-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5bcaViUn8JEVaotLKzIsy79pzk1qJkIbT1rqq8HX/TXcLJNnvXia4XMJY1t9RWB hWzZfi3d9TWrHK+06vSrYg== 0000950142-08-000109.txt : 20080110 0000950142-08-000109.hdr.sgml : 20080110 20080110170604 ACCESSION NUMBER: 0000950142-08-000109 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080110 DATE AS OF CHANGE: 20080110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASM INTERNATIONAL N V CENTRAL INDEX KEY: 0000351483 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 980101743 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58375 FILM NUMBER: 08524216 BUSINESS ADDRESS: STREET 1: JAN VAN EYCKLAAN 10 STREET 2: 3723 BC BILTHOVEN CITY: THE NETHERLANDS STATE: P7 BUSINESS PHONE: 6022434221 MAIL ADDRESS: STREET 1: JAN VAN EYCKLAAN 10 STREET 2: 3723 BC BILTHOVEN CITY: NETHERLANDS STATE: AR ZIP: 85012 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED SEMICONDUCTOR MATERIALS INTERNATIONAL N V DATE OF NAME CHANGE: 19950530 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Fursa Alternative Strategies LLC CENTRAL INDEX KEY: 0001218315 IRS NUMBER: 134050836 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 444 MERRICK ROAD STREET 2: 1ST FLOOR CITY: LYNBROOK STATE: NY ZIP: 11563 BUSINESS PHONE: (646) 205-6200 MAIL ADDRESS: STREET 1: 444 MERRICK ROAD STREET 2: 1ST FLOOR CITY: LYNBROOK STATE: NY ZIP: 11563 FORMER COMPANY: FORMER CONFORMED NAME: MELLON HBV ALTERNATIVE STRATEGIES LLC DATE OF NAME CHANGE: 20030211 SC 13D/A 1 sc13da12_asmi.txt AMENDMENT NO. 12 =============================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 12 ---------------- ASM INTERNATIONAL N.V. ---------------------- (Name of Issuer) Common Stock, par value Euro 0.4 per share ------------------------------------------ (Title of Class of Securities) N07045102 --------- (CUSIP Number) FURSA ALTERNATIVE STRATEGIES LLC 444 Merrick Road, 1st Floor Lynbrook, NY 11563 646-205-6200 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) JANUARY 3, 2008 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). =============================================================================== - --------------------------- --------------------------- CUSIP NO. N07045102 Page 2 of 4 - --------------------------- --------------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 Fursa Alternative Strategies LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 5,568,396 ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED ------------------------------------------------ BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 5,568,396 ------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,568,396 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see Instructions) [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (see Instructions) IA - -------------------------------------------------------------------------------- - --------------------------- --------------------------- CUSIP NO. N07045102 Page 3 of 4 - --------------------------- --------------------------- INTRODUCTION: This Amendment No. 12 (the "Amendment") to the statement on Schedule 13D filed by Fursa Alternative Strategies LLC (the "Reporting Person"), as previously amended (the "Schedule 13D") is being filed to further amend the Schedule 13D as specifically set forth below. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is amended as follows: (a) As of January 8, 2007, the Reporting Person may be deemed to beneficially own on behalf of private affiliated investment funds and separately managed accounts over which it exercises discretionary authority 5,568,396 shares of the Issuer's Common Stock, representing approximately 10.3% of the outstanding Common Stock (based on 54,005,214 shares outstanding as of September 30, 2007, as reported by the Issuer in its Form 6-K filed October 10, 2007). (b) The Reporting Person exercises sole voting and dispositive power over the 5,568,396 shares of the Issuer's Common Stock. (c) The Reporting Person has effected the following transactions in the Issuer's Common Stock during the past sixty (60) days:
------------------------------------------------------------------------- Transaction Average Price Per Trade Date (Sell/Buy) Amount Share (in euros) ------------------------------------------------------------------------- 11/26/2007 Sell 1,600,000 15.75 ------------------------------------------------------------------------- 11/26/2007 Buy 1,600,000 15.75 ------------------------------------------------------------------------- 11/27/2007 Buy 89,092 15.5 ------------------------------------------------------------------------- 11/27/200 Sell 89,902 15.5 ------------------------------------------------------------------------- 11/28/2007 Sell 89,902 15.5 ------------------------------------------------------------------------- 11/30/2007 Buy 25,000 16.01 ------------------------------------------------------------------------- 12/7/2007 Buy 355,326 15.51 ------------------------------------------------------------------------- 12/7/2007 Sell 355,326 15.51 ------------------------------------------------------------------------- 12/20/2007 Sell 75,474 15.44 ------------------------------------------------------------------------- 12/20/2007 Buy 75,474 15.44 ------------------------------------------------------------------------- 12/27/2007 Buy 355,326 15.68 ------------------------------------------------------------------------- 12/27/2007 Sell 355,326 15.68 ------------------------------------------------------------------------- 12/28/2007 Buy 100,000 15.79 ------------------------------------------------------------------------- 12/28/2007 Buy 61,463 15.72 ------------------------------------------------------------------------- 12/31/2007 Buy 30,106 15.85 ------------------------------------------------------------------------- 12/31/2007 Buy 19,930 15.86 ------------------------------------------------------------------------- 12/31/2007 Buy 292,000 16.37 ------------------------------------------------------------------------- 1/2/2008 Buy 225,964 16.70 ------------------------------------------------------------------------- 1/3/2008 Buy 3,000 16.31 -------------------------------------------------------------------------
- --------------------------- --------------------------- CUSIP NO. N07045102 Page 4 of 4 - --------------------------- --------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 9, 2008 FURSA ALTERNATIVE STRATEGIES LLC, a Delaware Limited Liability Company By: /s/ William F. Harley, III ------------------------------- William F. Harley, III Chief Investment Officer -----END PRIVACY-ENHANCED MESSAGE-----