0000350698-14-000030.txt : 20140305
0000350698-14-000030.hdr.sgml : 20140305
20140305192937
ACCESSION NUMBER: 0000350698-14-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140303
FILED AS OF DATE: 20140305
DATE AS OF CHANGE: 20140305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTONATION, INC.
CENTRAL INDEX KEY: 0000350698
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 731105145
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 SW 1ST AVE
STREET 2: SUITE 1600
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
BUSINESS PHONE: 9547696000
MAIL ADDRESS:
STREET 1: 200 SW 1ST AVE
STREET 2: SUITE 1600
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
FORMER COMPANY:
FORMER CONFORMED NAME: AUTONATION, INC. /FL
DATE OF NAME CHANGE: 20090827
FORMER COMPANY:
FORMER CONFORMED NAME: AutoNation, Inc. /FL
DATE OF NAME CHANGE: 20090827
FORMER COMPANY:
FORMER CONFORMED NAME: AUTONATION INC /FL
DATE OF NAME CHANGE: 19990407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRANDO JONATHAN P
CENTRAL INDEX KEY: 0001228777
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13107
FILM NUMBER: 14671011
BUSINESS ADDRESS:
STREET 1: 200 SW 1ST AVE
STREET 2: SUITE 1600
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
BUSINESS PHONE: 9547696000
MAIL ADDRESS:
STREET 1: 200 SW 1ST AVE
STREET 2: SUITE 1600
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
4
1
wf-form4_139406576690111.xml
FORM 4
X0306
4
2014-03-03
0
0000350698
AUTONATION, INC.
AN
0001228777
FERRANDO JONATHAN P
200 SW 1ST AVE
SUITE 1600
FORT LAUDERDALE
FL
33301
0
1
0
0
EVP - GC, Corp Dev & HR
Common Stock, par value $0.01 per share
2014-03-05
4
M
0
10000
19.21
A
54000
D
Common Stock, par value $0.01 per share
2014-03-05
4
M
0
31506
10.17
A
85506
D
Common Stock, par value $0.01 per share
2014-03-05
4
S
0
39506
53.3647
D
46000
D
Common Stock, par value $0.01 per share
1767
I
By 401(k) Plan
Employee Stock Option (right to buy)
52.65
2014-03-03
4
A
0
34438
0
A
2024-03-03
Common Stock, par value $0.01 per share
34438.0
34438
D
Employee Stock Option (right to buy)
19.21
2014-03-05
4
M
0
10000
0
D
2017-07-30
Common Stock, par value $0.01 per share
10000.0
0
D
Employee Stock Option (right to buy)
10.17
2014-03-05
4
M
0
31506
0
D
2018-07-30
Common Stock, par value $0.01 per share
31506.0
50000
D
Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
This transaction was executed in multiple trades at prices ranging from $53.10 to $53.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014, subject to continuous employment with the Company.
The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007.
The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2008.
/s/ Jonathan P. Ferrando
2014-03-05