-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Va5KpAcjPtC3HQKiM2Smcd0oecriXM/WrCO/k4LrECxebDbSoILr5llpz5gewvF+ sdwZkXOcF5IS7NgA5ubZdA== 0000350797-94-000025.txt : 19940812 0000350797-94-000025.hdr.sgml : 19940812 ACCESSION NUMBER: 0000350797-94-000025 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940811 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: 6282 IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39408 FILM NUMBER: 94543013 BUSINESS ADDRESS: STREET 1: 24 FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: 6282 IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 24 FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 SC 13G 1 KENETECH CORPORATION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Kenetech Corporation (Name of Issuer) 8.25% Convertible Preferred Stock (Title of Class of Securities) 488878307 (CUSIP Number) 1. Name of Reporting Person Eaton Vance Management #04-3101341 2. Check the appropriate Box if a Member of a Group Group Disclaims 3. SEC use only 4. Citizenship or Place of Organization Boston, Massachusetts 5. Sole Voting Power 205,000 shares 6. Shared Voting Power 51,300 shares 7. Sole Dispositive Power 205,000 shares 8. Shared Dispositive Power 51,300 shares 9. Aggregate Amount Beneficially Owned by Each Reporting Person 256,300 shares 10. Check Box if Aggregate Amount in Row 9 Excludes Certain Shares 11. Percentage of Class Represented By Amount in Row 9 5.70% 12. Type of Reporting Person Investment Adviser (IA) Schedule 13G Item 1(a)Name of Issuer: Kenetech Corporation Item 1(b)Address of Issuer's Principal Executive Office: 500 Sansome Street San Francisco, CA 94111 Item 2(a)Name of Person Filing: Eaton Vance Management Item 2(b)Address of Principal Business Office of Person Filing: 24 Federal Street, Boston, Massachusetts 02110 Item 2(c)Citizenship: Boston, Massachusetts Item 2(d)Title of Class of Securities: 8.25% Convertible Preferred Stock Item 2(e)CUSIP Number 488878307 Item 3 Eligibility to File Schedule 13G: Eaton Vance Management is an investment adviser registered under Section 203 of the Investment Adviser Act of 1940, and acts as investment adviser for a group of investment companies registered under Section 8 of the Investment Company Act of 1940 and a variety of private investment accounts. Item 4 Ownership: (a) As of July 31, 1994: 1. Total Return Portfolio, a New York State Trust, beneficially owned 200,000 shares of the issuer's 8.25% Convertible Preferred Stock (or 4.44% of the 4,500,000 shares believed to be outstanding). 2. Winslow Environmental Growth Fund beneficially owned 5,000 shares of the issuer's 8.25% Convertible Preferred Stock (or 0.11% of the 4,500,000 shares believed to be outstanding). 3. Various Private investment accounts, Pension and Profit sharing accounts beneficially owned 51,300 of the issuer's 8.25% Convertible Preferred Stock (or 1.14% of the 4,500,000 shares believed to be outstanding). By virtue of new Rule 13d-3(a)(2) under the Securities Exchange Act of 1934, Eaton Vance Management, in its capacity as investment adviser may be deemed the "beneficial owner" of 256,300 shares of the issuer's 8.25% Convertible Preferred Stock (or 5.70% of the 4,500,000 shares believed to be outstanding), inasmuch as said investment adviser has investment power with respect to such shares. (b) As of July 31, 1994: 1. Total Return Portfolio, a New York State Trust, has the sole power to vote or to direct the vote of 200,000 shares of the issuer's 8.25% Convertible Preferred stock and the sole power to dispose, or direct the disposition of 200,000 shares of the issuer's 8.25% Convertible Preferred Stock, in its capacity as investment adviser. 2. Winslow Environmental Growth Fund, has the sole power to vote or to direct the vote of 5,000 shares of the issuer's 8.25% Convertible Preferred stock and the sole power to dispose, or direct the disposition of 5,000 shares of the issuer's 8.25% Convertible Preferred Stock, in its capacity as investment adviser. 3. Eaton Vance Management has the shared power to vote or to direct the vote of 51,300 shares of the issuer's 8.25% Convertible Preferred stock and the shared power to dispose, or direct the disposition of 51,300 shares of the issuer's 8.25% Convertible Preferred Stock, in its capacity as investment adviser. Item 5 Ownership of Five Percent of Less of a Class: Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: See Item 4 above. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certification: DISCLAIMER Eaton Vance Management disclaims and each Fund and account referred to herein disclaims that it acts or has ever acted (or has ever agreed to act) with any other person (including, without limitation, any one or more of the other entities referred to in this statement or any associate thereof) as a general partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding, voting or disposing of equity securities of the issuer within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, and states the filing or sending of this statement shall not be deemed to constitute any such action or agreement. CERTIFICATION AND SIGNATURE Eaton Vance Management certifies that it is a person entitled to file statements on Schedule 13G under Rule 13d-1(b)(1) promulgated under the Securities Exchange Act of 1934, and the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect . After reasonable inquiry and to the best of its knowledge and belief, Eaton Vance Management certifies the information set forth in this statement is true, complete and correct. EATON VANCE MANAGEMENT By Douglas C. Miller Assistant Vice President August 3, 1994 -----END PRIVACY-ENHANCED MESSAGE-----