-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CKB6KGiFofKmrtBtJDJS0QMRt1QDagU7++2Ua7Tpyq4jPXrBEsOGdoZujCLqCNyN 9SbbOrjCIkc7iJ2kSc8GHA== 0001181431-10-059352.txt : 20101203 0001181431-10-059352.hdr.sgml : 20101203 20101203172015 ACCESSION NUMBER: 0001181431-10-059352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101201 FILED AS OF DATE: 20101203 DATE AS OF CHANGE: 20101203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTFALL KEVIN P CENTRAL INDEX KEY: 0001137895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 101232346 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 rrd292726.xml FORM 4 X0303 4 2010-12-01 0 0000350698 AUTONATION, INC. AN 0001137895 WESTFALL KEVIN P 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 0 1 0 0 SVP - Sales Common Stock 2010-12-02 4 M 0 10000 17.00 A 18692 D Common Stock 2010-12-02 4 S 0 10000 26.9332 D 8692 D Employee Stock Option (right to buy) 26.49 2010-12-01 4 A 0 3833 0 A 2020-03-01 Common Stock 3833 3833 D Employee Stock Option (right to buy) 17.00 2010-12-02 4 M 0 10000 0 D 2013-07-28 Common Stock 10000 18950 D This transaction was executed in multiple trades at prices ranging from $26.93 to $26.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The option vests in four equal annual installments beginning on June 1, 2011, subject to continuous employment with the Company. The option, representing a right to purchase a total of 57,900 shares (as of the grant date) at an exercise price equal to $17.00 per share, vested as to 25% of the underlying shares on each of July 28, 2004, July 28, 2005, July 28, 2006 and July 28, 2007. /s/ Jonathan P. Ferrando, Attorney-in-Fact 2010-12-03 -----END PRIVACY-ENHANCED MESSAGE-----