-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MXNuVQKonZWqqpAZ0mWixmsnzTDr1qYt+UIqVYOMXkQUndaAZ+BwA1qLSfUvc3DV d1PShb226GnUHx/mQzc5hQ== 0000898430-01-000358.txt : 20010205 0000898430-01-000358.hdr.sgml : 20010205 ACCESSION NUMBER: 0000898430-01-000358 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE ENTERTAINMENT INC CENTRAL INDEX KEY: 0000356213 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-RACING, INCLUDING TRACK OPERATION [7948] IRS NUMBER: 953667491 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-33517 FILM NUMBER: 1519708 BUSINESS ADDRESS: STREET 1: 330 NORTH BRAND BOULEVARD STREET 2: SUITE 1110 CITY: GLENDALE STATE: CA ZIP: 91203-2308 BUSINESS PHONE: 8186625900 MAIL ADDRESS: STREET 1: 330 NORTH BRAND BOULEVARD STREET 2: SUITE 1110 CITY: GLENDALE STATE: CA ZIP: 91203-2308 FORMER COMPANY: FORMER CONFORMED NAME: HOLLYWOOD PARK INC/NEW/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUBBARD R D CENTRAL INDEX KEY: 0000904728 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1050 SOUTH PRAIRIE AVE CITY: INGLEWOOD STATE: CA ZIP: 90301 MAIL ADDRESS: STREET 1: 1050 SOUTH PRAIRIE AVE CITY: INGLEWOOD STATE: CA ZIP: 90301 SC 13D/A 1 0001.txt SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ____________ SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 21) Pinnacle Entertainment, Inc. ----------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 723456 10 9 -------------- (CUSIP Number) Alvin G. Segel Irell & Manella LLP, 1800 Avenue of the Stars, Suite 900 Los Angeles, California 90067 (310) 277-1010 --------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 22, 2001 ----------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. (Continued on following pages) 13D - ----------------------- --------------------- CUSIP No. 723456 10 9 Page 2 of 4 Pages - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) R.D. Hubbard - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 N/A - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 2,835,153 Includes options exercisable to purchase 215,334 SHARES shares which options were exercisable within 60 days of the date of this statement. BENEFICIALLY ---------------------------------------------------------- SHARED VOTING POWER OWNED BY 8 0 EACH ---------------------------------------------------------- REPORTING SOLE DISPOSITIVE POWER 9 PERSON 2,835,153 WITH ---------------------------------------------------------- SHARED DISPOSITIVE POWER 10 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 2,835,153 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] 12 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 10.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 IN - ------------------------------------------------------------------------------ 13D - ----------------------- --------------------- CUSIP No. 723456 10 9 Page 3 of 4 Pages - ----------------------- --------------------- This Statement relates to the Schedule 13D, as amended (the "Schedule 13D") filed by Mr. R. D. Hubbard with regard to beneficial ownership of common stock, par value $.10 per share (the "Common Stock"), of Pinnacle Entertainment, Inc. (the "Company"), and constitutes Amendment No. 21 thereto. Capitalized terms used herein and not otherwise defined have the meaning set forth in the Schedule 13D. Item 4. Purpose of Transaction. The response to Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following paragraph at the end of such Item 4: On January 22, 2001, the Merger Agreement was terminated by the mutual written consent of each of the parties thereto. Pursuant to their respective terms, the Voting and Contribution Agreement and the MOU also each terminated effective as of the termination of the Merger Agreement. All other transaction agreements entered into in connection with the Merger Agreement also have been terminated. The foregoing is qualified in its entirety by reference to the Merger Agreement, the Voting and Contribution Agreement and the MOU, which have been filed as Exhibits 1, 2 and 3 hereto and are incorporated herein by reference in their respective entireties. Item 5. Interest in Securities of the Issuer. Item 5 of the Schedule 13D is hereby amended and supplemented by incorporating by reference at the end of such Item 5 the paragraph set forth in Item 4 hereof which amends and supplements the response to Item 4 of the Schedule 13D. Mr. Hubbard has sole voting power and sole dispositive power over all shares referenced as being beneficially owned by him. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. Item 6 of the Schedule 13D is hereby amended and supplemented by incorporating by reference at the end of such Item 6 the paragraph set forth in Item 4 hereof which amends and supplements the response to Item 4 of the Schedule 13D. Item 7. Material to be Filed as Exhibits. 5. Letter agreement, dated January 22, 2001, among Holding, PAC and the Company, which is incorporated by reference from Exhibit (d)(8) to Amendment No. 7 to the Schedule 13E-3 filed on January 25, 2001 by the Company, Holding, PAC, Harveys Casino Resorts, Colony HCR Voteco, LLC and Messrs. Hubbard, Finnigan, Alanis, Allen and Hinckley. 13D - ----------------------- --------------------- CUSIP No. 723456 10 9 Page 4 of 4 Pages - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: January 30, 2001 /s/ R. D. Hubbard ---------------------------------- R. D. Hubbard -----END PRIVACY-ENHANCED MESSAGE-----