0000350698-14-000030.txt : 20140305 0000350698-14-000030.hdr.sgml : 20140305 20140305192937 ACCESSION NUMBER: 0000350698-14-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRANDO JONATHAN P CENTRAL INDEX KEY: 0001228777 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 14671011 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 wf-form4_139406576690111.xml FORM 4 X0306 4 2014-03-03 0 0000350698 AUTONATION, INC. AN 0001228777 FERRANDO JONATHAN P 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 0 1 0 0 EVP - GC, Corp Dev & HR Common Stock, par value $0.01 per share 2014-03-05 4 M 0 10000 19.21 A 54000 D Common Stock, par value $0.01 per share 2014-03-05 4 M 0 31506 10.17 A 85506 D Common Stock, par value $0.01 per share 2014-03-05 4 S 0 39506 53.3647 D 46000 D Common Stock, par value $0.01 per share 1767 I By 401(k) Plan Employee Stock Option (right to buy) 52.65 2014-03-03 4 A 0 34438 0 A 2024-03-03 Common Stock, par value $0.01 per share 34438.0 34438 D Employee Stock Option (right to buy) 19.21 2014-03-05 4 M 0 10000 0 D 2017-07-30 Common Stock, par value $0.01 per share 10000.0 0 D Employee Stock Option (right to buy) 10.17 2014-03-05 4 M 0 31506 0 D 2018-07-30 Common Stock, par value $0.01 per share 31506.0 50000 D Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety. This transaction was executed in multiple trades at prices ranging from $53.10 to $53.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014, subject to continuous employment with the Company. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2008. /s/ Jonathan P. Ferrando 2014-03-05