST AMERICAN TRUST, FSB CENTRAL INDEX KEY: 0000036066 IRS NUMBER: 952563019 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07792 FILM NUMBER: 17504674 BUSINESS ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7142508203 MAIL ADDRESS: STREET 1: 5 FIRST AMERICAN WAY CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN TRUST CO DATE OF NAME CHANGE: 19990513 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000036066 XXXXXXXX 12-31-2016 12-31-2016 FIRST AMERICAN TRUST, FSB

5 FIRST AMERICAN WAY SANTA ANA CA 92707

13F HOLDINGS REPORT 028-07792 N Ed Hakopian AVP, SECURITIES MANAGER 714-250-8203 Ed Hakopian Santa Ana CA 01-04-2017 0 195 323400 true INFORMATION TABLE 2 form13fInfoTable.xml AT&T INC COMMON STOCK 00206R102 5816 136739 SH SOLE 118550 0 18189 AT&T INC COMMON STOCK 00206R102 805 18934 SH DFND 14479 0 4455 ABBOTT LABORATORIES COMMON STOCK 002824100 1621 42212 SH SOLE 35721 0 6491 ABBOTT LABORATORIES COMMON STOCK 002824100 184 4790 SH DFND 4307 0 483 ABBVIE INC COMMON STOCK 00287Y109 194 3096 SH SOLE 700 0 2396 ABBVIE INC COMMON STOCK 00287Y109 39 625 SH DFND 0 0 625 ALPHABET INC COMMON STOCK 02079K107 1933 2504 SH SOLE 2261 0 243 ALPHABET INC COMMON STOCK 02079K107 213 276 SH DFND 254 0 22 ALPHABET INC COMMON STOCK 02079K305 5191 6550 SH SOLE 5905 0 645 ALPHABET INC COMMON STOCK 02079K305 761 960 SH DFND 676 0 284 ALTRIA GROUP INC COMMON STOCK 02209S103 156 2309 SH SOLE 2009 0 300 ALTRIA GROUP INC COMMON STOCK 02209S103 216 3200 SH DFND 1200 0 2000 AMAZON.COM INC COMMON STOCK 023135106 6088 8119 SH SOLE 7251 0 868 AMAZON.COM INC COMMON STOCK 023135106 974 1299 SH DFND 887 0 412 AMGEN INC COMMON STOCK 031162100 2460 16822 SH SOLE 14802 0 2020 AMGEN INC COMMON STOCK 031162100 278 1903 SH DFND 1697 0 206 APPLE INC COMMON STOCK 037833100 7363 63572 SH SOLE 55604 0 7968 APPLE INC COMMON STOCK 037833100 1167 10073 SH DFND 6900 0 3173 AVERY DENNISON CORP COMMON STOCK 053611109 1221 17382 SH SOLE 15257 0 2125 AVERY DENNISON CORP COMMON STOCK 053611109 307 4372 SH DFND 2465 0 1907 BANK OF AMERICA CORP COMMON STOCK 060505104 212 9585 SH SOLE 2835 0 6750 BANK OF AMERICA CORP COMMON STOCK 060505104 10 436 SH DFND 436 0 0 BERKSHIRE HATHAWAY COMMON STOCK 084670702 6456 39611 SH SOLE 34073 0 5538 BERKSHIRE HATHAWAY COMMON STOCK 084670702 725 4447 SH DFND 3315 0 1132 BIOMARIN PHARMACEUTICAL INC COMMON STOCK 09061G101 1969 23763 SH SOLE 21225 0 2538 BIOMARIN PHARMACEUTICAL INC COMMON STOCK 09061G101 270 3262 SH DFND 2510 0 752 BIOLARGO INC COMMON STOCK 09065A100 97 117838 SH SOLE 117838 0 0 BORGWARNER INC COMMON STOCK 099724106 2677 67872 SH SOLE 60852 0 7020 BORGWARNER INC COMMON STOCK 099724106 168 4257 SH DFND 3757 0 500 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 2640 122039 SH SOLE 109408 0 12631 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 346 15999 SH DFND 12249 0 3750 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 5735 98135 SH SOLE 88213 0 9922 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 338 5781 SH DFND 5254 0 527 CVS HEALTH CORP COMMON STOCK 126650100 532 6744 SH SOLE 42 0 6702 CVS HEALTH CORP COMMON STOCK 126650100 7 90 SH DFND 90 0 0 CATERPILLAR INC COMMON STOCK 149123101 2337 25194 SH SOLE 22281 0 2913 CATERPILLAR INC COMMON STOCK 149123101 457 4929 SH DFND 3250 0 1679 CHARTER COMMUNICATIONS INC COMMON STOCK 16119P108 2924 10157 SH SOLE 9142 0 1015 CHARTER COMMUNICATIONS INC COMMON STOCK 16119P108 388 1346 SH DFND 1063 0 283 CHEVRON CORP COMMON STOCK 166764100 4153 35288 SH SOLE 30124 0 5164 CHEVRON CORP COMMON STOCK 166764100 910 7735 SH DFND 6242 0 1493 CISCO SYSTEMS INC COMMON STOCK 17275R102 178 5885 SH SOLE 64 0 5821 CISCO SYSTEMS INC COMMON STOCK 17275R102 24 800 SH DFND 800 0 0 CITIGROUP INC COMMON STOCK 172967424 4782 80471 SH SOLE 71999 0 8472 CITIGROUP INC COMMON STOCK 172967424 553 9301 SH DFND 7546 0 1755 GUGGENHEIM UNIT INV TRUST 18383M381 252 10004 SH SOLE 10004 0 0 GUGGENHEIM UNIT INV TRUST 18383M399 279 10803 SH SOLE 10803 0 0 COCA-COLA CO/THE COMMON STOCK 191216100 50 1200 SH SOLE 1200 0 0 COCA-COLA CO/THE COMMON STOCK 191216100 1158 27925 SH DFND 27925 0 0 COMCAST CORP COMMON STOCK 20030N101 3636 52664 SH SOLE 46862 0 5802 COMCAST CORP COMMON STOCK 20030N101 384 5554 SH DFND 4919 0 635 CONOCOPHILLIPS COMMON STOCK 20825C104 2630 52453 SH SOLE 46504 0 5949 CONOCOPHILLIPS COMMON STOCK 20825C104 383 7636 SH DFND 5643 0 1993 CORELOGIC INC COMMON STOCK 21871D103 1179 32016 SH SOLE 32016 0 0 WALT DISNEY COMPANY/THE COMMON STOCK 254687106 2651 25434 SH SOLE 22004 0 3430 WALT DISNEY COMPANY/THE COMMON STOCK 254687106 612 5872 SH DFND 3099 0 2773 DISCOVERY COMMUNICATIONS COMMON STOCK 25470F104 2239 81692 SH SOLE 73217 0 8475 DISCOVERY COMMUNICATIONS COMMON STOCK 25470F104 144 5240 SH DFND 4440 0 800 DOW CHEMICAL CO/THE COMMON STOCK 260543103 817 14282 SH SOLE 12947 0 1335 DUKE ENERGY CORP COMMON STOCK 26441C204 90 1164 SH SOLE 372 0 792 DUKE ENERGY CORP COMMON STOCK 26441C204 305 3930 SH DFND 3491 0 439 EOG RESOURCES INC COMMON STOCK 26875P101 3488 34502 SH SOLE 30643 0 3859 EOG RESOURCES INC COMMON STOCK 26875P101 413 4081 SH DFND 3676 0 405 EDISON COMMON STOCK 281020107 3178 44147 SH SOLE 39546 0 4601 EDISON COMMON STOCK 281020107 391 5426 SH DFND 4017 0 1409 EXXON MOBIL CORP COMMON STOCK 30231G102 5316 58892 SH SOLE 46896 0 11996 EXXON MOBIL CORP COMMON STOCK 30231G102 902 9995 SH DFND 8920 0 1075 FACEBOOK INC COMMON STOCK 30303M102 3998 34754 SH SOLE 30913 0 3841 FACEBOOK INC COMMON STOCK 30303M102 514 4468 SH DFND 3123 0 1345 FIRST AMERICAN FINANCIAL COMMON STOCK 31847R102 1127 30769 SH SOLE 30769 0 0 FIRSTENERGY CORP COMMON STOCK 337932107 2311 74615 SH SOLE 66445 0 8170 FIRSTENERGY CORP COMMON STOCK 337932107 264 8538 SH DFND 7599 0 939 GENERAL ELECTRIC CO COMMON STOCK 369604103 2683 84910 SH SOLE 70755 0 14155 GENERAL ELECTRIC CO COMMON STOCK 369604103 515 16288 SH DFND 14079 0 2209 GENUINE PARTS CO COMMON STOCK 372460105 4702 49213 SH DFND 49213 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 4914 20523 SH SOLE 18332 0 2191 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 624 2608 SH DFND 1958 0 650 HINES REAL ESTATE INVESTMENT COMMON STOCK 433264108 4 13390 SH SOLE 13390 0 0 HOME DEPOT INC COMMON STOCK 437076102 187 1397 SH SOLE 593 0 804 HOME DEPOT INC COMMON STOCK 437076102 36 272 SH DFND 0 0 272 HONEYWELL COMMON STOCK 438516106 3458 29848 SH SOLE 26707 0 3141 HONEYWELL COMMON STOCK 438516106 444 3833 SH DFND 3384 0 449 INTEL CORP COMMON STOCK 458140100 199 5492 SH SOLE 102 0 5390 INTEL CORP COMMON STOCK 458140100 117 3230 SH DFND 3230 0 0 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 4261 25671 SH SOLE 22296 0 3375 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 564 3397 SH DFND 2534 0 863 ISHARES UNIT INVESTMENT 464287168 12665 142997 SH SOLE 80183 0 62814 ISHARES UNIT INVESTMENT 464287168 677 7642 SH DFND 7642 0 0 ISHARES UNIT INV TRUST 464287226 12114 112107 SH SOLE 71145 0 40962 ISHARES UNIT INV TRUST 464287226 129 1193 SH DFND 1193 0 0 ISHARES UNIT INV TRUST 464287242 7052 60177 SH SOLE 37832 0 22345 ISHARES UNIT INV TRUST 464287242 77 654 SH DFND 654 0 0 ISHARES UNIT INVESTMENT 464287408 344 3392 SH SOLE 2521 0 871 ISHARES UNIT INV TRUST 464287432 5474 45953 SH SOLE 2157 0 43796 ISHARES UNIT INV TRUST 464287440 3948 37661 SH SOLE 24651 0 13010 ISHARES UNIT INV TRUST 464287440 142 1355 SH DFND 1355 0 0 ISHARES UNIT INVESTMENT 464287499 327 1828 SH SOLE 108 0 1720 ISHARES UNIT INVESTMENT 464288406 2090 14464 SH SOLE 7994 0 6470 ISHARES UNIT INVESTMENT 464288406 95 657 SH DFND 657 0 0 ISHARES UNIT INV TRUST 464288513 862 9964 SH SOLE 6241 0 3723 ISHARES UNIT INV TRUST 464288513 10 118 SH DFND 118 0 0 ISHARES UNIT INV TRUST 464288588 223 2100 SH SOLE 1563 0 537 ISHARES UNIT INVESTMENT 464288877 3904 82618 SH SOLE 45948 0 36670 ISHARES UNIT INVESTMENT 464288877 113 2402 SH DFND 2402 0 0 ISHARES UNIT INV TRUST 464289511 5254 89500 SH SOLE 0 0 89500 JPMORGAN CHASE & CO COMMON STOCK 46625H100 6503 75360 SH SOLE 66992 0 8368 JPMORGAN CHASE & CO COMMON STOCK 46625H100 1346 15603 SH DFND 14106 0 1497 JOHNSON & JOHNSON COMMON STOCK 478160104 5147 44672 SH SOLE 37893 0 6779 JOHNSON & JOHNSON COMMON STOCK 478160104 735 6378 SH DFND 4802 0 1576 KANSAS CITY SOUTHERN COMMON STOCK 485170302 2066 24343 SH SOLE 20299 0 4044 KANSAS CITY SOUTHERN COMMON STOCK 485170302 312 3681 SH DFND 3147 0 534 KRAFT HEINZ CO COM COMMON STOCK 500754106 3315 37962 SH SOLE 33263 0 4699 KRAFT HEINZ CO COM COMMON STOCK 500754106 475 5438 SH DFND 3964 0 1474 MARATHON OIL CORP COMMON STOCK 565849106 2943 170013 SH SOLE 151322 0 18691 MARATHON OIL CORP COMMON STOCK 565849106 346 19962 SH DFND 15998 0 3964 MCDONALD'S CORP COMMON STOCK 580135101 4810 39518 SH SOLE 35199 0 4319 MCDONALD'S CORP COMMON STOCK 580135101 512 4206 SH DFND 3719 0 487 MICROSOFT CORP COMMON STOCK 594918104 5816 93592 SH SOLE 79761 0 13831 MICROSOFT CORP COMMON STOCK 594918104 1103 17747 SH DFND 15036 0 2711 MICRON TECHNOLOGY INC COMMON STOCK 595112103 2367 107994 SH SOLE 96591 0 11403 MICRON TECHNOLOGY INC COMMON STOCK 595112103 301 13750 SH DFND 10857 0 2893 MOSAIC CO/THE COMMON STOCK 61945C103 4228 144138 SH SOLE 128426 0 15712 MOSAIC CO/THE COMMON STOCK 61945C103 426 14523 SH DFND 12999 0 1524 NOVARTIS AG-ADR FOREIGN STOCK 66987V109 325 4464 SH SOLE 4384 0 80 ORACLE CORP COMMON STOCK 68389X105 2286 59457 SH SOLE 51598 0 7859 ORACLE CORP COMMON STOCK 68389X105 266 6923 SH DFND 6207 0 716 PEPSICO INC COMMON STOCK 713448108 5782 55260 SH SOLE 44755 0 10505 PEPSICO INC COMMON STOCK 713448108 829 7920 SH DFND 5796 0 2124 PFIZER INC COMMON STOCK 717081103 4160 128064 SH SOLE 115256 0 12808 PFIZER INC COMMON STOCK 717081103 754 23211 SH DFND 18940 0 4271 PHILIP MORRIS INTL INC COMMON STOCK 718172109 174 1900 SH SOLE 400 0 1500 PHILIP MORRIS INTL INC COMMON STOCK 718172109 110 1200 SH DFND 1200 0 0 PHILLIPS 66 COMMON STOCK 718546104 178 2059 SH SOLE 2011 0 48 PHILLIPS 66 COMMON STOCK 718546104 35 400 SH DFND 400 0 0 POWERSHARES UNIT INVESTMENT 73935X682 660 25402 SH SOLE 18916 0 6486 POWERSHARES UNIT INVESTMENT 73935X716 2037 141386 SH SOLE 78226 0 63160 POWERSHARES UNIT INVESTMENT 73935X716 187 12985 SH DFND 12985 0 0 POWERSHARES COMMODITIES ETF 73936D107 395 14912 SH SOLE 10065 0 4847 POWERSHARES UNIT INVESTMENT 73937B779 465 11188 SH SOLE 8306 0 2882 POWERSHARES UNIT INVESTMENT 73937B829 287 7856 SH SOLE 5843 0 2013 PROCTER & GAMBLE CO/THE COMMON STOCK 742718109 5402 64246 SH SOLE 55649 0 8597 PROCTER & GAMBLE CO/THE COMMON STOCK 742718109 625 7438 SH DFND 5647 0 1791 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 4312 41441 SH SOLE 36909 0 4532 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 445 4273 SH DFND 3487 0 786 QUALCOMM INC COMMON STOCK 747525103 3645 55900 SH SOLE 49493 0 6407 QUALCOMM INC COMMON STOCK 747525103 468 7183 SH DFND 5567 0 1616 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 403 4389 SH SOLE 26 0 4363 RALPH LAUREN CORP COMMON STOCK 751212101 1973 21846 SH SOLE 19592 0 2254 RALPH LAUREN CORP COMMON STOCK 751212101 82 906 SH DFND 906 0 0 SPDR UNIT INVESTMENT 78462F103 488 2182 SH SOLE 2182 0 0 SPDR COMMODITIES ETF 78463V107 218 1985 SH SOLE 0 0 1985 SPDR COMMODITIES ETF 78463V107 4 35 SH DFND 35 0 0 SPDR UNIT INVESTMENT 78464A300 2318 19476 SH SOLE 10878 0 8598 SPDR UNIT INVESTMENT 78464A300 99 828 SH DFND 828 0 0 SIMON PROPERTY GROUP INC COMMON STOCK 828806109 2861 16105 SH SOLE 14548 0 1557 SIMON PROPERTY GROUP INC COMMON STOCK 828806109 378 2129 SH DFND 1624 0 505 TARGET CORP COMMON STOCK 87612E106 2481 34342 SH SOLE 30160 0 4182 TARGET CORP COMMON STOCK 87612E106 277 3832 SH DFND 3409 0 423 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 1342 9513 SH SOLE 8426 0 1087 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 221 1565 SH DFND 1450 0 115 3M CO COMMON STOCK 88579Y101 201 1125 SH SOLE 400 0 725 3M CO COMMON STOCK 88579Y101 54 300 SH DFND 300 0 0 TWITTER INC COMMON STOCK 90184L102 2134 130915 SH SOLE 117333 0 13582 TWITTER INC COMMON STOCK 90184L102 152 9332 SH DFND 8236 0 1096 TYSON FOODS INC-CL A COMMON STOCK 902494103 36 585 SH SOLE 293 0 292 TYSON FOODS INC-CL A COMMON STOCK 902494103 204 3301 SH DFND 2047 0 1254 US BANCORP COMMON STOCK 902973304 52 1019 SH SOLE 1019 0 0 US BANCORP COMMON STOCK 902973304 168 3267 SH DFND 3267 0 0 UNITED RENTALS INC COMMON STOCK 911363109 2511 23786 SH SOLE 21298 0 2488 UNITED RENTALS INC COMMON STOCK 911363109 358 3392 SH DFND 2392 0 1000 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 2182 13635 SH SOLE 11989 0 1646 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 475 2971 SH DFND 1438 0 1533 VANGUARD UNIT INV TRUST 921937819 221 2665 SH SOLE 1983 0 682 VANGUARD ALTERNATIVE ETF 922908553 2252 27281 SH SOLE 15098 0 12183 VANGUARD ALTERNATIVE ETF 922908553 112 1360 SH DFND 1360 0 0 VANGUARD UNIT INVESTMENT 922908744 9906 106510 SH SOLE 60915 0 45595 VANGUARD UNIT INVESTMENT 922908744 489 5257 SH DFND 5257 0 0 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 157 2946 SH SOLE 417 0 2529 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 63 1178 SH DFND 1178 0 0 VISA INC COMMON STOCK 92826C839 3051 39103 SH SOLE 34030 0 5073 VISA INC COMMON STOCK 92826C839 492 6307 SH DFND 4891 0 1416 WELLS FARGO & CO COMMON STOCK 949746101 3154 57229 SH SOLE 47000 0 10229 WELLS FARGO & CO COMMON STOCK 949746101 293 5312 SH DFND 4746 0 566 WYNN RESORTS LTD COMMON STOCK 983134107 1547 17878 SH SOLE 15924 0 1954 WYNN RESORTS LTD COMMON STOCK 983134107 212 2454 SH DFND 1934 0 520 XPO LOGISTICS INC COMMON STOCK 983793100 1897 43963 SH SOLE 38818 0 5145 XPO LOGISTICS INC COMMON STOCK 983793100 338 7820 SH DFND 5608 0 2212 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 517 5011 SH SOLE 4615 0 396 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 4 40 SH DFND 40 0 0 EATON CORP PLC COMMON STOCK G29183103 3282 48920 SH SOLE 43623 0 5297 EATON CORP PLC COMMON STOCK G29183103 402 5998 SH DFND 4516 0 1482 CHUBB LTD COMMON STOCK H1467J104 2088 15802 SH SOLE 13809 0 1993 CHUBB LTD COMMON STOCK H1467J104 367 2774 SH DFND 2089 0 685 NXP SEMICONDUCTORS NV COMMON STOCK N6596X109 1350 13771 SH SOLE 12185 0 1586 NXP SEMICONDUCTORS NV COMMON STOCK N6596X109 162 1648 SH DFND 1481 0 167