-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PBjckMM4663lnazgX2Y5tnMKiY64q9P7npV1faODuUhgmJu4Y9sUGsnE++OP5dK7 PGeLaVQ7hPRSw88JA3HR2A== 0000908737-96-000219.txt : 19980413 0000908737-96-000219.hdr.sgml : 19980413 ACCESSION NUMBER: 0000908737-96-000219 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960830 DATE AS OF CHANGE: 19980410 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN RESOURCES INC CENTRAL INDEX KEY: 0000353943 STANDARD INDUSTRIAL CLASSIFICATION: 1311 IRS NUMBER: 840834147 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-34061 FILM NUMBER: 96624366 BUSINESS ADDRESS: STREET 1: 1000 WRITER SQ STREET 2: 1512 LARIMER ST CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3035340400 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO ET AL CENTRAL INDEX KEY: 0000728644 STANDARD INDUSTRIAL CLASSIFICATION: FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: JOHN HANCOCK PLACE STREET 2: PO BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6174212746 MAIL ADDRESS: STREET 1: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Evergreen Resources, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 299900 30 8 (CUSIP Number) Check the following box if a fee is being paid with the statement |X|. (A fee is not required only if the reporting person (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) - - - - -------------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 299900 30 8 Page 2 of 6 Pages - - - - --------------------- ----------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Mutual Life Insurance Company I.R.S. No. 04-1414660 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts 5 SOLE VOTING POWER NUMBER OF SHARES 719,424 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 6 SHARED VOTING POWER 1,389,638 7 SOLE DISPOSITIVE POWER 719,424 8 SHARED DISPOSITIVE POWER 1,389,638 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,109,062 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.19% 12 TYPE OF REPORTING PERSON* IC, BD, IA *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 299900 30 8 Page 3 of 6 Pages - - - - --------------------- ----------------- Item 1(a). Name of issuer: Evergreen Resources, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 1512 Larimer Street Suite 1000 Denver, CO 80202 Item 2(a). Name of Person Filing: John Hancock Mutual Life Insurance Company ("JHMLICO") Item 2(b). Address of Principal Offices or, if None, Residence: John Hancock Place P.O. Box 111 Boston, MA 02117 Item 2(c). Citizenship: JHMLICO was organized and exists under the laws of the Commonwealth of Massachusetts. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 299900 30 8 Item 3. If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the filing person is a: (a) x Broker or dealer registered under Section 15 of the Act, --- (b) Bank as defined in Section 3(a)(6) of the Act, --- (c) x Insurance Company as defined in Section 3(a)(19) of the Act, --- (d) Investment Company registered under Section 8 of the Investment --- Company Act, (e) x Investment Adviser registered under Section 203 of the Investment --- Advisers Act of 1940, (f) Employee Benefit Plan, Pension Fund which is subject to the --- provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); --- see Item 7, (h) Group, in accordance with Rule 13d-1(b)(1)(ii)(H). --- SCHEDULE 13G CUSIP No. 299900 30 8 Page 4 of 6 Pages - - - - --------------------- ----------------- Item 4. Ownership. (a) Amount beneficially owned: JHMLICO is deemed to be the beneficial owner of 2,109,062 shares of Common Stock, consisting of (i) 719,424 shares which JHMLICO has the right to acquire upon the conversion of shares of convertible preferred stock held by JHMLICO, and (ii) 1,389,638 shares which are deemed to be beneficially owned by John Hancock Energy Resources Management, Inc., an indirect wholly-owned subsidiary of JHMLICO ("JHERM"). The shares deemed to be beneficially owned by JHERM consist of (i) 364,500 shares held by Energy Investors Fund, L.P. ("Fund I"), (ii) 794,369 shares held by Energy Investors Fund II, L.P. ("Fund II"), and (iii) 230,769 shares which Fund II has the right to acquire upon conversion of shares of convertible preferred stock held by Fund II. JHERM is a 50% general partner of the general partner of Fund I and Fund II. JHMLICO disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. (b) Percent of class: 26.19% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 719,424 (ii) Shared power to vote or direct the vote: 1,389,638 (iii) Sole power to dispose or to direct the disposition of: 719,424 (iv) Shared power to dispose or to direct the disposition of: 1,389,638 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person had ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. See Item 4 above. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. SCHEDULE 13G CUSIP No. 299900 30 8 Page 5 of 6 Pages - - - - --------------------- ----------------- Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SCHEDULE 13G CUSIP No. 299900 30 8 Page 6 of 6 Pages - - - - --------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 29, 1996 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY By: /s/ M. M. Stapleton Name: M. M. Stapleton Title: Vice President The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Note. Six copies of this statement, including all exhibits, should be filed with the Commission. Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----