0001209191-15-084488.txt : 20151210 0001209191-15-084488.hdr.sgml : 20151210 20151210162922 ACCESSION NUMBER: 0001209191-15-084488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151208 FILED AS OF DATE: 20151210 DATE AS OF CHANGE: 20151210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 13601 NORTH FREEWAY, SUITE 200 CITY: FORT WORTH STATE: TX ZIP: 76177 BUSINESS PHONE: 682 549 6600 MAIL ADDRESS: STREET 1: 13601 NORTH FREEWAY SUITE 200 CITY: FORT WORTH STATE: TX ZIP: 76177 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farmer Richard F CENTRAL INDEX KEY: 0001314759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 151281167 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-08 0 0000034563 FARMER BROTHERS CO FARM 0001314759 Farmer Richard F C/O FARMER BROS. CO. 13601 NORTH FREEWAY, SUITE 200 FORT WORTH TX 76177 0 0 1 0 Common Stock, $1.00 par value 2015-12-08 4 S 0 100 31.96 D 3349579 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 100 32.055 D 3349479 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 100 32.06 D 3349379 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 200 32.05 D 3349179 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 521 32.10 D 3348658 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 300 32.01 D 3348358 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 348 32.02 D 3348010 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 292 32.03 D 3347718 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 329 31.99 D 3347389 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 500 32.00 D 3346889 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 160 31.97 D 3346729 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 15487 31.95 D 3331242 I Trustee Common Stock, $1.00 par value 2015-12-08 4 S 0 107 31.98 D 3331135 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 100 31.955 D 3331035 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 100 31.995 D 3330935 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 100 32.025 D 3330835 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 100 32.01 D 3330735 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 200 32.02 D 3330535 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 200 32.05 D 3330335 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 100 32.25 D 3330235 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 100 32.19 D 3330135 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 200 32.07 D 3329935 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 100 32.03 D 3329835 I Trustee Common Stock, $1.00 par value 2015-12-09 4 S 0 156 31.95 D 3329679 I Trustee Reflects the Reporting Person's beneficial ownership of shares of Common stock as a member of the Farmer Group (as defined in Schedule 13D/A filed with the SEC on September 21, 2006), as reported in the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 28, 2015, after giving effect to the reported transaction. The shares of Common Stock were sold directly by a trust of which the Reporting Person is the sole settlor, trustee and beneficiary. This sale was made pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. /s/ Richard F. Farmer 2015-12-10