0001620863-18-000049.txt : 20180620
0001620863-18-000049.hdr.sgml : 20180620
20180620195621
ACCESSION NUMBER: 0001620863-18-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180619
FILED AS OF DATE: 20180620
DATE AS OF CHANGE: 20180620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH RICHARD P
CENTRAL INDEX KEY: 0001198468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 18910629
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-19
0
0000356171
TRICO BANCSHARES /
TCBK
0001198468
SMITH RICHARD P
63 CONSTITUTION DRIVE
CHICO
CA
95973
1
1
0
0
CEO & President
Common Stock
2018-06-19
4
J
0
0
0
A
192525
D
Common Stock
2018-06-19
4
J
0
0
0
A
32347.93
I
By ESOP
Restricted Stock Units
2018-06-19
4
A
0
3965
0
A
Common Stock
3965
12716
D
Performance Stock Units
2018-06-19
4
A
0
3965
0
A
Common Stock
3965
13415
D
No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on June, 19 2019. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock).
Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.
/s/ Richard P. Smith by Janine Howard, Attorney-in-Fact
2018-06-20