-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlHaOceXdnNFhq1tWQbq1d/3ttG5Won9Gd7SpUHP/cRu57C+gkDfV0x0hE3kCk+y u9p+LyE0ZNBnXuKQ8KzIIA== 0000928204-09-000004.txt : 20090213 0000928204-09-000004.hdr.sgml : 20090213 20090212195259 ACCESSION NUMBER: 0000928204-09-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASTRO COMMUNICATIONS INC CENTRAL INDEX KEY: 0000351385 STANDARD INDUSTRIAL CLASSIFICATION: [9995] IRS NUMBER: 730973183 STATE OF INCORPORATION: OK FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35228 FILM NUMBER: 09597154 BUSINESS ADDRESS: STREET 1: 2 NORTH LASALLE ST STREET 2: STE 400 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 2124772200 MAIL ADDRESS: STREET 1: 2 NORTH LASALLE ST STREET 2: STE 400 CITY: CHICAGO STATE: IL ZIP: 60602 FORMER COMPANY: FORMER CONFORMED NAME: ASTRO DRILLING CO DATE OF NAME CHANGE: 19910610 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM HARRIS INVESTORS INC CENTRAL INDEX KEY: 0000928204 IRS NUMBER: 363488341 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 191 NORTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126210590 MAIL ADDRESS: STREET 1: 191 NORTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS WILLIAM INVESTORS INC DATE OF NAME CHANGE: 19990407 SC 13G/A 1 asto.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20594 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No 20)* Astro Communications, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 046376-10-9 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1 and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO OF ABOVE PERSON Harris William Investors (William Harris Investors, Inc.) 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER None 6 SHARED VOTING POWER 1,272,439 7 SOLE DISPOSITIVE POWER 1,272,439 8 SHARED DISPOSITIVE POWER None 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,272,439 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 53.66% 12 TYPE OF REPORTING PERSON* IA *SEE INSTRUCTION BEFORE FILLING OUT! SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 Amendment No 20 Item 1(a) Name of Issuer: Astro Communications, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 2610 Lake Cook Road, Suite 190 Riverwoods, IL 60015 Item 2(a) Name of Person Filing: William Harris Investors, Inc. (WHI) Item 2(b) Address of Principal Business Office: 191 North Wacker Drive, Suite 1500 Chicago, IL 60606 Item 2(c) Citizenship: The filing entity is a Delaware corporation Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 046376-10-9 Item 3 Type of Person: (e)[X]Investment Adviser registered under Section 203 of the Investment Adviser Act of 1940 Item 4 Ownership at December 31, 2008: (a)Amount beneficially owned: 1,272,439 shares (b)Percent of class: 53.66% (c)Number of shares as to which the filing person has: (i)Sole power to vote or to direct the vote: None (ii)Shared power to vote or to direct the vote: 1,272,439 (iii)Sole power to dispose or to direct the disposition of: 1,272,439 (iv)Shared power to dispose or to direct the disposition of: None Item 5 Ownership of Five Percent or Less of a Class: Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: The securities reported herein have been acquired on behalf of discretionary clients of WHI. Persons other than WHI are entitled to receive all dividends from, and proceeds from the sale of, those securities. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: Not applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature:After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Date: February 12, 2009 Signature:/s/ David Novick Name/Title: David Novick, Vice President and Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----