-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V9T0E4B9QOWkH36eVZOOO0isPI+XmgdaKB10u+UYb61Zpr69FW8qFSnjHNIxYpqa 0zTOpsbcDfl1tBmJE+7/UA== 0001318770-10-000012.txt : 20101105 0001318770-10-000012.hdr.sgml : 20101105 20101105111746 ACCESSION NUMBER: 0001318770-10-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101103 FILED AS OF DATE: 20101105 DATE AS OF CHANGE: 20101105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Uboldi Alain Jean Jose CENTRAL INDEX KEY: 0001318770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13641 FILM NUMBER: 101167288 MAIL ADDRESS: STREET 1: CO PINNACLE ENTERTAINMENT INC STREET 2: 8918 SPANISH RIDGE AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE ENTERTAINMENT INC. CENTRAL INDEX KEY: 0000356213 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 953667491 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8918 SPANISH RIDGE AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89148 BUSINESS PHONE: 702-541-7777 MAIL ADDRESS: STREET 1: 8918 SPANISH RIDGE AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89148 FORMER COMPANY: FORMER CONFORMED NAME: PINNACLE ENTERTAINMENT INC DATE OF NAME CHANGE: 20000225 FORMER COMPANY: FORMER CONFORMED NAME: HOLLYWOOD PARK INC/NEW/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-03 0000356213 PINNACLE ENTERTAINMENT INC. PNK 0001318770 Uboldi Alain Jean Jose C/O PINNACLE ENTERTAINMENT, INC. 8918 SPANISH RIDGE AVENUE LAS VEGAS NV 89148 0 1 0 0 Exec. Vice Pres. Common Stock 2010-11-03 4 M 0 4250 6.70 A 31750 D Common Stock 2010-11-03 4 S 0 4250 13.51 D 27500 D Common Stock 2010-11-03 4 M 0 3750 5.95 A 31250 D Common Stock 2010-11-03 4 S 0 3750 13.51 D 27500 D Common Stock 2010-11-03 4 M 0 22500 9.62 A 50000 D Common Stock 2010-11-03 4 S 0 22500 13.51 D 27500 D Common Stock 2010-11-03 4 M 0 7500 6.75 A 35000 D Common Stock 2010-11-03 4 S 0 7500 13.51 D 27500 D Common Stock 2010-11-04 4 M 0 3750 6.70 A 31250 D Common Stock 2010-11-04 4 S 0 3750 14.01 D 27500 D Common Stock 2010-11-04 4 M 0 1250 5.95 A 28750 D Common Stock 2010-11-04 4 S 0 1250 14.01 D 27500 D Common Stock 2010-11-04 4 M 0 7500 9.62 A 35000 D Common Stock 2010-11-04 4 S 0 7500 14.01 D 27500 D Common Stock 2010-11-04 4 M 0 2500 6.75 A 30000 D Common Stock 2010-11-04 4 S 0 2500 14.01 D 27500 D Stock Options (Right to Buy) 6.70 2010-11-03 4 M 0 4250 0 D 2011-11-05 Common Stock 4250 3750 D Stock Options (Right to Buy) 5.95 2010-11-03 4 M 0 3750 0 D 2012-01-29 Common Stock 3750 1250 D Stock Options (Right to Buy) 9.62 2010-11-03 4 M 0 22500 0 D 2012-06-18 Common Stock 22500 7500 D Stock Options (Right to Buy) 6.75 2010-11-03 4 M 0 7500 0 D 2013-08-14 Common Stock 7500 2500 D Stock Options (Right to Buy) 6.70 2010-11-04 4 M 0 3750 0 D 2011-11-05 Common Stock 3750 0 D Stock Options (Right to Buy) 5.95 2010-11-04 4 M 0 1250 0 D 2012-01-29 Common Stock 1250 0 D Stock Options (Right to Buy) 9.62 2010-11-04 4 M 0 7500 0 D 2012-06-18 Common Stock 7500 0 D Stock Options (Right to Buy) 6.75 2010-11-04 4 M 0 2500 0 D 2013-08-14 Common Stock 2500 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2010. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.58, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.06, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (3) to this Form 4. The stock options vested in three equal annual installments on November 5, 2002, November 5, 2003, and November 5, 2004. The stock options vested in three equal annual installments on January 29, 2003, January 29, 2004, and January 29, 2005. The stock options vested in five equal annual installments on June 18, 2003, June 18, 2004, June 18, 2005, June 18, 2006 and June 18, 2007. The stock options vested in five equal annual installments on August 14, 2004, August 14, 2005, August 14, 2006, August 14, 2007 and August 14, 2008. /s/ Elliot D. Hoops, Attorney-In-Fact for Alain Jean Jose Uboldi 2010-11-05 -----END PRIVACY-ENHANCED MESSAGE-----