0001225208-13-002926.txt : 20130205
0001225208-13-002926.hdr.sgml : 20130205
20130205115938
ACCESSION NUMBER: 0001225208-13-002926
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130201
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN ANN E
CENTRAL INDEX KEY: 0001349408
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 13572881
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER NAME:
FORMER CONFORMED NAME: Berman Ann E
DATE OF NAME CHANGE: 20060111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2013-02-01
0000350797
EATON VANCE CORP
EV
0001349408
BERMAN ANN E
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2013-02-01
4
M
0
4883.0000
27.4950
A
4883.0000
D
Eaton Vance Corp. Non-voting Common Stock
2013-02-01
4
S
0
4883.0000
36.3287
D
0.0000
D
Option (right to buy)
27.6902
2012-12-14
5
A
0
8709.0000
0.0000
A
2006-01-16
2016-01-11
Eaton Vance Corp. Non-voting Common Stock
8709.0000
8709.0000
D
Option (right to buy)
29.3885
2012-12-14
5
A
0
8197.0000
0.0000
A
2006-11-01
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
8197.0000
8197.0000
D
Option (right to buy)
47.2305
2012-12-14
5
A
0
6865.0000
0.0000
A
2007-11-01
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
6865.0000
6865.0000
D
Option (right to buy)
28.6858
2012-12-14
5
A
0
4902.0000
0.0000
A
2010-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4902.0000
4902.0000
D
Option (right to buy)
28.2270
2012-12-14
5
A
0
5680.0000
0.0000
A
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
5680.0000
D
Option (right to buy)
27.4950
2012-12-14
5
A
0
4883.0000
0.0000
A
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
4883.0000
4883.0000
D
Option (right to buy)
27.4950
2013-02-01
4
M
0
4883.0000
0.0000
D
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
4883.0000
0.0000
D
Phantom Stock
0.0000
2013-11-01
2013-11-01
Eaton Vance Corp. Non-voting Common Stock
2133.0000
2133.0000
D
Phantom Stock
0.0000
2014-11-01
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
1795.0000
1795.0000
D
Pursuant to the terms of the option plans, option awards outstanding at December 14, 2012 were adjusted to offset the dilutive impact of the $1.00 per share special dividend paid on December 20, 2012.
Victoria Crane, Attorney-in-fact
2013-02-05