-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GjXMJOzjcF3k0hTHOv0pS4hUN/dqmh5nq1IqiSG8h6JPinDlYcOAIiLfcSqife3L XnfFxiUnZ6MFhA+Qz1y9SQ== 0000903893-97-001015.txt : 19970730 0000903893-97-001015.hdr.sgml : 19970730 ACCESSION NUMBER: 0000903893-97-001015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970729 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTOINFO INC CENTRAL INDEX KEY: 0000351017 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 132867481 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39031 FILM NUMBER: 97646549 BUSINESS ADDRESS: STREET 1: 1600 ROUTE 208 CITY: FAIR LAWN STATE: NJ ZIP: 07410 BUSINESS PHONE: 2017030500 MAIL ADDRESS: STREET 1: 1600 ROUTE 208 CITY: FAIR LAWN STATE: NJ ZIP: 07410 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASHFORD CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000897070 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510243208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 4172 CITY: WILMINGTON STATE: DE ZIP: 19807 BUSINESS PHONE: 3026551750 MAIL ADDRESS: STREET 1: PO BOX 4172 CITY: WILMINGTON STATE: DE ZIP: 19807 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO.1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)1 AutoInfo, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 052777109 - -------------------------------------------------------------------------------- (CUSIP Number) ---------- - ------------------------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------------ Cusip No. 052777109 13G - ------------------------------------ - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ashford Capital Management, Inc. - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| Not Applicable - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION A Delaware Corporation - --------- ---------------------------------------------------------------------- 5 SOLE VOTING POWER 543,700 NUMBER OF -------- ------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------- ------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 543,700 -------- ------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - --------------------------- -------- ------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 543,700 - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_| SHARES* Not Applicable - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.8% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * IA - --------- ---------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Item 1(a). Name of Issuer: AutoInfo, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 1600 Route 208, Fair Lawn, NJ 07410 Item 2(a). Name of Person Filing: Ashford Capital Management, Inc. Item 2(b). Address of Principal Business Office or, if None, Residence: P.O. Box 4172, Wilmington, Delaware 19807 Item 2(c). Citizenship: A Delaware Corporation Item 2(d). Title of Class of Securities: Common Stock, $.01 par value per share. Item 2(e). CUSIP Number: 052777109 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person -------------------------------------------------------------------------------------------- filing is a: ----------- (a) [ ] Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ x ] Investment Advisor registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F). (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7. (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Item 4. Ownership. (a) Amount Beneficially Owned: 543,700** shares. (b) Percent of Class: 6.8% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -543,700**- (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: -543,700**- (iv) shared power to dispose or to direct the disposition of: -0- **Reflects the Reporting Person's beneficial ownership as of December 31, 1996. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. The shares reported by the Reporting Person, a registered investment adviser, are held in separate individual client accounts and in one separate limited partnership, the beneficial owners of which have the right to receive and the power to direct the receipt of dividends from, and the proceeds from the sale of, such shares. None of the individual client accounts or the limited partnership individually holds 5% or more of the Issuer's Common Stock. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ASHFORD CAPITAL MANAGEMENT, INC. By:_______________________________________ Name: Title: July___, 1997 -----END PRIVACY-ENHANCED MESSAGE-----