0001179110-14-011039.txt : 20140630
0001179110-14-011039.hdr.sgml : 20140630
20140630095856
ACCESSION NUMBER: 0001179110-14-011039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140428
FILED AS OF DATE: 20140630
DATE AS OF CHANGE: 20140630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OLD SECOND BANCORP INC
CENTRAL INDEX KEY: 0000357173
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 363143493
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 37 S RIVER ST
CITY: AURORA
STATE: IL
ZIP: 60507
BUSINESS PHONE: 7088920202
MAIL ADDRESS:
STREET 1: 37 SOUTH RIVER STREET
CITY: AURORA
STATE: IL
ZIP: 60507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHMITZ JAMES C
CENTRAL INDEX KEY: 0001191050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10537
FILM NUMBER: 14947586
4
1
edgar.xml
FORM 4 -
X0306
4
2014-04-28
0
0000357173
OLD SECOND BANCORP INC
OSBC
0001191050
SCHMITZ JAMES C
37 S. RIVER ST.
AURORA
IL
60506
1
0
0
0
Old Second Bancorp, Inc. Common Stock
2014-06-17
4
A
0
2500
4.82
A
54496
D
OSBI Fixed Rate Cumulative Preferred Stock-Ser B
2014-04-28
4
S
0
200
947.50
A
0
D
Old Second Bancorp, Inc. Common Stock
9590
I
IRA
Old Second Bancorp, Inc. Common Stock
12000
I
Roth IRA
Employee Stock Option Right to Buy
7.49
2010-02-17
2019-02-17
Common Stock
1500
1500
D
Employee Stock Option Right to buy
27.75
2008-12-18
2017-12-18
Common Stock
1500
1500
D
Employee Stock Option Right to Buy
29.20
2007-12-19
2016-12-19
Common Stock
1500
1500
D
Employee Stock Option Right to Buy
31.34
2005-12-20
2015-12-20
Common Stock
1500
1500
D
Employee Stock Option Right to Buy
32.59
2005-12-20
2014-12-21
Common Stock
1500
1500
D
Included in this total are 200 shares held in Mr. Schmitz' name alone; 51,796 shares held by James Schmitz as Trustee of the James C. Schmitz Trust and 2,500 shares of restricted stock units in the name of Mr. Schmitz.
These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2014 Equity Incentive Plan.
In connection with its public offering of common stock, the Company was required to repurchase the Old Second Fixed Rate Cumulative Perpetual Preferred Stock Series B from it directors on 04-28-14.
/s/ James C. Schmitz
2014-06-17