0001213900-20-027008.txt : 20200916 0001213900-20-027008.hdr.sgml : 20200916 20200916204412 ACCESSION NUMBER: 0001213900-20-027008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200819 FILED AS OF DATE: 20200916 DATE AS OF CHANGE: 20200916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP CENTRAL INDEX KEY: 0001269417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 201179914 BUSINESS ADDRESS: STREET 1: 152 W 57TH STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-419-3900 MAIL ADDRESS: STREET 1: 152 W 57TH STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIFE SCIENCES OPPORTUNITIES FUND II LP CENTRAL INDEX KEY: 0001269415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 201179915 BUSINESS ADDRESS: STREET 1: 152 W 57TH STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-419-3900 MAIL ADDRESS: STREET 1: 152 W 57TH STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIGNET HEALTHCARE PARTNERS, LLC CENTRAL INDEX KEY: 0001280952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 201179916 BUSINESS ADDRESS: STREET 1: 152 W 57TH STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124193906 MAIL ADDRESS: STREET 1: 152 W 57TH STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: LOF PARTNERS LLC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALE JAMES C CENTRAL INDEX KEY: 0001184312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 201179917 MAIL ADDRESS: STREET 1: 152 W 57TH STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDERS DON A CENTRAL INDEX KEY: 0000904778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 201179918 MAIL ADDRESS: STREET 1: 16200 DALLAS PARKWAY, SUITE 190 CITY: DALLAS STATE: TX ZIP: 75248 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRIS BEN T CENTRAL INDEX KEY: 0001214494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 201179919 MAIL ADDRESS: STREET 1: C/O SANDERS HARRIS MORRIS INC STREET 2: 600 TRAVIS #3100 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER NAME: FORMER CONFORMED NAME: MORRIS BENJAMIN T DATE OF NAME CHANGE: 20030115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEIR DONALD V CENTRAL INDEX KEY: 0001006309 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 201179920 MAIL ADDRESS: STREET 1: SANDERS MORRIS HARRIS STREET 2: 600 TRAVIS CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Teligent, Inc. CENTRAL INDEX KEY: 0000352998 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 010355758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 105 LINCOLN AVENUE CITY: BUENA STATE: NJ ZIP: 08310 BUSINESS PHONE: 856.697.1441 MAIL ADDRESS: STREET 1: 105 LINCOLN AVENUE CITY: BUENA STATE: NJ ZIP: 08310 FORMER COMPANY: FORMER CONFORMED NAME: IGI LABORATORIES, INC DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: IGI INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IMMUNOGENETICS INC DATE OF NAME CHANGE: 19870814 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2020-08-19 1 0000352998 Teligent, Inc. TLGT 0001269417 LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP 152 WEST 57TH STREET 59TH FLOOR NEW YORK NY 10019 1 0 1 0 0001269415 LIFE SCIENCES OPPORTUNITIES FUND II LP 152 WEST 57TH STREET 59TH FLOOR NEW YORK NY 10019 0 0 1 0 0001280952 SIGNET HEALTHCARE PARTNERS, LLC 152 WEST 57TH STREET 59TH FLOOR NEW YORK NY 10019 0 0 1 0 0001184312 GALE JAMES C 152 WEST 57TH STREET 59TH FLOOR NEW YORK NY 10019 1 0 1 0 0000904778 SANDERS DON A 600 TRAVIS, SUITE 5900 HOUSTON TX 77002 0 0 1 0 0001214494 MORRIS BEN T 600 TRAVIS, SUITE 5900 HOUSTON TX 77002 0 0 1 0 0001006309 WEIR DONALD V 600 TRAVIS, SUITE 5900 HOUSTON TX 77002 0 0 1 0 Common Stock 2020-08-19 4 S 0 74020 2.2565 D 761680 D Common Stock 2020-08-19 4 S 0 13251 2.2459 D 136237 D Common Stock 2020-08-21 4 S 0 102962 1.6615 D 658718 D Common Stock 2020-08-21 4 S 0 18432 1.6569 D 117805 D Common Stock 2020-08-25 4 S 0 84816 1.1336 D 573902 D Common Stock 2020-08-25 4 S 0 15184 1.1266 D 102621 D Common Stock 2020-08-26 4 S 0 475512 1.2435 D 98390 D Common Stock 2020-08-26 4 S 0 85106 1.2478 D 17515 D These securities are owned directly by Life Sciences Opportunities Fund (Institutional) II, L.P. and indirectly by the Signet Healthcare Partners, LLC ("General Partner"), the general partner of Life Sciences Opportunities Fund II, L.P., James C. Gale, the chief investment officer, a manager, and a member of the General Partner, SMW Investments I, LLC ("SMW") and Don A. Sanders, Ben T. Morris, and Donald V. Weir, the managing members of SMW. The General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any. These securities are owned directly by Life Sciences Opportunities Fund II, L.P. and indirectly by the General Partner, Mr. Gale, the chief investment officer, a manager, and a member of the General Partner, SMW, and Mr. Sanders, Mr. Morris, and Mr. Weir, the managing members of SMW. The General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any. This is a joint filing by Life Sciences Opportunities Fund (Institutional) II, L.P., Life Sciences Opportunities Fund II, L.P., the General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir. The address of each filer is the same as the designated filer except SMW, Mr. Sanders, Mr. Morris, and Mr. Weir, which is 600 Travis, Suite 5900, Houston, Texas 77002. Mr. Gale served on the Teligent, Inc.. board of directors until July 15, 2020. /s/ James C. Gale, Manager 2020-09-16 /s/ James C. Gale, Manager 2020-09-16 /s/ James C. Gale 2020-09-16 /s/ James C. Gale, Manager 2020-09-16 /s/ Don Sanders 2020-09-16 /s/ Ben Morris 2020-09-16 /s/ Donald Weir 2020-09-16