-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DuSXqArqO6D2XTFoSL56tabmaaWOSOkEVfIAHM5VtbSQw0Gdve5R/iayUt2ETD1q e5sGXOO7uLK5J0BLwb4nAQ== 0000912057-97-007972.txt : 19970307 0000912057-97-007972.hdr.sgml : 19970307 ACCESSION NUMBER: 0000912057-97-007972 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970306 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-30680 FILM NUMBER: 97551670 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EVERETT HARRIS & CO/CA CENTRAL INDEX KEY: 0001009254 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 950812696 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 888 WEST SIXTH STREET STREET 2: 10TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136252677 MAIL ADDRESS: STREET 1: 888 WEST 6TH STREET 10TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 SC 13G 1 SCH. 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ------ Farmer Bros. Co. ---------------------------------- (Name of Issuer) Common Stock, $1 par value ---------------------------------- (Title of Class of Securities) 3076751086 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages --- CUSIP No. 3076751086 13G Page 2 of 4 Pages ---------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons EVERETT HARRIS & Co. 95-081-2696 - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / NA - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization CALIFORNIA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Beneficially Power NEGATIVE Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Person With Power NEGATIVE -------------------------------------------------- (7) Sole Dispositive Power 141,990 -------------------------------------------------- (8) Shared Dispositive Power NEGATIVE - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 100% - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* NOT APPLICABLE - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 7.37% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IA-INVESTMENT ADVISOR - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 4 Pages --- --- ITEM 1(A). NAME OF ISSUER Farmer Bros. Co. - ------------------------------------------------------------------------------- ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 20333 South Normandie Avenue Turrance, CA 90502 - ------------------------------------------------------------------------------- ITEM 2(A). NAME OF PERSON(S) FILING Everett Harris & Co. - ------------------------------------------------------------------------------- ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 888 W. 6th Street, Los Angeles, CA 90017 10th Floor - ------------------------------------------------------------------------------- ITEM 2(C). CITIZENSHIP CALIFORNIA - ------------------------------------------------------------------------------- ITEM 2(D). TITLE OF CLASS OF SECURITIES COMMON STOCK, $1.00 PAR VALUE - ------------------------------------------------------------------------------- ITEM 2(E). CUSIP NUMBER #3076751086 - ------------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) /x/ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(H) Page 4 of 4 Pages --- --- ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 141,990 Common Shares --------------------------------------------------------------------------- (b) Percent of Class: 7.37% (1,926,414) --------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote NEGATIVE ----------------------------------------------------------------- (ii) shared power to vote or to direct the vote NEGATIVE ----------------------------------------------------------------- (iii) sole power to dispose or to direct the disposition of 141,990 Common Shares ----------------------------------------------------------------- (iv) shared power to dispose or to direct the disposition of NEGATIVE ----------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. / / ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON NEGATIVE - ------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NEGATIVE - ------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NEGATIVE - ------------------------------------------------------------------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP NEGATIVE - ------------------------------------------------------------------------------- ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 5, 1997 ---------------------------------------- (Date) /s/ James D. Ward ---------------------------------------- (Signature) JAMES D. WARD, PRESIDENT ---------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----