EX-99.(28)(M)(3)(I) 9 d290716dex9928m3i.htm AMENDMENT TO AGREEMENT PURSUANT TO DISTRIBUTION AND SERVICE PLAN Amendment to Agreement Pursuant to Distribution and Service Plan

EXHIBIT 28(m)(3)(i)

AMENDMENT TO AGREEMENT PURSUANT TO DISTRIBUTION

AND SERVICE PLAN

This Amendment to Agreement Pursuant to Distribution and Service Plan (this “Amendment”) is made this 11th day of April 2012 by and between Maxim Series Fund, Inc., a Maryland corporation, (the “Fund”) and GWFS Equities, Inc., a Delaware corporation (the “Distributor”).

WHEREAS, the Fund and Distributor are parties to that certain Agreement Pursuant to Distribution and Service Plan dated December 31, 2010, as amended (the “Agreement”); and

WHEREAS, the Fund and Distributor desire to amend the Agreement as set forth below.

NOW, THEREFORE, in consideration of the mutual promises and undertakings herein provided, the Fund and Distributor hereby agree as follows:

 

  1.

Schedule A of the Agreement is deleted in its entirety and replaced with the Schedule A attached hereto and incorporated herein.

 

  2.

In the event of a conflict between the terms of this Amendment and the Agreement, the terms of this Amendment shall control.

 

  3.

This Amendment may be executed in two or more counterparts, each of which shall be an original and all of which together shall constitute one instrument.

 

  4.

Except as amended by this Amendment, all other provisions of the Agreement shall remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized at Greenwood Village, Colorado, on the day and year first written above.

 

MAXIM SERIES FUND, INC.

        

GWFS EQUITIES, INC.

By:

   

/s/ M.C. Maiers

      

By:

   

/s/ C.P. Nelson

Name:

   

M.C Maiers

      

Name:

   

C.P. Nelson

Title:

   

Chief Financial Officer & Treasurer

      

Title:

   

President

Schedule A

Portfolios

Maxim International Index Portfolio

Maxim S&P MidCap 400® Index Portfolio

Maxim Lifetime 2015 Portfolio I

Maxim Lifetime 2015 Portfolio II

Maxim Lifetime 2015 Portfolio III

Maxim Lifetime 2025 Portfolio I

Maxim Lifetime 2025 Portfolio II

Maxim Lifetime 2025 Portfolio III

Maxim Lifetime 2035 Portfolio I

Maxim Lifetime 2035 Portfolio II

Maxim Lifetime 2035 Portfolio III

Maxim Lifetime 2045 Portfolio I

Maxim Lifetime 2045 Portfolio II

Maxim Lifetime 2045 Portfolio III

Maxim Lifetime 2055 Portfolio I

Maxim Lifetime 2055 Portfolio II

Maxim Lifetime 2055 Portfolio III

Maxim SecureFoundation® Balanced Portfolio

Maxim SecureFoundation® Lifetime 2015 Portfolio

Maxim SecureFoundation® Lifetime 2020 Portfolio

Maxim SecureFoundation® Lifetime 2025 Portfolio

Maxim SecureFoundation® Lifetime 2030 Portfolio

Maxim SecureFoundation® Lifetime 2035 Portfolio

Maxim SecureFoundation® Lifetime 2040 Portfolio

Maxim SecureFoundation® Lifetime 2045 Portfolio

Maxim SecureFoundation® Lifetime 2050 Portfolio

Maxim SecureFoundation® Lifetime 2055 Portfolio

Maxim Short Duration Bond Portfolio

Maxim U.S. Government Mortgage Securities Portfolio

Maxim Federated Bond Portfolio

Maxim Bond Index Portfolio

Maxim Loomis Sayles Bond Portfolio

Maxim Putnam High Yield Bond Portfolio

Maxim Templeton Global Bond Portfolio

Maxim Loomis Sayles Small-Cap Value Portfolio

Maxim Invesco Small-Cap Value Portfolio

Maxim Ariel Small-Cap Value Portfolio

Maxim S&P SmallCap 600® Index Portfolio

Maxim Small-Cap Growth Portfolio

Maxim Goldman Sachs MidCap Value Portfolio

Maxim Ariel MidCap Value Portfolio

Maxim T. Rowe Price MidCap Growth Portfolio

Maxim T. Rowe Price Equity/Income Portfolio

Maxim Stock Index Portfolio

Maxim S&P 500® Index Portfolio

Maxim Janus Large Cap Growth Portfolio

Maxim MFS International Value Portfolio

Maxim Invesco ADR Portfolio

Maxim MFS International Growth Portfolio

Maxim Conservative Profile I Portfolio

Maxim Moderately Conservative Profile I Portfolio

Maxim Moderate Profile I Portfolio

Maxim Moderately Aggressive Profile I Portfolio

Maxim Aggressive Profile I Portfolio

Maxim Conservative Profile II Portfolio

Maxim Moderately Conservative Profile II Portfolio

Maxim Moderate Profile II Portfolio

Maxim Moderately Aggressive Profile II Portfolio

Maxim Aggressive Profile II Portfolio

Maxim Putnam Equity Income Portfolio

Maxim American Century Growth Portfolio