0001225208-18-001096.txt : 20180117
0001225208-18-001096.hdr.sgml : 20180117
20180117143745
ACCESSION NUMBER: 0001225208-18-001096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180116
FILED AS OF DATE: 20180117
DATE AS OF CHANGE: 20180117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PUHY DOROTHY E
CENTRAL INDEX KEY: 0001200493
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 18531172
MAIL ADDRESS:
STREET 1: DANA FARBER CANCER INSTITUTE
STREET 2: 44 BINNEY STREET, RM. D1632
CITY: BOSTON
STATE: MA
ZIP: 02115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2018-01-16
0000350797
EATON VANCE CORP
EV
0001200493
PUHY DOROTHY E
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2018-01-16
4
M
0
11777.0000
34.8400
A
29426.0000
D
Eaton Vance Corp. Non-voting Common Stock
2018-01-16
4
M
0
4045.0000
41.9000
A
33471.0000
D
Eaton Vance Corp. Non-voting Common Stock
2018-01-16
4
S
0
9490.0000
60.4900
D
23981.0000
D
Option (right to buy)
41.9000
2018-01-16
4
M
0
4045.0000
0.0000
D
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
0.0000
D
Option (right to buy)
34.8400
2018-01-16
4
M
0
11777.0000
0.0000
D
2016-11-01
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
11777.0000
0.0000
D
Option (right to buy)
28.2270
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
5680.0000
D
Option (right to buy)
36.7100
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
5737.0000
D
Option (right to buy)
36.7600
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
7451.0000
D
Phantom Stock
0.0000
Eaton Vance Corp. Non-voting Common Stock
2763.0000
2763.0000
D
Phantom Stock
0.0000
2018-11-01
2018-11-01
Eaton Vance Corp. Non-voting Common Stock
2061.0000
2061.0000
D
Shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
Diane M. Tracey, Attorney-in-fact
2018-01-17