0001225208-13-002926.txt : 20130205 0001225208-13-002926.hdr.sgml : 20130205 20130205115938 ACCESSION NUMBER: 0001225208-13-002926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ANN E CENTRAL INDEX KEY: 0001349408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 13572881 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER NAME: FORMER CONFORMED NAME: Berman Ann E DATE OF NAME CHANGE: 20060111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2013-02-01 0000350797 EATON VANCE CORP EV 0001349408 BERMAN ANN E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2013-02-01 4 M 0 4883.0000 27.4950 A 4883.0000 D Eaton Vance Corp. Non-voting Common Stock 2013-02-01 4 S 0 4883.0000 36.3287 D 0.0000 D Option (right to buy) 27.6902 2012-12-14 5 A 0 8709.0000 0.0000 A 2006-01-16 2016-01-11 Eaton Vance Corp. Non-voting Common Stock 8709.0000 8709.0000 D Option (right to buy) 29.3885 2012-12-14 5 A 0 8197.0000 0.0000 A 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8197.0000 8197.0000 D Option (right to buy) 47.2305 2012-12-14 5 A 0 6865.0000 0.0000 A 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6865.0000 6865.0000 D Option (right to buy) 28.6858 2012-12-14 5 A 0 4902.0000 0.0000 A 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4902.0000 4902.0000 D Option (right to buy) 28.2270 2012-12-14 5 A 0 5680.0000 0.0000 A 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 5680.0000 D Option (right to buy) 27.4950 2012-12-14 5 A 0 4883.0000 0.0000 A 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4883.0000 4883.0000 D Option (right to buy) 27.4950 2013-02-01 4 M 0 4883.0000 0.0000 D 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4883.0000 0.0000 D Phantom Stock 0.0000 2013-11-01 2013-11-01 Eaton Vance Corp. Non-voting Common Stock 2133.0000 2133.0000 D Phantom Stock 0.0000 2014-11-01 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 1795.0000 1795.0000 D Pursuant to the terms of the option plans, option awards outstanding at December 14, 2012 were adjusted to offset the dilutive impact of the $1.00 per share special dividend paid on December 20, 2012. Victoria Crane, Attorney-in-fact 2013-02-05