-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Du3jf/eVXd7nSAYHTr7Um4D6OGkmS1XtOL9qskuh82bZqsmAuK6pv/xjrvyxariR jCsaz7QPYAfQ3PZMWMettQ== 0001047469-11-000088.txt : 20110111 0001047469-11-000088.hdr.sgml : 20110111 20110111135245 ACCESSION NUMBER: 0001047469-11-000088 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110111 DATE AS OF CHANGE: 20110111 EFFECTIVENESS DATE: 20110111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC CAPITAL BANCORP /CA/ CENTRAL INDEX KEY: 0000357264 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953673456 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03253 FILM NUMBER: 11522290 BUSINESS ADDRESS: STREET 1: 20 EAST CARRILLO STREET 2ND FL STREET 2: PO BOX 60839 CITY: SANTA BARBARA STATE: CA ZIP: 931600839 BUSINESS PHONE: 8055646312 MAIL ADDRESS: STREET 1: 20 EAST CARRILLO STREET 2ND FL STREET 2: PO BOX 60839 CITY: SANTA BARBARA STATE: CA ZIP: 93160-0839 FORMER COMPANY: FORMER CONFORMED NAME: SANTA BARBARA BANCORP DATE OF NAME CHANGE: 19920703 13F-HR 1 a2201560z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/10 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DONALD SHEWMAKER ------------------------------- Address: 1021 ANACAPA STREET ------------------------------- TRUST DIVISION ------------------------------- SANTA BARBARA, CA 93101 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DONALD SHEWMAKER ------------------------------------ Title: SENIOR VICE PRESIDENT, TRUST MANAGER ------------------------------------ Phone: 805 882-3811 ------------------------------------ Signature, Place, and Date of Signing: /s/ DONALD SHEWMAKER SANTA BARBARA, CA 1/07/2011 ------------------------------- ------------------ --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) I AM SIGNING THIS REPORT AS REQUESTED BY THE SECURITES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -------------------- Form 13F Information Table Entry Total: 395 -------------------- Form 13F Information Table Value Total: $544,818 -------------------- (thousands) List of Check Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE ASSETS AS OF 12/31/10 REQUESTED MODEL: BNK REPORT PTR289 JF SANTA BARBARA BANK & TRUST SECURITIES AND EXCHANGE COMMISSION FORM 13F 1/4/2011 PAGE 1 AS OF 12/3 1-Jan 0
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE TRANSOCEAN LTD REG SHS H8817H100 $ 860.00 12,371 SH X 12,371 TRANSOCEAN LTD REG SHS H8817H100 $ 61.00 879 SH X 879 AFLAC INC COM 1055102 $ 2,782.00 49,293 SH X 47,755 1,538 AFLAC INC COM 1055102 $ 152.00 2,695 SH X 2,695 AT&T INC COM 00206R102 $ 4,033.00 137,271 SH X 134,371 2,900 AT&T INC COM 00206R102 $ 1,001.00 34,070 SH X 22,170 11,900 ABBOTT LABS COM 2824100 $ 4,060.00 84,741 SH X 84,741 ABBOTT LABS COM 2824100 $ 2,559.00 53,415 SH X 49,925 3,490 ABERCROMBIE & FITCH CO CL A 2896207 $ 2,155.00 37,400 SH X 37,400 ABERCROMBIE & FITCH CO CL A 2896207 $ 115.00 2,000 SH X 2,000 ADOBE SYS INC COM 00724F101 $ 2,530.00 82,200 SH X 82,200 ADOBE SYS INC COM 00724F101 $ 43.00 1,400 SH X 1,400 ADVANCE AUTO PARTS INC COM 00751Y106 $ 258.00 3,895 SH X 3,895 AIR PRODS & CHEMS INC COM 9158106 $ 643.00 7,075 SH X 7,075 AIR PRODS & CHEMS INC COM 9158106 $ 131.00 1,442 SH X 1,442 ALLSTATE CORP COM 20002101 $ 379.00 11,900 SH X 11,900 ALLSTATE CORP COM 20002101 $ 35.00 1,100 SH X 1,100 ALTRIA GROUP INC COM 02209S103 $ 2,224.00 90,323 SH X 89,898 42 5 ALTRIA GROUP INC COM 02209S103 $ 377.00 15,310 SH X 15,310 AMERICA MOVIL SAB DE CV SPON ADRL SHS 02364W105 $ 710.00 12,375 SH X 12,375 AMERICA MOVIL SAB DE CV SPON ADRL SHS 02364W105 $ 93.00 1,625 SH X 1,625 AMERICAN ELEC PWR INC COM 25537101 $ 212.00 5,885 SH X 5,885 AMERICAN EXPRESS CO COM 25816109 $ 313.00 7,302 SH X 7,302 AMERICAN EXPRESS CO COM 25816109 $ 348.00 8,100 SH X 8,100 AMGEN INC COM 31162100 $ 1,777.00 32,375 SH X 32,375 AMGEN INC COM 31162100 $ 199.00 3,630 SH X 2,880 750 ANADARKO PETE CORP COM 32511107 $ 1,784.00 23,423 SH X 23,423 ANADARKO PETE CORP COM 32511107 $ 141.00 1,850 SH X 1,850 APACHE CORP COM 37411105 $ 850.00 7,130 SH X 7,130 APACHE CORP COM 37411105 $ 121.00 1,019 SH X 1,019 APPLE INC COM 37833100 $ 7,603.00 23,570 SH X 23,132 438 APPLE INC COM 37833100 $ 1,040.00 3,224 SH X 3,224 AUTODESK INC COM 52769106 $ 510.00 13,350 SH X 13,350 AUTOMATIC DATA PROCESSING IN COM 53015103 $ 1,786.00 38,590 SH X 38,590 AUTOMATIC DATA PROCESSING IN COM 53015103 $ 1,504.00 32,490 SH X 32,490 BB&T CORP COM 54937107 $ 505.00 19,225 SH X 19,225 BRE PROPERTIES INC CL A 5.56E+109 $ 1,881.00 43,231 SH X 43,231 BRE PROPERTIES INC CL A 5.56E+109 $ 61.00 1,400 SH X 1,400 BAKER HUGHES INC COM 57224107 $ 43.00 760 SH X 760 BAKER HUGHES INC COM 57224107 $ 229.00 4,000 SH X 4,000 BANK OF AMERICA CORPORATION COM 60505104 $ 541.00 40,560 SH X 29,710 10,850 BANK OF AMERICA CORPORATION COM 60505104 $ 504.00 37,804 SH X 31,476 6,328 BAXTER INTL INC COM 71813109 $ 1,778.00 35,115 SH X 35,115 BAXTER INTL INC COM 71813109 $ 277.00 5,471 SH X 5,171 30 0 BECTON DICKINSON & CO COM 75887109 $ 266.00 3,150 SH X 3,150 BECTON DICKINSON & CO COM 75887109 $ 211.00 2,500 SH X 2,500 BEMIS INC COM 81437105 $ 547.00 16,755 SH X 16,580 17 5 BEMIS INC COM 81437105 $ 6.00 185 SH X 185 BERKSHIRE HATHAWAY INC DEL CL A 84670108 $ 723.00 6 SH X 6 BERKSHIRE HATHAWAY INC DEL CL A 84670108 $ 241.00 2 SH X 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 $ 1,987.00 24,806 SH X 24,806 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 $ 471.00 5,885 SH X 5,810 75 BHP BILLITON LTD SPONSORED ADR 88606108 $ 1,048.00 11,279 SH X 10,179 1,100 BHP BILLITON LTD SPONSORED ADR 88606108 $ 102.00 1,100 SH X 1,100 BIOGEN IDEC INC COM 09062X103 $ 640.00 9,550 SH X 9,550 BIOGEN IDEC INC COM 09062X103 $ 7.00 100 SH X 100 BOEING CO COM 97023105 $ 745.00 11,410 SH X 11,410 BOEING CO COM 97023105 $ 131.00 2,000 SH X 2,000 BOSWELL J G CO COM 101205102 $ 359.00 478 SH X 300 178 BRISTOL MYERS SQUIBB CO COM 110122108 $ 659.00 24,905 SH X 24,905 BRISTOL MYERS SQUIBB CO COM 110122108 $ 625.00 23,620 SH X 21,420 2,200 CBS CORP NEW CL B 124857202 $ 712.00 37,385 SH X 37,385 CBS CORP NEW CL B 124857202 $ 6.00 300 SH X 300 CNOOC LTD SPONSORED ADR 126132109 $ 4,910.00 20,600 SH X 20,600 CNOOC LTD SPONSORED ADR 126132109 $ 18.00 75 SH X 75 CATERPILLAR INC DEL COM 149123101 $ 2,035.00 21,725 SH X 21,725 CATERPILLAR INC DEL COM 149123101 $ 392.00 4,185 SH X 4,185 CENTURYLINK INC COM 156700106 $ 276.00 5,985 SH X 5,985 CHANNEL TECHNOLOGY INC CD S C 159173103 $ 68.00 39,088 SH X 39,088 CHEVRON CORP NEW COM 166764100 $ 11,962.00 131,095 SH X 125,695 5,400 CHEVRON CORP NEW COM 166764100 $ 3,178.00 34,824 SH X 32,164 2,660 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 $ 1,523.00 30,700 SH X 30,700 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 $ 76.00 1,525 SH X 1,525 CHUBB CORP COM 171232101 $ 191.00 3,200 SH X 3,200 CHUBB CORP COM 171232101 $ 1,027.00 17,226 SH X 13,956 3,270 CISCO SYS INC COM 17275R102 $ 3,983.00 196,877 SH X 190,740 6,137 CISCO SYS INC COM 17275R102 $ 446.00 22,045 SH X 20,845 1,200
CLOROX CO DEL COM 189054109 $ 618.00 9,770 SH X 9,620 15 0 CLOROX CO DEL COM 189054109 $ 172.00 2,720 SH X 1,520 1,200 COACH INC COM 189754104 $ 2,732.00 49,390 SH X 49,390 COACH INC COM 189754104 $ 314.00 5,675 SH X 5,675 COCA COLA CO COM 191216100 $ 4,468.00 67,930 SH X 67,930 COCA COLA CO COM 191216100 $ 725.00 11,025 SH X 8,025 3,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 $ 2,921.00 39,850 SH X 39,850 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 $ 787.00 10,735 SH X 10,735 COLGATE PALMOLIVE CO COM 194162103 $ 2,363.00 29,405 SH X 29,405 COLGATE PALMOLIVE CO COM 194162103 $ 837.00 10,416 SH X 6,716 3,700 COMCAST CORP NEW CL A 20030N101 $ 638.00 29,033 SH X 29,033 COMCAST CORP NEW CL A 20030N101 $ 44.00 2,000 SH X 2,000 CONAGRA FOODS INC COM 205887102 $ 340.00 15,044 SH X 15,044 CONAGRA FOODS INC COM 205887102 $ 280.00 12,410 SH X 3,650 8,760 CONCIERGE TECHNOLOGIES INC COM 206065104 $ 3.00 300,000 SH X 300,000 CONOCOPHILLIPS COM 20825C104 $ 2,942.00 43,204 SH X 43,204 CONOCOPHILLIPS COM 20825C104 $ 591.00 8,681 SH X 4,501 4,180 CONSOLIDATED EDISON INC COM 209115104 $ 3,657.00 73,780 SH X 71,980 1,800 CONSOLIDATED EDISON INC COM 209115104 $ 114.00 2,300 SH X 800 1,500 COSTCO WHSL CORP NEW COM 22160K105 $ 1,532.00 21,210 SH X 19,310 1,900 COSTCO WHSL CORP NEW COM 22160K105 $ 162.00 2,250 SH X 2,100 15 0 COVANCE INC COM 222816100 $ 165.00 3,200 SH X 3,200 COVANCE INC COM 222816100 $ 36.00 700 SH X 100 600 DANAHER CORP DEL COM 235851102 $ 1,283.00 27,205 SH X 27,205 DANAHER CORP DEL COM 235851102 $ 200.00 4,250 SH X 4,250 DEERE & CO COM 244199105 $ 473.00 5,700 SH X 5,700 DEERE & CO COM 244199105 $ 108.00 1,300 SH X 1,300 DISNEY WALT CO COM DISNEY 254687106 $ 3,950.00 105,297 SH X 105,297 DISNEY WALT CO COM DISNEY 254687106 $ 154.00 4,100 SH X 4,100 DOMINION RES INC VA NEW COM 25746U109 $ 175.00 4,088 SH X 4,088 DOMINION RES INC VA NEW COM 25746U109 $ 112.00 2,625 SH X 600 2,025 DOW CHEM CO COM 260543103 $ 1,012.00 29,651 SH X 26,751 2,900 DOW CHEM CO COM 260543103 $ 145.00 4,250 SH X 4,250 DU PONT E I DE NEMOURS & CO COM 263534109 $ 2,045.00 41,000 SH X 38,100 2,900 DU PONT E I DE NEMOURS & CO COM 263534109 $ 175.00 3,500 SH X 3,500 DUKE ENERGY CORP NEW COM 26441C105 $ 168.00 9,460 SH X 9,460 DUKE ENERGY CORP NEW COM 26441C105 $ 69.00 3,900 SH X 3,900 E M C CORP MASS COM 268648102 $ 3,734.00 163,065 SH X 163,065 E M C CORP MASS COM 268648102 $ 458.00 20,015 SH X 8,880 11,135 EOG RES INC COM 26875P101 $ 293.00 3,207 SH X 3,207 EOG RES INC COM 26875P101 $ 146.00 1,600 SH X 1,600 EMERSON ELEC CO COM 291011104 $ 3,118.00 54,535 SH X 54,535 EMERSON ELEC CO COM 291011104 $ 1,298.00 22,702 SH X 22,502 20 0 ENCANA CORP COM 292505104 $ 539.00 18,495 SH X 18,495 ENCANA CORP COM 292505104 $ 87.00 3,000 SH X 3,000 EXELON CORP COM 30161N101 $ 368.00 8,842 SH X 8,842 EXELON CORP COM 30161N101 $ 137.00 3,300 SH X 3,300 EXPEDITORS INTL WASH INC COM 302130109 $ 396.00 7,245 SH X 7,245 EXPEDITORS INTL WASH INC COM 302130109 $ 41.00 760 SH X 760 EXXON MOBIL CORP COM 30231G102 $ 11,449.00 156,585 SH X 150,725 5,860 EXXON MOBIL CORP COM 30231G102 $ 6,281.00 85,894 SH X 73,929 11,965 FEDEX CORP COM 31428X106 $ 3,429.00 36,868 SH X 36,868 FEDEX CORP COM 31428X106 $ 558.00 6,000 SH X 6,000 FISERV INC COM 337738108 $ 170.00 2,898 SH X 2,898 FISERV INC COM 337738108 $ 176.00 3,000 SH X 3,000 FLUOR CORP NEW COM 343412102 $ 371.00 5,600 SH X 5,200 400 FLUOR CORP NEW COM 343412102 $ 20.00 300 SH X 300 FREEPORT-MCMORAN COPPER & GO COM 35671D857 $ 5,366.00 44,680 SH X 43,680 1,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 $ 1,121.00 9,334 SH X 9,334 FRONTIER COMMUNICATIONS CORP COM 35906A108 $ 128.00 13,114 SH X 12,466 648 FRONTIER COMMUNICATIONS CORP COM 35906A108 $ 25.00 2,569 SH X 2,569 GENERAL DYNAMICS CORP COM 369550108 $ 4,479.00 63,118 SH X 63,118 GENERAL DYNAMICS CORP COM 369550108 $ 495.00 6,977 SH X 6,727 250 GENERAL ELECTRIC CO COM 369604103 $ 5,009.00 273,844 SH X 273,844 GENERAL ELECTRIC CO COM 369604103 $ 3,974.00 217,250 SH X 180,275 36,975 GENERAL MLS INC COM 370334104 $ 2,997.00 84,222 SH X 84,222 GENERAL MLS INC COM 370334104 $ 320.00 8,990 SH X 3,400 5,590 GENUINE PARTS CO COM 372460105 $ 216.00 4,200 SH X 4,200 GENUINE PARTS CO COM 372460105 $ 60.00 1,174 SH X 1,174 GILEAD SCIENCES INC COM 375558103 $ 317.00 8,750 SH X 8,750 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 $ 218.00 5,555 SH X 5,555 GOLDMAN SACHS GROUP INC COM 38141G104 $ 4,942.00 29,386 SH X 29,386 GOLDMAN SACHS GROUP INC COM 38141G104 $ 388.00 2,305 SH X 2,305 GOOGLE INC CL A 38259P508 $ 3,735.00 6,289 SH X 6,119 170 GOOGLE INC CL A 38259P508 $ 201.00 338 SH X 338 GRAINGER W W INC COM 384802104 $ 1,909.00 13,825 SH X 13,825 GRAINGER W W INC COM 384802104 $ 608.00 4,400 SH X 4,400 HEINZ H J CO COM 423074103 $ 265.00 5,350 SH X 5,350 HEINZ H J CO COM 423074103 $ 1,061.00 21,450 SH X 21,450 HERITAGE COMMERCE CORP COM 426927109 $ 45.00 10,006 SH X 10,006 HERSHEY CO COM 427866108 $ 601.00 12,750 SH X 12,750 HERSHEY CO COM 427866108 $ 189.00 4,000 SH X 4,000 HEWLETT PACKARD CO COM 428236103 $ 4,654.00 110,540 SH X 110,540 HEWLETT PACKARD CO COM 428236103 $ 1,409.00 33,469 SH X 33,069 400 HOME DEPOT INC COM 437076102 $ 142.00 4,050 SH X 4,050 HOME DEPOT INC COM 437076102 $ 109.00 3,100 SH X 3,100 HONEYWELL INTL INC COM 438516106 $ 2,557.00 48,100 SH X 48,100 HONEYWELL INTL INC COM 438516106 $ 691.00 13,000 SH X 13,000
ILLINOIS TOOL WKS INC COM 452308109 $ 330.00 6,174 SH X 6,174 ILLINOIS TOOL WKS INC COM 452308109 $ 36.00 680 SH X 680 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 $ 491.00 6,450 SH X 6,450 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 $ 128.00 1,680 SH X 1,680 INTEL CORP COM 458140100 $ 6,464.00 307,360 SH X 304,160 3,200 INTEL CORP COM 458140100 $ 1,027.00 48,825 SH X 40,225 8,600 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 12,234.00 83,362 SH X 83,362 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 4,500.00 30,665 SH X 21,325 150 9,190 ISHARES INC MSCI CDA INDEX 464286509 $ 766.00 24,710 SH X 24,710 ISHARES INC MSCI CDA INDEX 464286509 $ 561.00 18,105 SH X 2,675 15,430 ISHARES INC MSCI PACJ IDX 464286665 $ 1,788.00 38,062 SH X 38,062 ISHARES INC MSCI PACJ IDX 464286665 $ 768.00 16,349 SH X 5,999 10,350 ISHARES TR S&P 100 IDX FD 464287101 $ 920.00 16,230 SH X 16,230 ISHARES TR DJ SEL DIV INX 464287168 $ 411.00 8,240 SH X 8,240 ISHARES TR DJ SEL DIV INX 464287168 $ 12.00 250 SH X 250 ISHARES TR S&P 500 INDEX 464287200 $ 618.00 4,895 SH X 4,895 ISHARES TR MSCI EMERG MKT 464287234 $ 6,272.00 131,656 SH X 131,656 ISHARES TR MSCI EMERG MKT 464287234 $ 823.00 17,265 SH X 17,265 ISHARES TR S&P500 GRW 464287309 $ 1,054.00 16,050 SH X 16,050 ISHARES TR S&P500 GRW 464287309 $ 112.00 1,700 SH X 1,700 ISHARES TR S&P GBL HLTHCR 464287325 $ 380.00 7,345 SH X 7,345 ISHARES TR S&P GBL HLTHCR 464287325 $ 61.00 1,185 SH X 1,185 ISHARES TR S&P GBL ENER 464287341 $ 233.00 5,965 SH X 5,965 ISHARES TR S&P LTNAM 40 464287390 $ 252.00 4,670 SH X 300 4,370 ISHARES TR S&P 500 VALUE 464287408 $ 302.00 5,075 SH X 5,075 ISHARES TR S&P 500 VALUE 464287408 $ 48.00 800 SH X 800 ISHARES TR MSCI EAFE IDX 464287465 $ 3,082.00 52,929 SH X 52,929 ISHARES TR MSCI EAFE IDX 464287465 $ 1,065.00 18,295 SH X 18,295 ISHARES TR RUSSELL MIDCAP 464287499 $ 500.00 4,910 SH X 4,910 ISHARES TR S&P MC 400 GRW 464287606 $ 3,308.00 32,846 SH X 32,846 ISHARES TR S&P MC 400 GRW 464287606 $ 567.00 5,625 SH X 5,625 ISHARES TR RUSL 2000 VALU 464287630 $ 409.00 5,750 SH X 5,750 ISHARES TR RUSSELL 2000 464287655 $ 656.00 8,380 SH X 8,380 ISHARES TR RUSSELL 2000 464287655 $ 535.00 6,840 SH X 4,400 2,440 ISHARES TR S&P MIDCP VALU 464287705 $ 1,160.00 14,601 SH X 14,601 ISHARES TR S&P MIDCP VALU 464287705 $ 138.00 1,735 SH X 1,735 ISHARES TR S&P SMLCAP 600 464287804 $ 8,868.00 129,519 SH X 129,519 ISHARES TR S&P SMLCAP 600 464287804 $ 702.00 10,250 SH X 10,250 ISHARES TR S&P SMLCP VALU 464287879 $ 1,413.00 19,655 SH X 19,655 ISHARES TR S&P SMLCP VALU 464287879 $ 227.00 3,160 SH X 3,160 ISHARES TR S&P SMLCP GROW 464287887 $ 3,949.00 54,405 SH X 54,405 ISHARES TR S&P SMLCP GROW 464287887 $ 237.00 3,261 SH X 3,261 ISHARES TR US PFD STK IDX 464288687 $ 1,465.00 37,760 SH X 37,760 ISHARES TR US PFD STK IDX 464288687 $ 461.00 11,885 SH X 2,660 9,225 JPMORGAN CHASE & CO COM 46625H100 $ 3,221.00 75,935 SH X 73,169 2,766 JPMORGAN CHASE & CO COM 46625H100 $ 803.00 18,922 SH X 13,422 5,500 JOHNSON & JOHNSON COM 478160104 $ 10,212.00 165,114 SH X 162,727 2,387 JOHNSON & JOHNSON COM 478160104 $ 3,106.00 50,221 SH X 46,576 150 3,495 KIMBERLY CLARK CORP COM 494368103 $ 3,074.00 48,759 SH X 48,589 17 0 KIMBERLY CLARK CORP COM 494368103 $ 1,539.00 24,420 SH X 24,420 KRAFT FOODS INC CL A 50075N104 $ 1,742.00 55,275 SH X 55,275 KRAFT FOODS INC CL A 50075N104 $ 259.00 8,204 SH X 8,204 L-3 COMMUNICATIONS HLDGS INC COM 502424104 $ 2,838.00 40,260 SH X 40,260 L-3 COMMUNICATIONS HLDGS INC COM 502424104 $ 142.00 2,018 SH X 2,018 LILLY ELI & CO COM 532457108 $ 1,119.00 31,925 SH X 31,925 LILLY ELI & CO COM 532457108 $ 214.00 6,100 SH X 6,100 LIMONEIRA CO COM 532746104 $ 1,378.00 48,000 SH X 48,000 LOCKHEED MARTIN CORP COM 539830109 $ 321.00 4,585 SH X 4,585 LOEWS CORP COM 540424108 $ 280.00 7,200 SH X 7,200 LOWES COS INC COM 548661107 $ 950.00 37,878 SH X 37,878 LOWES COS INC COM 548661107 $ 169.00 6,750 SH X 6,750 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 $ 253.00 4,115 SH X 4,115 MCDONALDS CORP COM 580135101 $ 9,378.00 122,172 SH X 121,372 800 MCDONALDS CORP COM 580135101 $ 810.00 10,555 SH X 6,100 4,455 MEDCO HEALTH SOLUTIONS INC COM 58405U102 $ 883.00 14,408 SH X 14,408 MEDCO HEALTH SOLUTIONS INC COM 58405U102 $ 219.00 3,567 SH X 3,567 MEDTRONIC INC COM 585055106 $ 1,445.00 38,965 SH X 38,965 MEDTRONIC INC COM 585055106 $ 513.00 13,830 SH X 12,430 1,400 MERCK & CO INC NEW COM 58933Y105 $ 719.00 19,938 SH X 19,938 MERCK & CO INC NEW COM 58933Y105 $ 1,520.00 42,172 SH X 38,172 4,000 MICROSOFT CORP COM 594918104 $ 6,496.00 232,742 SH X 229,142 225 3,375 MICROSOFT CORP COM 594918104 $ 1,052.00 37,680 SH X 36,080 1,600 NASDAQ OMX GROUP INC COM 631103108 $ 235.00 9,920 SH X 9,920 NEW ORIENTAL ED & TECH GR P I SPON ADR 647581107 $ 1,010.00 9,600 SH X 9,600 NEXTERA ENERGY INC COM 65339F101 $ 1,300.00 25,000 SH X 23,000 2,000 NIKE INC CL B 654106103 $ 2,543.00 29,765 SH X 29,765 NIKE INC CL B 654106103 $ 19.00 225 SH X 225 NISOURCE INC COM 65473P105 $ 978.00 55,500 SH X 55,500 NISOURCE INC COM 65473P105 $ 7.00 400 SH X 400 NORDSTROM INC COM 655664100 $ 47.00 1,120 SH X 1,120 NORDSTROM INC COM 655664100 $ 170.00 4,000 SH X 4,000 NOVARTIS A G SPONSORED ADR 66987V109 $ 788.00 13,364 SH X 13,364 NOVARTIS A G SPONSORED ADR 66987V109 $ 47.00 800 SH X 800 OCCIDENTAL PETE CORP DEL COM 674599105 $ 179.00 1,821 SH X 1,821 OCCIDENTAL PETE CORP DEL COM 674599105 $ 118.00 1,200 SH X 1,200 OMNICOM GROUP INC COM 681919106 $ 417.00 9,100 SH X 9,100 OMNICOM GROUP INC COM 681919106 $ 590.00 12,890 SH X 12,890 ORACLE CORP COM 68389X105 $ 5,575.00 178,125 SH X 178,125
ORACLE CORP COM 68389X105 $ 598.00 19,110 SH X 10,760 8,350 PNC FINL SVCS GROUP INC COM 693475105 $ 270.00 4,450 SH X 4,450 PNC FINL SVCS GROUP INC COM 693475105 $ 121.00 2,000 SH X 2,000 POSCO SPONSORED ADR 693483109 $ 323.00 3,000 SH X 3,000 PPG INDS INC COM 693506107 $ 2,959.00 35,200 SH X 35,200 PPG INDS INC COM 693506107 $ 109.00 1,300 SH X 1,300 PACIFIC CAP BANCORP NEW COM NEW 69404P200 $ 239.00 8,474 SH X 8,474 PACIFIC CAP BANCORP NEW COM NEW 69404P200 $ 279.00 9,884 SH X 9,072 81 2 PANERA BREAD CO CL A 69840W108 $ 253.00 2,500 SH X 2,500 PEABODY ENERGY CORP COM 704549104 $ 235.00 3,675 SH X 3,675 PEPSICO INC COM 713448108 $ 5,741.00 87,875 SH X 86,025 1,850 PEPSICO INC COM 713448108 $ 1,397.00 21,390 SH X 13,300 8,090 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 $ 3,208.00 84,790 SH X 80,790 4,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 $ 62.00 1,650 SH X 1,650 PFIZER INC COM 717081103 $ 3,006.00 171,652 SH X 171,652 PFIZER INC COM 717081103 $ 926.00 52,881 SH X 52,881 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 $ 208.00 3,200 SH X 3,200 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 $ 13.00 200 SH X 200 PHILIP MORRIS INTL INC COM 718172109 $ 5,351.00 91,420 SH X 91,420 PHILIP MORRIS INTL INC COM 718172109 $ 857.00 14,650 SH X 14,650 POLO RALPH LAUREN CORP CL A 731572103 $ 364.00 3,285 SH X 3,285 POLO RALPH LAUREN CORP CL A 731572103 $ 4.00 35 SH X 35 POTASH CORP SASK INC COM 73755L107 $ 1,161.00 7,500 SH X 7,500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 $ 2,735.00 50,215 SH X 50,215 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 $ 218.00 4,000 SH X 4,000 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 $ 48.00 4,575 SH X 4,575 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 $ 62.00 6,000 SH X 6,000 PRECISION CASTPARTS CORP COM 740189105 $ 1,144.00 8,220 SH X 8,220 PRECISION CASTPARTS CORP COM 740189105 $ 28.00 200 SH X 200 PRICE T ROWE GROUP INC COM 74144T108 $ 1,534.00 23,765 SH X 23,765 PROCTER & GAMBLE CO COM 742718109 $ 6,984.00 108,564 SH X 108,564 PROCTER & GAMBLE CO COM 742718109 $ 4,554.00 70,795 SH X 59,395 11,400 PRUDENTIAL FINL INC COM 744320102 $ 30.00 514 SH X 514 PRUDENTIAL FINL INC COM 744320102 $ 199.00 3,385 SH X 3,385 QUALCOMM INC COM 747525103 $ 2,689.00 54,335 SH X 54,335 QUALCOMM INC COM 747525103 $ 231.00 4,660 SH X 4,260 400 QUANTUM CORP COM DSSG 747906204 $ 119.00 32,000 SH X 32,000 QUEST DIAGNOSTICS INC COM 74834L100 $ 893.00 16,545 SH X 16,545 QUEST DIAGNOSTICS INC COM 74834L100 $ 262.00 4,850 SH X 4,850 RAYTHEON CO COM NEW 755111507 $ 433.00 9,350 SH X 9,350 RAYTHEON CO COM NEW 755111507 $ 28.00 600 SH X 600 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 $ 2,210.00 33,100 SH X 31,650 1,450 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 $ 247.00 3,700 SH X 3,700 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 $ 8,217.00 173,680 SH X 173,680 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 $ 536.00 11,325 SH X 11,325 SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 2,558.00 20,340 SH X 20,340 SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 517.00 4,110 SH X 3,875 235 SPDR GOLD TRUST GOLD SHS 78463V107 $ 374.00 2,695 SH X 2,695 SPDR GOLD TRUST GOLD SHS 78463V107 $ 335.00 2,415 SH X 600 1,815 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 $ 304.00 2,632 SH X 2,632 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 $ 11,513.00 69,909 SH X 69,909 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 $ 1,588.00 9,645 SH X 9,645 SVB FINL GROUP COM 78486Q101 $ 4,169.00 78,585 SH X 78,585 SVB FINL GROUP COM 78486Q101 $ 23.00 425 SH X 425 SCHEIN HENRY INC COM 806407102 $ 733.00 11,935 SH X 11,935 SCHEIN HENRY INC COM 806407102 $ 46.00 750 SH X 750 SCHLUMBERGER LTD COM 806857108 $ 5,964.00 71,430 SH X 69,856 1,574 SCHLUMBERGER LTD COM 806857108 $ 997.00 11,942 SH X 11,942 SCHWAB CHARLES CORP NEW COM 808513105 $ 416.00 24,317 SH X 24,317 SCHWAB CHARLES CORP NEW COM 808513105 $ 76.00 4,450 SH X 4,450 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 $ 780.00 26,615 SH X 25,880 73 5 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 $ 48.00 1,630 SH X 1,630 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 $ 219.00 5,855 SH X 5,855 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 $ 345.00 5,060 SH X 5,060 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 $ 12.00 175 SH X 175 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 $ 253.00 10,055 SH X 1,000 9,055 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 $ 975.00 31,125 SH X 30,535 59 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 $ 68.00 2,160 SH X 2,160 SEMPRA ENERGY COM 816851109 $ 168.00 3,196 SH X 3,196 SEMPRA ENERGY COM 816851109 $ 139.00 2,650 SH X 2,650 SIEMENS A G SPONSORED ADR 826197501 $ 400.00 3,216 SH X 2,280 60 876 SOUTHERN CO COM 842587107 $ 2,294.00 60,003 SH X 60,003 SOUTHERN CO COM 842587107 $ 134.00 3,500 SH X 3,500 SOUTHWESTERN ENERGY CO COM 845467109 $ 253.00 6,749 SH X 3,300 3,449 STATE STR CORP COM 857477103 $ 1,395.00 30,100 SH X 30,100 STERICYCLE INC COM 858912108 $ 1,556.00 19,230 SH X 19,230 STRYKER CORP COM 863667101 $ 4,072.00 75,830 SH X 75,830 STRYKER CORP COM 863667101 $ 444.00 8,260 SH X 4,935 3,325 SYSCO CORP COM 871829107 $ 1,726.00 58,715 SH X 58,715 SYSCO CORP COM 871829107 $ 320.00 10,900 SH X 4,915 5,985 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 $ 403.00 32,159 SH X 32,159 TARGET CORP COM 8.76E+110 $ 1,158.00 19,266 SH X 19,266 TARGET CORP COM 8.76E+110 $ 228.00 3,800 SH X 3,800 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 $ 945.00 58,575 SH X 58,575 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 785.00 15,055 SH X 12,080 2,975 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 52.00 1,000 SH X 1,000 TEXAS INSTRS INC COM 882508104 $ 215.00 6,600 SH X 6,600 TEXAS INSTRS INC COM 882508104 $ 65.00 2,000 SH X 2,000
3M CO COM 88579Y101 $ 4,400.00 50,980 SH X 49,980 1,000 3M CO COM 88579Y101 $ 1,646.00 19,074 SH X 17,124 1,950 TIFFANY & CO NEW COM 886547108 $ 1,529.00 24,550 SH X 24,550 TIFFANY & CO NEW COM 886547108 $ 109.00 1,750 SH X 1,750 TORONTO DOMINION BK ONT COM NEW 891160509 $ 562.00 7,561 SH X 7,561 TORONTO DOMINION BK ONT COM NEW 891160509 $ 300.00 4,036 SH X 1,066 2,970 TOTAL S A SPONSORED ADR 8.92E+113 $ 1,896.00 35,459 SH X 35,459 TOTAL S A SPONSORED ADR 8.92E+113 $ 77.00 1,435 SH X 1,435 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 $ 3,438.00 43,725 SH X 43,725 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 $ 34.00 430 SH X 430 TRAVELERS COMPANIES INC COM 8.94E+113 $ 1,192.00 21,389 SH X 21,389 TUPPERWARE BRANDS CORP COM 899896104 $ 211.00 4,435 SH X 4,435 US BANCORP DEL COM NEW 902973304 $ 180.00 6,678 SH X 6,678 US BANCORP DEL COM NEW 902973304 $ 104.00 3,850 SH X 3,850 UNION PAC CORP COM 907818108 $ 150.00 1,617 SH X 1,617 UNION PAC CORP COM 907818108 $ 1,094.00 11,806 SH X 2,816 8,990 UNITED TECHNOLOGIES CORP COM 913017109 $ 5,553.00 70,535 SH X 70,535 UNITED TECHNOLOGIES CORP COM 913017109 $ 1,275.00 16,196 SH X 11,526 4,670 UNITEDHEALTH GROUP INC COM 91324P102 $ 343.00 9,500 SH X 9,500 UNITEDHEALTH GROUP INC COM 91324P102 $ 72.00 2,000 SH X 2,000 V F CORP COM 918204108 $ 646.00 7,500 SH X 7,500 V F CORP COM 918204108 $ 69.00 800 SH X 800 VALE S A ADR 9.19E+109 $ 2,104.00 60,850 SH X 60,850 VALE S A ADR 9.19E+109 $ 471.00 13,634 SH X 13,634 VALUECLICK INC COM 92046N102 $ 166.00 10,350 SH X 10,350 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 $ 581.00 11,045 SH X 11,045 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 $ 205.00 3,900 SH X 3,900 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 $ 7,086.00 148,465 SH X 148,465 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 $ 609.00 12,750 SH X 12,750 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 $ 122.00 2,525 SH X 2,525 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 $ 444.00 9,220 SH X 9,220 VANGUARD INDEX FDS STK MRK ETF 922908769 $ 990.00 15,250 SH X 15,250 VANGUARD INDEX FDS STK MRK ETF 922908769 $ 242.00 3,725 SH X 3,725 VERIZON COMMUNICATIONS INC COM 92343V104 $ 2,705.00 75,593 SH X 72,893 2,700 VERIZON COMMUNICATIONS INC COM 92343V104 $ 662.00 18,502 SH X 13,302 5,200 VISA INC COM CL A 92826C839 $ 1,164.00 16,545 SH X 16,395 150 VISA INC COM CL A 92826C839 $ 14.00 200 SH X 200 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 $ 336.00 12,690 SH X 12,690 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 $ 87.00 3,281 SH X 3,281 WAL MART STORES INC COM 931142103 $ 2,175.00 40,334 SH X 38,584 1,750 WAL MART STORES INC COM 931142103 $ 938.00 17,400 SH X 17,400 WALGREEN CO COM 931422109 $ 1,074.00 27,570 SH X 27,570 WALGREEN CO COM 931422109 $ 168.00 4,324 SH X 4,324 WASTE MGMT INC DEL COM 94106L109 $ 230.00 6,240 SH X 6,240 WELLPOINT INC COM 94973V107 $ 1,012.00 17,800 SH X 17,800 WELLPOINT INC COM 94973V107 $ 57.00 1,000 SH X 1,000 WELLS FARGO & CO NEW COM 949746101 $ 38,356.00 1,237,680 SH X 1,237,680 WELLS FARGO & CO NEW COM 949746101 $ 232.00 7,490 SH X 6,390 1,100 WESTERN UN CO COM 959802109 $ 228.00 12,300 SH X 12,300 WESTERN UN CO COM 959802109 $ 314.00 16,885 SH X 16,885 WHOLE FOODS MKT INC COM 966837106 $ 353.00 6,981 SH X 6,981 WHOLE FOODS MKT INC COM 966837106 $ 25.00 500 SH X 500 YUM BRANDS INC COM 988498101 $ 1,890.00 38,530 SH X 38,530 YUM BRANDS INC COM 988498101 $ 148.00 3,020 SH X 1,420 1,600 FINAL TOTALS 395 $ 544,818.00
-----END PRIVACY-ENHANCED MESSAGE-----