0001209191-15-079683.txt : 20151112
0001209191-15-079683.hdr.sgml : 20151112
20151112161522
ACCESSION NUMBER: 0001209191-15-079683
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151110
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 13601 NORTH FREEWAY, SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
BUSINESS PHONE: 682 549 6600
MAIL ADDRESS:
STREET 1: 13601 NORTH FREEWAY SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Mark Joseph
CENTRAL INDEX KEY: 0001435748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 151224991
MAIL ADDRESS:
STREET 1: 13601 NORTH FREEWAY, SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-10
0
0000034563
FARMER BROTHERS CO
FARM
0001435748
Nelson Mark Joseph
FARMER BROS. CO.
13601 NORTH FREEWAY, SUITE 200
FORT WORTH
TX
76177
0
0
0
1
Former Treasurer, CFO
Common Stock, $1.00 par value
2015-11-10
4
M
0
5584
13.62
A
12568
D
Common Stock $1.00 par value
2015-11-10
4
S
0
5584
29.5417
D
6984
D
Common Stock $1.00 par value
2015-11-11
4
M
0
2000
13.62
A
8984
D
Common Stock $1.00 par value
2015-11-11
4
S
0
2000
29.57
D
6984
D
Stock Option (right to buy)
13.62
2015-11-10
4
M
0
5584
0.00
D
2020-05-09
Common Stock
5584
64059
D
Stock Option (right to buy)
13.62
2015-11-11
4
M
0
2000
0.00
D
2020-05-09
Common Stock
2000
62059
D
Exercise of non-qualified stock option granted on May 9, 2013 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vest pursuant to a three year vesting schedule whereby two-thirds of the total number of shares issuable under the option, or 19,630 shares, were exercisable on May 9, 2015 and one-third of the total number of shares issuable under the option, or 9,816 shares, have not vested and are not exercisable as of the transaction date of this report.
Includes a total of 1,037 shares (including 522 shares in fiscal 2015) allocated as of the reporting date to the reporting person pursuant to the Farmer Bros. Co. Employee Stock Ownership Plan.
Open market sale of shares from 11/10/2015 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the option. This transaction was executed in multiple trades at prices ranging from $29.50 to $29.59; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Open market sale of shares from 11/11/2015 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the option. This transaction was executed in multiple trades at prices ranging from $29.56 to $29.58; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
/s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Mark J. Nelson
2015-11-12