0001225208-20-002384.txt : 20200214 0001225208-20-002384.hdr.sgml : 20200214 20200214164025 ACCESSION NUMBER: 0001225208-20-002384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ANN E CENTRAL INDEX KEY: 0001349408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 20621087 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER NAME: FORMER CONFORMED NAME: Berman Ann E DATE OF NAME CHANGE: 20060111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2020-02-14 0000350797 EATON VANCE CORP EV 0001349408 BERMAN ANN E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Deferred Stock 0.0000 2020-02-14 4 A 0 26.0000 0.0000 A 2020-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 26.0000 3214.0000 D Deferred Stock 0.0000 2020-02-14 4 A 0 25.0000 0.0000 A 2021-11-01 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 25.0000 3059.0000 D Phantom Stock 0.0000 2020-02-14 4 A 0 24.0000 0.0000 A Eaton Vance Corp. Non-voting Common Stock 24.0000 2959.0000 D Option (right to buy) 41.9000 2013-11-01 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 4045.0000 4045.0000 D Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Mark J. Bumann, Attorney-in-fact 2020-02-14