0001179110-14-011039.txt : 20140630 0001179110-14-011039.hdr.sgml : 20140630 20140630095856 ACCESSION NUMBER: 0001179110-14-011039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140428 FILED AS OF DATE: 20140630 DATE AS OF CHANGE: 20140630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OLD SECOND BANCORP INC CENTRAL INDEX KEY: 0000357173 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363143493 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 37 S RIVER ST CITY: AURORA STATE: IL ZIP: 60507 BUSINESS PHONE: 7088920202 MAIL ADDRESS: STREET 1: 37 SOUTH RIVER STREET CITY: AURORA STATE: IL ZIP: 60507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMITZ JAMES C CENTRAL INDEX KEY: 0001191050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10537 FILM NUMBER: 14947586 4 1 edgar.xml FORM 4 - X0306 4 2014-04-28 0 0000357173 OLD SECOND BANCORP INC OSBC 0001191050 SCHMITZ JAMES C 37 S. RIVER ST. AURORA IL 60506 1 0 0 0 Old Second Bancorp, Inc. Common Stock 2014-06-17 4 A 0 2500 4.82 A 54496 D OSBI Fixed Rate Cumulative Preferred Stock-Ser B 2014-04-28 4 S 0 200 947.50 A 0 D Old Second Bancorp, Inc. Common Stock 9590 I IRA Old Second Bancorp, Inc. Common Stock 12000 I Roth IRA Employee Stock Option Right to Buy 7.49 2010-02-17 2019-02-17 Common Stock 1500 1500 D Employee Stock Option Right to buy 27.75 2008-12-18 2017-12-18 Common Stock 1500 1500 D Employee Stock Option Right to Buy 29.20 2007-12-19 2016-12-19 Common Stock 1500 1500 D Employee Stock Option Right to Buy 31.34 2005-12-20 2015-12-20 Common Stock 1500 1500 D Employee Stock Option Right to Buy 32.59 2005-12-20 2014-12-21 Common Stock 1500 1500 D Included in this total are 200 shares held in Mr. Schmitz' name alone; 51,796 shares held by James Schmitz as Trustee of the James C. Schmitz Trust and 2,500 shares of restricted stock units in the name of Mr. Schmitz. These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2014 Equity Incentive Plan. In connection with its public offering of common stock, the Company was required to repurchase the Old Second Fixed Rate Cumulative Perpetual Preferred Stock Series B from it directors on 04-28-14. /s/ James C. Schmitz 2014-06-17