0001225208-18-001096.txt : 20180117 0001225208-18-001096.hdr.sgml : 20180117 20180117143745 ACCESSION NUMBER: 0001225208-18-001096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180116 FILED AS OF DATE: 20180117 DATE AS OF CHANGE: 20180117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUHY DOROTHY E CENTRAL INDEX KEY: 0001200493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 18531172 MAIL ADDRESS: STREET 1: DANA FARBER CANCER INSTITUTE STREET 2: 44 BINNEY STREET, RM. D1632 CITY: BOSTON STATE: MA ZIP: 02115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2018-01-16 0000350797 EATON VANCE CORP EV 0001200493 PUHY DOROTHY E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2018-01-16 4 M 0 11777.0000 34.8400 A 29426.0000 D Eaton Vance Corp. Non-voting Common Stock 2018-01-16 4 M 0 4045.0000 41.9000 A 33471.0000 D Eaton Vance Corp. Non-voting Common Stock 2018-01-16 4 S 0 9490.0000 60.4900 D 23981.0000 D Option (right to buy) 41.9000 2018-01-16 4 M 0 4045.0000 0.0000 D 2013-11-01 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 4045.0000 0.0000 D Option (right to buy) 34.8400 2018-01-16 4 M 0 11777.0000 0.0000 D 2016-11-01 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 11777.0000 0.0000 D Option (right to buy) 28.2270 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 5680.0000 D Option (right to buy) 36.7100 2014-11-03 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 5737.0000 5737.0000 D Option (right to buy) 36.7600 2015-11-02 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 7451.0000 7451.0000 D Phantom Stock 0.0000 Eaton Vance Corp. Non-voting Common Stock 2763.0000 2763.0000 D Phantom Stock 0.0000 2018-11-01 2018-11-01 Eaton Vance Corp. Non-voting Common Stock 2061.0000 2061.0000 D Shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Diane M. Tracey, Attorney-in-fact 2018-01-17