-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, eu/i81ab+ChL2N9l65/+/HZ+vmXx76pu+aet6eRpWm/IedNZGFTTKvtDxnimnu/D LPjpZ901f7P2ds4zMZpi8w== 0000899140-95-000013.txt : 19950207 0000899140-95-000013.hdr.sgml : 19950207 ACCESSION NUMBER: 0000899140-95-000013 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19950206 SROS: NYSE GROUP MEMBERS: FOREIGN & COLONIAL MANAGEMENT LTD /ADV GROUP MEMBERS: HYPO FOREIGN & COLONIAL MANAGEMENT (HOLDINGS) LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT ENERGY CO CENTRAL INDEX KEY: 0000351817 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742073055 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33333 FILM NUMBER: 95505302 BUSINESS ADDRESS: STREET 1: 16825 NORTHCHASE DR STE 400 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 7138742700 MAIL ADDRESS: STREET 1: 16825 NORTHCHASE DRIVE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOREIGN & COLONIAL MANAGEMENT LTD /ADV CENTRAL INDEX KEY: 0000911913 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8TH FLOOR EXCHANGE HOUSE STREET 2: PRIMROSE ST CITY: LONDON ENGLAND EC2A STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: FOREIGN & COLONIAL MANAGEMENT LTD /ADV DATE OF NAME CHANGE: 19950203 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SWIFT ENERGY COMPANY (Name of Issuer) Common Stock, Par Value $.01 (Title of Class of Securities) 870738101 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G CUSIP No. 870738101 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FOREIGN & COLONIAL MANAGEMENT LIMITED 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[x] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom 5 SOLE VOTING POWER 0 NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 904,142 OWNED BY EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON WITH 8 SHARED DISPOSITIVE POWER 904,142 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 904,142 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.2% 12 TYPE OF REPORTING PERSON* IA, CO *SEE INSTRUCTION BEFORE FILLING OUT! 3 SCHEDULE 13G CUSIP No. 870738101 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON HYPO FOREIGN & COLONIAL MANAGEMENT (HOLDINGS) LIMITED 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[x] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom 5 SOLE VOTING POWER 0 NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 904,142 OWNED BY EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON WITH 8 SHARED DISPOSITIVE POWER 904,142 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 904,142 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.2% 12 TYPE OF REPORTING PERSON* HC, CO *SEE INSTRUCTION BEFORE FILLING OUT! 4 Item 1: (a) Swift Energy Company (b) 16825 Northchase Drive, Suite 400, Houston, Texas 77060 Item 2: (a) Foreign & Colonial Management Limited ("F&C Limited") and Hypo Foreign & Colonial Management (Holdings) Limited ("F&C Holdings" and, together with F&C Limited, the "Reporting Entities") (b) The address of the principal business office of each of the Reporting Entities is Exchange House, Primrose Street, London EC2A 2NY, England. (c) Each of the Reporting Entities is a corporation organized under the laws of the United Kingdom. (d) Common Stock, par value $.01 per share ("Common Stock") (e) 870738101 Item 3: (e) As of January 24, 1995, F&C Limited is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 ("Advisers Act"). (g) F&C Holdings is a Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G) under the Exchange Act of 1934 ("Exchange Act") (Note: See Item 7). Item 4: (a) 904,142 shares comprised of 737,270 shares of Common Stock and $1,360,000 6.5% Convertible Subordinated Debentures, which are presently convertible into approximately 166,872 shares of Common Stock (b) 13.2% 5 (c) (i) none (ii) 904,142 (iii) none (iv) 904,142 Item 5: N/A Item 6: Dividends received from, and proceeds from the sale of, Common Stock, if any, by F&C Limited are allocated by F&C Limited to the applicable accounts of its clients and are distributed or retained in accordance with F&C Limited's investment management agreements with those clients. Item 7: F&C Holdings currently owns 100% of the outstanding capital stock of F&C Limited. F&C Limited is filing pursuant to Rule 13d-1 (b)(1)(i)(E) under the Exchange Act as an Investment Adviser registered under Section 203 of the Advisers Act. See Exhibit I. Item 8: N/A Item 9: N/A Item 10: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 24, 1995 FOREIGN & COLONIAL MANAGEMENT LIMITED By:/s/ James A. Findlay Name: James A. Findlay Title: Director HYPO FOREIGN & COLONIAL MANAGEMENT (HOLDINGS) LIMITED By:/s/ Robert G. Donkin Name: Robert G. Donkin Title: Secretary EX-99 2 JOINT FILING AGREEMENT 1 Exhibit I JOINT FILING AGREEMENT This Joint Filing Agreement dated as at January 24, 1995 between Foreign & Colonial Management Limited, a company organized under the laws of England, and Hypo Foreign & Colonial Management (Holdings) Limited, a company also organized under the laws of England (Collectively, the "Reporting Entities"). W I T N E S S E T H WHEREAS, the Reporting Entities may be required to file a statement, and amendments thereto, containing the information required by Schedule 13D or 13G pursuant to Section 13(d) of the Securities Exchange Act 1934 (the "Exchange Act"), and Rule 13d-1 promulgated thereunder, in connection with the acquisition of shares of common stock of Swift Energy Company, a Texas corporation, and WHEREAS, pursuant to Paragraph (f) of Rule 13d-1, the undersigned desire to satisfy any schedule 13D or 13G filing obligation under Rule 13d-1 by a single joint filing. NOW, THEREFORE, in consideration of the premises, the undersigned hereto agree as follows: 1. The undersigned agree that any Statement on Schedule 13D or 13G to which this Agreement is attached, and any Amendments to such Statement, are filed on behalf on each one of them. 2. This Agreement may be executed in any number of counterparts and all of such counterparts taken together shall be deemed to constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have caused this Agreement to be duly executed and delivered on the date above indicated. FOREIGN & COLONIAL MANAGEMENT LIMITED By:/s/ James A. Findlay Name: James A. Findlay Title: Director HYPO FOREIGN & COLONIAL MANAGEMENT (HOLDINGS) LIMITED By:/s/ Robert G. Donkin Name: Robert G. Donkin Title: Secretary -----END PRIVACY-ENHANCED MESSAGE-----