-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BxaWfkhYpfdjgDZWck6VGRBGaNGW6MC9zrAerai4n8tpOJNhL1qSkcyk57M0Xpdn Iep9shO+buOeSVD9RtcEMQ== 0000950134-97-000867.txt : 19970221 0000950134-97-000867.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950134-97-000867 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BELO A H CORP CENTRAL INDEX KEY: 0000356080 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 750135890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33100 FILM NUMBER: 97524950 BUSINESS ADDRESS: STREET 1: 400 S RECORD ST STREET 2: COMMUNICATIONS CENTER CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149776600 MAIL ADDRESS: STREET 1: P O BOX 655237 CITY: DALLAS STATE: TX ZIP: 75265 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HERNDON DEALEY D CENTRAL INDEX KEY: 0000903451 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 459769012 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2903 TARRY TRAIL CITY: AUSTIN STATE: TX ZIP: 78703 BUSINESS PHONE: 2149446606 MAIL ADDRESS: STREET 1: HERNDON, DEALEY D STREET 2: P O BOX 655237 CITY: DALLAS STATE: TX ZIP: 75265-5237 SC 13G/A 1 AMENDMENT NO. 10 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 10 A. H. BELO CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Series A Common Stock, par value $1.67 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 080555 10 5 (CUSIP Number) - ------------------------------------------------------------------ The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 2 CUSIP No. 080555 10 5 ----------- 1. Names of Reporting Person S.S. or I.R.S. Identification No. Dealey D. Herndon of Above Person ###-##-#### - -------------------------------------------------------------------------------- 2. Check the Appropriate Box (a) [ ] if Member of a Group (b) [ ] (See Instructions) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 5. Sole Voting Power 2,351,450 (1) (2) -------------------------------------------------------- Number of 6. Shared Voting Shares Power - 0 - Benefic- -------------------------------------------------------- ially Owned 7. Sole Dispositive by Each Power 2,351,450 (1) (2) Reporting -------------------------------------------------------- Person With 8. Shared Dispositive Power - 0 - -------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,351,450 (1) (2) - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [X] See Item 4 below. - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 8.3% (3) - -------------------------------------------------------------------------------- 12. Type of Reporting Person IN (See Instructions) - -------------------------------------------------------------------------------- -2- 3 ITEM 1. - ------- (a) Name of Issuer: A. H. Belo Corporation (b) Address of Issuer's Principal Executive Offices: Communications Center Young and Houston Streets Dallas, Texas 75265 ITEM 2. - ------- (a) Name of Person Filing: Dealey D. Herndon (b) Address of Principal Business Office, or if none, Residence: Herndon, Stauch & Associates 322 Congress Avenue Austin, Texas 78701 (c) Citizenship: United States (d) Title of Class of Securities: Series A Common Stock, par value $1.67 per share (e) CUSIP Number: 080555 10 5 ITEM 3. - ------- IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: -3- 4 (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H)
ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: 2,351,450 (1) (2) ------------------------------------- (b) Percent of Class: 8.3% (3) ---------------------------------------------- - ------------------------------- (1) On May 19, 1988, the Issuer distributed one share of Series B Common Stock for each outstanding share of Common Stock (which was redesignated on May 4, 1988 as Series A Common Stock). Series B Common Stock is convertible at any time on a share for share basis into Series A Common Stock. Pursuant to Rule 13d-3(d)(1)(i), the Reporting Person is deemed to be the beneficial owner of the Series A shares into which the Series B shares are convertible, and such Series A shares are included in this number. (2) Does not include 48,760 Series A shares owned by Mrs. Herndon's husband, 49,228 Series A shares and 49,228 Series B shares that Mrs. Herndon holds as Trustee, 23,650 Series A shares and 7,090 Series B shares held in trust for the benefit of one of Mrs. Herndon's sons, as to all of which shares Mrs. Herndon disclaims beneficial ownership. -4- 5 (3) Pursuant to Rule 13d-3(d)(1)(i), this percentage has been calculated by including in both the Reporting Person's number of shares beneficially owned and the number of Series A shares outstanding, the number of Series A shares into which the Series B shares beneficially owned by the Reporting Person are convertible, but the number of Series A shares outstanding does not include Series A shares into which Series B shares held by others than the Reporting Person are convertible. Were the percentage calculated by also including in the outstanding Series A shares the number of Series A shares into which Series B shares held by others than the Reporting Person are convertible, the Reporting Person would be deemed to be the beneficial owner of 6.5% of the outstanding Series A shares. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 2,351,450 (1)(2) -------------------- (ii) shared power to vote or to direct the vote: -0- -------------------- (iii) sole power to dispose or to direct the disposition of: 2,351,450 (1) (2) --------------------------------------------------- (iv) shared power to dispose or to direct the disposition of: -0- --------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. (See Footnote 3 above.) ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. -5- 6 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. -6- 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. /s/ DEALEY D. HERNDON Dated: February 1, 1997 -------------------------------- Dealey D. Herndon -7- -----END PRIVACY-ENHANCED MESSAGE-----